Search for: "Capital Funding, LLC "
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5 Nov 2021, 9:55 am
Gregory Lemelson and Massachusetts-based Lemelson Capital Management LLC were…Read the Full Press ReleaseHave a securities law question? [read post]
1 Apr 2004, 7:10 am
., the seventh-largest securities firm, is being investigated by the SEC and the US attorney for the Southern District of New York to determine whether the company helped Canary Capital Partners LLC make illegal mutual fund trades. [read post]
5 Nov 2021, 9:55 am
Gregory Lemelson and Massachusetts-based Lemelson Capital Management LLC were…Read the Full Press ReleaseHave a securities law question? [read post]
3 Aug 2009, 2:58 pm
According to an article in Investment News, shortly after the charges were filed against Medical Capital Holdings Inc, FINRA, the financial regulatory agency, began turning up the pressure on firms that sold the Medical Capital Holding offering, called the Medical Provider Funding VI, by issuing a "sweep" letter to firms who sold the offering with the purpose of getting information about the clients who were sold the securities. [read post]
12 Sep 2018, 7:29 am
The SEC has filed fraud charges against hedge fund adviser Gregory Lemelson and his Massachusetts based investment advisory firm Lemelson Capital Management LLC. [read post]
6 Apr 2009, 5:00 am
Those actions include selling major LLC assets and dissolving the LLC. [read post]
3 Jul 2020, 6:10 am
According to SEC filings, the company filed a Form D to raise capital from investors with the offering Leland Forest Holdings LLC in 2013, a real estate fund. [read post]
30 Jul 2011, 2:31 am
As a secondary objective, the Fund seeks to preserve capital. [read post]
25 Jan 2011, 3:40 pm
Brandolino operated several entities including Lloyd Lewis Capital Inc., Falcon Trading Group Inc. and Falcon Capital Partners LLC. [read post]
24 Nov 2021, 12:27 am
The indirect subsidiaries, and the respective ownership interest of First Capital Real Estate Operating Partnership, are: Township Nine Owner, LLC (31.3%), Capitol Station Holding, LLC (100%), Capitol Station Member (100%), LLC and Capitol Station 65, LLC (100%). [read post]
25 Jul 2012, 12:16 pm
It also appears the Total Realty Trust may now go by a new name – Dividend Capital Diversified Property Fund. [read post]
31 Aug 2012, 11:52 am
Midland Credit Management, Inc., Midland Funding, LLC, and Encore Capital Group, Inc., 2012 WL 2022013 (Decided May 31, 2012). [read post]
30 May 2017, 3:03 pm
The financier points out that it was his relationship with a New York hedge fund that delivered the project’s capital. [read post]
11 Jul 2022, 8:56 am
McDonald Partners LLC (CRD #135414), a broker-dealer based in Cleveland, Ohio, reportedly engages in a general securities business, including the sales of equity securities, mutual funds, variable annuities, and private placements. [read post]
5 May 2021, 7:23 am
Maroney, accusing him of running an ongoing Ponzi scheme through his company Harbor City Capital Corp., LLC and other entities. [read post]
29 Jul 2014, 12:06 pm
Have you suffered investment losses in Sonoma Ridge Capital, LLC? [read post]
11 Jan 2011, 5:00 am
In time, it was revealed that the that operators of the Janus mutual funds (JCG and its wholly-owned subsidiary Janus Capital Management LLC) had between 2001 and 2003, allegedly given special treatment to 12 special investors and “lied” about it. [read post]
Why Are Investors Seeking Litigation Funding Opportunities? Because Litigation Funding is Profitable
20 Mar 2015, 4:22 am
In a March 9, 2015 article entitled “Hedge Fund Manager’s Next Frontier: Lawsuits” (here), the Wall Street Journal described how the “next act” for EJF Capital LLC, a hedge fund run by Friedman, Billings, Ramsay Group’s former co-founder Emmanuel Friedman, will be to deploy a new litigation finance arm that has already, according to the Journal, “raised hundreds of millions of dollars” to “lend to law firms… [read post]
8 Aug 2017, 2:30 pm
However, the by-laws or LLC agreement are private, and not available to the public. [read post]
4 Apr 2013, 9:00 am
Brantley Capital Mgmt., LLC et al. [read post]
