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19 Oct 2018, 2:25 pm by Malecki Law Team
Within her 28 years in the securities industry, Dawn Bennett was registered with Wheat, First Securities, Inc. (03/1987-08/1996), Legg Mason Wood Walker, Inc. (08/1996-02/2006), CitiGroup Global Markets Inc. (02/2006), Royal Alliance Associates, Inc. (02/2006-10/2009), and Western International Securities, Inc. (10/2009-12/2015). [read post]
16 Oct 2018, 3:55 pm by Cynthia Marcotte Stamer
Health plans, their employer and other sponsors and fiduciaries, health insurers, health care providers, health care clearinghouses and their business associates should study and learn from the just announced, record-setting $16 million resolution agreement between health insurance giant, Anthem, Inc., to resolve Department of Health & Human Services Office of Civil Rights (OCR) charges that Anthem, Inc. [read post]
5 Oct 2018, 1:39 pm by zamansky
“A high-profile settlement with Tesla Inc Chief Executive Elon Musk exemplifies a recent push by the U.S. [read post]
30 Sep 2018, 11:24 am by Staff Attorney
  There are as many as 60 brokerage firms that sold these funds and among the largest of those firms are Royal Alliance Associates Inc., Sagepoint Financial Inc., FSC Securities Corp. and Woodbury Financial Services Inc. [read post]
12 Sep 2018, 6:41 am by Cynthia Marcotte Stamer
House Ways and Means Committee Chair Kevin Brady expressed strong support for its reforms, saying: “We are creating financial security. [read post]
10 Sep 2018, 7:49 pm by Cynthia Marcotte Stamer
She regularly helps employer and other health benefit plan sponsors and vendors, health industry, insurers, health IT, life sciences and other health and insurance industry clients design, document and enforce plans, practices, policies, systems and solutions; manage regulatory, contractual and other legal and operational compliance; vendors and suppliers; deal with Medicare, Medicaid, CHIP, Medicare/Medicaid Advantage, ERISA, state insurance law and other private payer rules and requirements;… [read post]
20 Aug 2018, 9:02 pm by Joe Whitworth
Applications for seed funding as part of a contest run by the Global Alliance for Improved Nutrition (GAIN), Sight and Life Foundation, Mars Inc. and Postharvest Loss Alliance for Nutrition (PLAN) closed earlier this month. [read post]
20 Aug 2018, 3:47 pm by ccollins
Up to 60 brokerage firms have sold the GPB funds, including Advisor Group broker-dealers Sagepoint Financial Inc., FSC Securities Corp., Royal Alliance Associates, Inc., and Woodbury Financial Services Inc. [read post]
3 Aug 2018, 6:49 am by Staff Attorney
From January 1994 to January 1996, Cuenca was registered with Royal Alliance Associates, Inc. [read post]
2 Aug 2018, 12:59 pm by Staff Attorney
The securities attorneys at Gana Weinstein LLP are currently investigating Royal Alliance Associates, Inc. [read post]
31 Jul 2018, 9:09 pm by Cynthia Marcotte Stamer
Stamer’s lifelong public policy and community service involvement includes service as a lead consultant to the Government of Bolivia on its pension privatization project, as well as extensive legislative and regulatory reform, advocacy and input workforce, worker classification, employee benefit, public health and healthcare, social security and other disability and aging in place, education, migration reforms domestically and internationally throughout her adult life. [read post]
26 Jul 2018, 1:07 pm by Silver Law Group
Continue reading The post Silver Law Group is Investigating Gary Basralian of Royal Alliance Associates, Inc. appeared first on Securities Arbitration Lawyers Blog. [read post]
25 Jul 2018, 7:28 am by Renae Lloyd
Royal Alliance Associates, FSC Securities Corporation, SagePoint Financial, Woodbury Financial Services Censured & Fined According to the Financial Industry Regulatory Authority (FINRA) on Tuesday, the regulator has sanctioned four firms, Royal Alliance Associates, Inc., FSC Securities Corporation, SagePoint Financial, Inc., Woodbury Financial Services, Inc. for failure to establish, maintain and enforce a supervisory system in… [read post]
13 Jul 2018, 10:37 pm by Cynthia Marcotte Stamer
A flurry of activity in the House Ways & Means Committee and other Congressional committees over the past few weeks signals the advisability of keeping a close eye on health care and health benefit reform proposals this Summer in anticipation of both the Fall health benefit enrollment and renewal season and the mid-term November Congressional elections. [read post]