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15 Nov 2007, 1:39 am
New York Stock Exchange
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KINGS COUNTYLabor Law
Union's Motion for Reinstatement Of Dues Checkoff Privileges Denied
New York City Transit Authority v. [read post]
14 Nov 2007, 7:32 am
Shares of Och-Ziff Capital Management posted modest gains Wednesday morning after Daniel Och, the head of the $30 billion hedge-fund firm, rang the opening bell on the New York Stock Exchange to celebrate his firm’s market debut. [read post]
12 Nov 2007, 7:42 am
The Topps ruling also is notable because the court decided to keep jurisdiction over the case, even though investors sued earlier in New York state court. [read post]
10 Nov 2007, 10:00 pm
Regular readers of this blog know that former New York attorney general and current NY governor Eliot Spitzer's abuses of power have been a frequent topic for a long time, particularly Spitzer's dubious prosecution of former New York Stock Exchange chairman, Richard Grasso. [read post]
9 Nov 2007, 9:08 am
Shares of Merck rose $1.64, or 3%, to $56.41 in morning trading on the New York Stock Exchange. [read post]
8 Nov 2007, 11:56 pm
Judge Dismisses Suit Against NYSE, Says Plaintiffs Are 'More at Fault'
New York Law Journal
A New York judge has dismissed claims against the New York Stock Exchange and CEO John A. [read post]
6 Nov 2007, 10:25 am
” Asks FDI’s Barry Minkow, “Have Herbalife forgotten the imputed credibility of being on the New York Stock Exchange lost its value when another, well-known NYSE company failed - specifically, Enron? [read post]
2 Nov 2007, 11:26 am
The exemption was an informal agreement that preempted state regulators from regulating any company regulated by the SEC and was listed on the New York Stock Exchange, Amex, or NASDAQ Stock Market. [read post]
29 Oct 2007, 9:41 pm
(quoting New York Futures Exchange Rule 306(i)(2)) (emphasis added). [read post]
29 Oct 2007, 1:08 am
Office
New York Law Journal
Allen & Overy has recruited to its New York office the former chief of the securities fraud unit for the Southern District U.S. [read post]
26 Oct 2007, 8:38 am
Mozilo has told The New York Times that his pay is "based on performance. [read post]
24 Oct 2007, 12:54 am
Court Panel Throws Out Verdict Against Stock Exchange
The Legal Intelligencer
The Philadelphia Stock Exchange cannot be held liable for injuries a former trader sustained in an incident with a competitor on PHLX's trading floor because the plaintiff's case is pre-empted by federal securities law, the Pennsylvania Superior Court has ruled. [read post]
22 Oct 2007, 12:36 am
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Baker & McKenzie Partner Charged With Stock Fraud
New York Law Journal
A partner at Baker & McKenzie has been indicted on charges that he participated in a stock fraud scheme that netted two overseas short-sellers $55 million. [read post]
21 Oct 2007, 11:50 am
The New York Stock Exchange Regulation Inc. is disciplining nine companies and eight people for numerous violation. [read post]
20 Oct 2007, 2:09 pm
The winner will be announced at the Ten Awards Gala to be held November 5 at Cipriani Wall Street, a famed New York banquet hall in the former NewYork Stock Exchange. [read post]
19 Oct 2007, 5:15 am
ITS is a computer system that links regional exchanges to the major exchanges in New York City. [read post]
15 Oct 2007, 11:00 pm
She delivered the keynote address at a Sarbanes-Oxley conference hosted by the New York Stock Exchange in 2003 (there are video clips of it on her website, www.lynnbrewer.info). [read post]
15 Oct 2007, 5:33 pm
"[The documents] very clearly laid a very easily recognizable pattern of intentional misconduct and intentional use of backdating of options to make lots of money," said Christopher Keller, a partner with Labaton Sucharow in New York. [read post]
14 Oct 2007, 6:39 pm
An analysis by San Francisco-based Revere Data of filings by companies trading on U.S. stock exchanges shows that 44 reported that 5% or more of their 2001 revenue came from China. [read post]
12 Oct 2007, 11:21 am
The author of a number of leading books and articles, many including innovative empirical research, in these and related fields, Professor Thompson has testified before committees of Congress, a state legislature, and the New York Stock Exchange. [read post]
