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13 Mar 2015, 1:41 am
According to court records, worker was a customer service representative for a bank at a 24-hour call center for four years, starting in 2006. [read post]
14 Aug 2020, 12:43 pm
In identifying these specific red flags, the JKR action makes clear that FINRA will hold member firms to the same standard of customer due diligence and transaction monitoring associated with banks and conventional credit institutions. [read post]
6 Aug 2020, 2:55 pm
In identifying these specific red flags, the JKR action makes clear that FINRA will hold member firms to the same standard of customer due diligence and transaction monitoring associated with banks and conventional credit institutions. [read post]
2 Jul 2012, 8:20 am
Most of the banks have contacted their mortgage customers who are eligible to have their cases independently reviewed under the settlement agreement, but only about three percent of them have responded. [read post]
12 Apr 2010, 12:49 am
To make a referral, the customer must fill out a form. [read post]
22 Mar 2007, 10:00 pm
Miller involved a question of whether banks can exercise self-help in withdrawing certain funds from its customers' accounts. [read post]
10 Nov 2010, 7:56 pm
"Flash Attacks" and "Blitz Attacks" might sound like subjects that would be of concern to the US military; however, its banks and their customers that are the victims. [read post]
18 Mar 2021, 12:41 pm
Across America, banks are disappearing, leaving behind their most vulnerable customers, many of whom are Black and low-income. [read post]
2 Feb 2010, 10:58 am
For one thing, they ensure that banking focuses on the real economy. [read post]
18 Feb 2013, 12:57 pm
Initially, the Court expressed some concern about the breadth definition of the class, based upon the business’ pursuit of recovery for personal banking customers who it could not represent. [read post]
24 Jul 2011, 1:07 pm
A former JPMorgan Chase & Co. business banker recently pleaded guilty in New York state Supreme Court to grand larceny, identity theft, falsifying business records, forgery and scheme to defraud after stealing more than $1.1 million from the bank and its customers, Bloomberg reports. [read post]
15 Mar 2009, 9:21 pm
While they were existing customers of Westpac, they had asked not to be contacted about its products or services. [read post]
9 Sep 2020, 11:41 am
Bank-Agent Programs give Banks access to cutting-edge technology to better and more efficiently serve customer needs and promote broader access to consumer credit and financial inclusion, but the chilling effect on Bank-Agent Programs caused by the recharacterization threat, if allowed to continue, could deprive Banks and their customers of all these benefits. [read post]
21 Nov 2006, 10:32 pm
As long as credit unions remained relatively insignificant players in the competition for customers, banks left them alone. [read post]
3 Dec 2013, 11:00 am
The rules also restrict cash bank deposits pursuant to Exchange Act Rule 15c3-3 to maintain a reserve to protect customer cash; and establish customer disclosure, notice, and affirmative consent requirements for new customer accounts in programs where the customer’s cash in a securities account is placed in a money market or bank deposit product. [read post]
24 Apr 2012, 9:33 pm
If a transaction is customer-oriented, then it would be permissible. [read post]
10 Mar 2017, 2:46 am
MiFID II DA) require distributors to inform their customers of costs inherent in the product. [read post]
23 Oct 2007, 5:47 am
" Count III alleged that SWIFT violated the RFPA when it "disclosed information contained in customer financial records without reasonable description or any of the other five criteria enumerated" in the statute. [read post]
8 Aug 2014, 7:45 am
According to the criminal Information, KC United was a loan customer of the Bank of Blue Valley. [read post]
24 Aug 2017, 2:25 pm
The prototype forms do not clearly state that, if a customer has opted in to overdraft protection, the bank will pay an overdraft at its discretion. [read post]
