Search for: "Capital One Financial Corporation"
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27 Apr 2023, 9:01 pm
But parts of the financial markets are beginning to notice in small ways the lack of legislative progress[1] and the broader financial markets may react in the coming months with implications for corporate capital raising, liquidity and risk management. [read post]
23 Jan 2023, 9:05 pm
On one hand, the COW law could improve corporate culture. [read post]
22 Jun 2009, 7:34 pm
Related Web Resources: FINRA Fines Raymond James, RBC Capital Markets Corporation, Stock Loan Trader for Improper Stock Loan Practices, FINRA, June 17, 2009 FINRA fines Raymond James, RBC Capital Markets, Forbes, June 17, 2009 [read post]
19 Mar 2012, 1:38 pm
On February 14, 2012, the Federal Reserve Board ("Board") announced its approval of Capital One Financial Corporation ("Capital One") to acquire the shares of ING Bank, fsb ("ING"). [read post]
23 Aug 2016, 3:01 pm
The company’s most recent interim financial results can be found here. [read post]
3 Aug 2014, 11:27 am
Noting the Volcker Rule’s adverse impact on the corporate bond market, House Financial Services Committee Chair Jeb Hensarling (R-TX) suggested that Treasury Secretary Jacob Lew is not doing his duty to ensure that the Volcker Rule does not imperil or disrupt the capital markets. [read post]
4 Oct 2008, 2:31 pm
Jesse Fried of Boalt Hall School of Law, University of California, Berkeley, posted an article today on the Harvard Law Corporate Governance Blog. [read post]
21 Nov 2016, 6:03 am
Since the process of informing and expressing one’s preferences is costly, these investors often choose to refrain from any involvement in the governance of the corporation. [read post]
3 Jul 2019, 11:02 am
In the case of financial subsidiaries, the formula is modified, and the CFC income inclusion is partially taken from the comparison between the larger of income generated from overcapitalization or the sum of leasing fees, royalties, capital gains, and abnormal income. [read post]
23 Jan 2020, 5:00 am
A financial transaction tax is one of several names for a tax on financial assets. [read post]
26 Oct 2011, 2:08 pm
Scott Garrett (R-NJ), Chair of the Capital Markets Subcommittee. [read post]
4 Dec 2023, 9:05 pm
(c) Available and relative resources Here we outline how regulatory resources including human capital (with the right expertise), financial capital, and other crucial assets such as data contribute to more effective rule-making. [read post]
22 Aug 2022, 1:18 pm
” An applicable corporation is generally any corporation – but not an S corporation, real estate investment trust, or regulated investment company – whose average annual adjusted financial statement income (or AFSI) exceeds $1 billion for three consecutive years (ignoring financial statement net operating losses). [read post]
21 Oct 2014, 6:04 am
This will be one of his top priorities. [read post]
9 Mar 2020, 2:48 pm
California Corporation Code Section 212 (a) requires that if there is only one shareholder the number of Directors must be at least one (1); or when there are two (2) shareholders, there must be at least be two (2) Directors. [read post]
15 Dec 2010, 8:00 am
The use of a partnership approach to compensation arose because many of the financial institutions at one time used this structure. [read post]
21 May 2024, 9:06 am
The upcoming Capital Requirements Regulation 3 and the Capital Requirements Directive 6 will bring major changes to the way EU banks manage risk. [read post]
26 May 2021, 6:39 pm
All economies experience slowdowns after long periods of growth for one reason or another. [read post]
29 Sep 2011, 12:15 am
Accordingly, if you asked a tax practitioner in one of the firms doing a good bit of capital market work what they generally looked at to determine whether a financial instrument labeled debt was indeed to be treated as "debt in substance" for tax purposes, that practitioner would likely point to the credit rating as one of the primary factors, along with the amount of capital in the entity and the terms of the debt--in… [read post]
23 Aug 2021, 4:26 pm
As a consequence both states have now sought to restrain such cross border access to capital. [read post]
