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28 Jan 2013, 6:15 am
Last May, Finra ordered broker-dealers of four major banks, Wells Fargo & Co., Citigroup Global Markets Inc., Morgan Stanley and UBS Financial Services Inc., to pay $9.1 million in fines and restitution for selling such funds “without reasonable supervision and for not having a reasonable basis for recommending the securities. [read post]
21 Jul 2021, 12:49 pm
Citigroup Global Markets, Inc. and Jefferies LLC are also acting as book-running managers for the offering, and Canaccord Genuity LLC, Cowen and Company, LLC, Needham & Company LLC, Stifel, Nicolaus & Company, Incorporated and Loop Capital Markets LLC are acting as co-managers for the offering. [read post]
25 Oct 2018, 6:43 am
From March 1993 to June 2009, Garapedian was registered with Citigroup Global Markets Inc. [read post]
22 Mar 2008, 2:00 am
You can separately subscribe to the IP Thinktank Global week in Review at the Subscribe page: [duncanbucknell.com] Highlights this week included:Google fails to obtain pan-EU trade mark protection for ‘Gmail’ due to confusingly similar German trade mark: (Class 46), (Ars Technica),UK High Court overturns UKIPO decision to refuse computer program patent application in Symbian’s Patent Application, UKIPO announces it will appeal (equivalent patent granted by… [read post]
16 Nov 2017, 12:47 pm
TRANSWORLD SYSTEMS INC. [read post]
16 Nov 2017, 12:47 pm
TRANSWORLD SYSTEMS INC. [read post]
18 Nov 2015, 5:53 am
From June 1997, until June 2005, Giannone was associated with Citigroup Global Markets Inc. [read post]
18 Apr 2008, 2:00 am
, Global Global - General Candidates for post of WIPO Director General present their platforms: (WIPO), IP is not a thing: (Dilanchian), FOSS adoption and consumer welfare: (IPcentral) Global - Trade Marks / Domain Names / Brands Manufacturers becoming brand licensing companies: (IP ThinkTank), Anti-Counterfeiting Trade Agreement moves forward: (Michael Geist) Global - Patents Office Open XML voted to become official standard, so out… [read post]
17 May 2008, 5:30 pm
The Culls, Lemon Home Owners, two weeks ago)In Re CitiGroup Global Markets, Inc., No. 06-0886 (Tex. [read post]
28 Sep 2022, 8:06 am
;Citigroup Global Markets Inc. [read post]
21 Apr 2008, 12:04 pm
In an April 10 report, Lehman Brothers Holdings Inc. analysts led by Michelle Meyer said that about 2.5 million foreclosed properties will be on the market this year and in 2009. [read post]
6 Jun 2008, 2:54 pm
Putting the Clear Channel case to rest In re Citigroup Global Markets, Inc., No. 08-0289. [read post]
19 Jan 2010, 5:00 am
In Citigroup Global Markets Inc. v. [read post]
19 Dec 2011, 10:24 am
" The decades-long practice has garnered a great deal of attention recently, particularly in light of Judge Jed Rakoff's November 28, 2011 decision (discussed here) to reject the SEC's settlement with Citigroup Global Markets, Inc. due to that very practice The exact timing of the Congressional Committee hearing has not been set, yet.The SEC has defended the practice in court cases (as discussed here), arguing that accepting settlements where the… [read post]
26 May 2022, 1:53 pm
This resulted in an EBITDA debt to equity ratio between 6.6 and 7.8, even though Citigroup Global Markets (“Citigroup”) advised the board that the Company could only support a ratio of 5.1. [read post]
9 Oct 2012, 3:53 pm
On September 21, Citigroup Inc. [read post]
27 Mar 2012, 11:39 am
Citigroup Global Markets, Inc., 2011 W.L. 5903733 (S.D.N.Y.), Judge Jed S. [read post]
24 Aug 2015, 7:16 am
From 2006, until June 2009, King was registered with Citigroup Global Markets Inc. [read post]
6 Feb 2009, 7:00 am
You can separately subscribe to the IP Think Tank Global Week in Review at the Subscribe page: [duncanbucknell.com] Highlights this week included: WTO report confirms USTR lost on key issue of whether China’s thresholds for criminal IP enforcement are too high (Managing Intellectual Property) (IP Justice) (IP Justice) (China Hearsay) (China Law Blog) US: Judd Gregg to be nominated as Secretary of Commerce (Inventive Step) (IP Watchdog) (Peter Zura's 271 Patent… [read post]
7 Aug 2007, 11:03 am
JUNE 6, 2007: NASD FINED CITIGROUP $3 MILLION FOR FAILURE TO SUPERVISE On June 6, 2007, the NASD fined Citigroup Global Markets, Inc., $3 million for its failure to adequately supervise a team of brokers based in Charlotte, NC, who used misleading sales materials during dozens of seminars and meetings for hundreds of employees of BellSouth Corporation. [read post]
