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26 Jul 2010, 1:48 pm
Other than with respect to controlled companies and certain other exempted entities, the SEC is directed to adopt rules compelling the national securities exchanges to prohibit the listing of companies which do not require that each member of their compensation committee be an independent director. [read post]
23 Jul 2010, 10:06 am
I, title VI, § 603(1), Oct. 21, 1998, 112 Stat. 2681–866;](6) under subsection (a) of this section, of the exercise by a commodity broker, forward contract merchant, stockbroker, financial institution, financial participant, or securities clearing agency of any contractual right (as defined in section 555 or 556) under any security agreement or arrangement or other credit enhancement forming a part of or related to any commodity contract, forward contract or… [read post]
21 Jul 2010, 11:34 pm
(Perhaps because it’s increasingly clear that national governments and their physical police forces are ineffectual or worse.) [read post]
21 Jul 2010, 2:57 am
National Australia Bank case made it clear U.S. securities laws do not allow so-called "f-cubed" cases -- securities claims against foreign domiciled companies and brought by foreign-domiciled claimants who purchased their company shares on foreign exchanges -- in U.S. courts. [read post]
18 Jul 2010, 6:14 pm
“Slow burn,” alas, is hard to write and harder to film, at least in a compelling way.More to the point, it is also not something for which Hedges can find a clear, direct, and most of all, viscerally shocking anecdote with ease. [read post]
15 Jul 2010, 12:44 pm
[Congress] imposed reforms upon the publicly traded company, and through it, to its entire corporate organization. [read post]
15 Jul 2010, 11:37 am
Treasury from $1 billion to $2.5 billion to support the work of the Securities Investor Protection Corporation and raises SIPC’s maximum cash advance amount to $250,000 in order to bring the program in line with the protection provided by the Federal Deposit Insurance Corporation. [read post]
15 Jul 2010, 2:20 am
European Corporate and Securities Developments: In light of the U.S. [read post]
14 Jul 2010, 9:45 am
First, it is not clear why the Dendrite/Cahill analysis applied at all. [read post]
13 Jul 2010, 4:22 am
While this was the intention in the early 1990s when Industry Canada was formed as a "super Ministry" that merged Consumer and Corporate Affairs with Communications, this experiment has failed. [read post]
8 Jul 2010, 7:22 am
(Review of Ian Bremmer, The End of the Free Market: Who Wins the War Between States and Corporations? [read post]
7 Jul 2010, 12:24 pm
And the truth is the middle-class families that are the backbone of our economy have felt their economic security eroding since long before this recession hit. [read post]
7 Jul 2010, 12:47 am
"Let's be clear," he writes, "many, dare I say most, of these so-called [S]lackers are doing their best trying to eke out a living the best that they can, using the resources that they have available . . . . [read post]
5 Jul 2010, 5:17 pm
(This is Part 2 of a review of Ian Bremmer, The End of the Free Market: Who Wins the War Between States and Corporations? [read post]
5 Jul 2010, 8:17 am
The NYT gives its opinion of the Supreme Court's just-concluded Term: [T]he tone and posture of the court’s conservative majority made clear that it is not done asserting itself in redefining campaign finance laws, the rights of corporations, national security powers and the ownership of guns....Much of this is the familiar hand-wringing over Citizens United. [read post]
5 Jul 2010, 7:38 am
Related posts:Morrison, Securities Liability and Corporate Governance Wolf-Georg Ringe is a Lecturer at the University of Oxford.... [read post]
5 Jul 2010, 6:27 am
Daly ordered millions worth of securities through the accounts, using the names of nonexistent clients or corporations. [read post]
5 Jul 2010, 3:30 am
"Let's be clear," he writes, "many, dare I say most, of these so-called [S]lackers are doing their best trying to eke out a living the best that they can, using the resources that they have available . . . . [read post]
2 Jul 2010, 3:26 pm
In so many past wartime decisions, the Court had deferred to the president’s “superior expertise” in national security (Pearlstein). [read post]
2 Jul 2010, 8:13 am
There are clear warning signs of bond market stress. [read post]
