Search for: "CAPITAL ONE FINANCIAL CORP."
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18 Feb 2021, 9:15 am
The comparison to one year earlier was more mixed, however. [read post]
17 Feb 2021, 2:01 pm
Luftschein, who operated in the greater New York area, was registered with Aegis Capital Corp. from 2013-2016, and then with Joseph Stone Capital LLC for the years 2017-2018. [read post]
16 Feb 2021, 2:23 pm
M&T Bank Corp., 962 F.3d 701, 717 (3d Cir. 2020). [read post]
15 Feb 2021, 7:31 am
The attorneys at Gana Weinstein LLP are investigating BrokerCheck records reports that financial advisor Thomas Duggan (Duggan), currently employed by Aegis Capital Corp. [read post]
11 Feb 2021, 8:10 am
Among the institutions on the pilot list are major banks like Capital One Financial Corp., Citigroup Inc., Goldman Sachs Group Inc., JPMorgan Chase & Co., and Wells Fargo Co. [read post]
3 Feb 2021, 8:30 am
FS KKR Capital Corp. and FS KKR Capital Corp. [read post]
1 Feb 2021, 8:59 am
II HMS Income FundGlobal Net Lease, Inc.Corporate Capital Trust, Inc.Cottonwood Residential, Inc.Gemini VICON Fund 14Crossroad (Now BDCA)NorthStar Realty IncomeBehringer Harvard Opportunity Fund IIFS Investment Corp The claim seeks damages between $500,000 and $1,000,000. [read post]
28 Jan 2021, 6:09 pm
One of the agreements involved was governed by New York law and one was governed by Delaware law–but the Court noted that the law of both states as it relates to contract interpretation in this case is the same. [read post]
28 Jan 2021, 9:34 am
Among the institutions on the pilot list are major banks like Capital One Financial Corp., Citigroup Inc., Goldman Sachs Group Inc., JPMorgan Chase & Co., and Wells Fargo Co. [read post]
21 Jan 2021, 9:06 am
The EC says that one of the reasons a digital euro is appealing is that it could help promote global use of the currency. . . . [read post]
15 Jan 2021, 1:48 pm
SCANA Corp. [read post]
14 Jan 2021, 8:30 pm
All around the nation’s capital, just as a new administration and a new Congress set up shop, corporate lobbyists, trade associations, and others in the influence industry have had to abandon the usual tools of their trade. [read post]
14 Jan 2021, 8:43 am
” According to his FINRA BrokerCheck report, Luftschein was registered with Aegis Capital Corp. in Melville, New York, from 2013 until December 2016. [read post]
12 Jan 2021, 1:42 pm
Gregory Washington has 10 years of experience and started in the securities industry in 2009 and has previously worked for such companies as Aegis Capital Corp, Spartan Capital Securities and Maxim Group. [read post]
10 Jan 2021, 5:39 am
(Investee)Capital Southwest Corporation in Recapitalization (Investor) 2-Jul-19QDiscoveryXact Data Discovery 19-Jun-19Text IQ (Investee)FirstMark Capital with Sierra Ventures (Investors)$12,600,000 17-Jun-19Elevate (Investee)Kayne Partners (Investor)$25,000,000 17-Jun-19Cellebrite (Investee)Israel Growth Partners (IGP) $110,000,000 12-Jun-19Infinnium (Investee)Sahajanand Group (Investor) 11-Jun-19Jordan LawrenceExterro 5-Jun-19Mindseye SolutionsReveal 3-Jun-19Onna (Investee)Series… [read post]
8 Jan 2021, 7:34 am
From 2008 – 2020 he was reportedly doing business as Shafer Financial Group, a purported independent agency through Money Concepts Capital Corp. [read post]
8 Jan 2021, 3:02 am
– Will companies need to provide more pro forma financial information? [read post]
5 Jan 2021, 8:23 am
His previous employers included Spartan Capital Securities, LLC (CRD#:146251) of New York, NY, Aegis Capital Corp. [read post]
4 Jan 2021, 1:29 pm
Army Corps of Engineers, Connie Duckworth, chairman & CEO at ARZU Inc. and Razia Jan, founder & CEO of Razia’s Ray of Hope Foundation, will join Ambassador Paula Dobriansky, senior fellow at Harvard University’s Belfer Center, to analyze the gains Afghan women have made and how women’s economic opportunity can help prevent fighting and promote stability in Afghanistan. [read post]
4 Jan 2021, 1:26 pm
Two factors contributed to the relative decline in the number of federal court securities lawsuit filings in 2020: first, there were two filing lulls during 2020, one in the second quarter and one in the fourth quarter. [read post]
