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12 Feb 2024, 6:00 am by Daniel J. Gilman
The National Institute for Standards and Technology (NIST) published a request for information (RFI) in December 2023 on its “Draft Interagency Guidance Framework for Considering the Exercise of March-In Rights. [read post]
17 Dec 2021, 11:17 am by Kristian Soltes
Legal and Regulatory Developments SPOTLIGHT: UK Government Outlines Plans for Regulation of Buy Now Pay Later IndustryThe Spectator – December 15, 2021 The buy now pay later industry has exploded in recent years, with the industry now worth $100 billion (circa £70 billion). [read post]
17 Dec 2021, 11:17 am by Kristian Soltes
Legal and Regulatory Developments SPOTLIGHT: UK Government Outlines Plans for Regulation of Buy Now Pay Later IndustryThe Spectator – December 15, 2021 The buy now pay later industry has exploded in recent years, with the industry now worth $100 billion (circa £70 billion). [read post]
25 Feb 2015, 9:53 pm by Steve Sheinberg
More for those running an automated, industrial control or business system, CSET is a software base evaluation tool that uses industry standards to analyze your particular situation. [read post]
24 Feb 2022, 1:39 pm
With these new stringent measures, these pressures will further accumulate and suppress Russia’s economic growth, increase its borrowing costs, raise inflation, intensify capital outflows, and erode its industrial base. [read post]
11 Jul 2012, 3:16 pm by James Hamilton
While DOL should consult with the industry in gathering its cost-benefit information, DOL asked industry representatives for detailed data on every investment, every investor, and every recommendation for the last ten years in every context, including IRAs, plans, and regular retail accounts. [read post]
23 Mar 2021, 7:55 am by Kurt Alaybeyoglu, Alan Wehler
Industry would need to continue to address recovery solutions, and the government would need to adopt them, demonstrating to industry that such solutions meet government regulatory requirements. [read post]
23 Apr 2020, 6:47 am by Trey Herr
If There Is to Be Liability, Let It Be for the Whole of the Software Industry The software industry is no longer a handful of firms selling boxed discs. [read post]
10 May 2011, 9:25 am by admin
depository institutions that have recently been subject to an enforcement order, because of repetitive actions at the same institution and orders directed at individuals, they do suggest that a very significant percentage of U.S. depository institutions have been the subject of some form of formal or informal bank regulatory enforcement action during the past three years. [read post]
14 Aug 2012, 1:30 pm by WIMS
      Access a release with further details and links to related information from AWEA (click here). [read post]
30 Jan 2019, 5:59 am
 The booming e-commerce industry, on the one hand, has significantly made people’s lives more convenient. [read post]
31 Mar 2019, 9:56 am
Demutualisation in contextIn January 2019, the global industry group for stock exchanges and clearing houses, the World Federation of Exchanges (WFE) published a statement clarifying the nature and role of market data (i.e. information on the price at which shares are trading). [read post]
For example, the Assistant Commissioner for financial institutions would likely be an officer from the Monetary Authority of Singapore (MAS). [read post]
9 Mar 2020, 11:42 am by Lori J. Sommerfield
 With the exception of one FAQ that was updated to reflect current American Institute of Certified Public Accountants Service Organization Control report information, the FAQs from OCC Bulletin 2017-21 have been incorporated without change into the new bulletin. [read post]
14 Dec 2020, 8:33 am by Cameron Kerry, John B Morris, Jr.
Morris Jr. lead The Privacy Debate initiative at the Brookings Institution, which brings together stakeholders in civil society, industry, government and academia to discuss federal privacy legislation. [read post]
18 Dec 2017, 5:00 am by John Jascob
A recent survey by Institutional Shareholder Services (ISS) found that nearly three-quarters of institutional investor respondents said they will use pay ratio information in some way, including (1) comparing ratios across companies and industry sectors; (2) assessing year-on-year changes at an individual company; or (3) using it as background material for engagement with companies.Finally, regarding media coverage, Bilbija expects there will not be a lot of… [read post]
30 Jun 2016, 10:16 am by Bethany Hengsbach and Ariel Yehezkel
-based financial institutions since 2011 with an emphasis on the financial institutions’ use of agents and consultants to solicit business. [read post]
21 Apr 2009, 12:00 pm
Today, by a 61% to 23% margin, the Political Class still believes the bailouts for the financial industry were a good idea. [read post]
28 Mar 2012, 9:03 am by Richard L. Santalesa
The six attributes are: The company has a Chief Information Security Officer (CISO or equivalent title) with overall responsibility for enterprise data protection. [read post]
6 Apr 2021, 7:57 am by Alan Rosca
Previously registered broker Jeffrey Raymond Dixson is the respondent in multiple customer disputes instituted against him on the allegations of unsuitable investment recommendations, and violation of the Financial Industry Regulatory Authority (FINRA) rules among others, according to an investigation of public records by lawyer Alan Rosca. [read post]