Search for: "Citigroup, Inc."
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17 Jun 2014, 5:00 am
The companies that we will be covering this year are: Bank of America; Citigroup Inc.; JPMorgan Chase & Co.; General Electric; The Goldman Sachs Group, Inc.; Wells Fargo & Company; Exxon Mobil Corporation; AT&T; Starbucks; Hewlett Packard Company; Twitter Inc.; and Wal-Mart Stores Inc. [read post]
7 Jun 2021, 6:55 am
Citigroup Inc. [read post]
20 Mar 2012, 6:23 am
The Financial Industry Regulatory Authority (FINRA) has fined Citi International Financial Services, LLC ("Citi"), a subsidiary of Citigroup, Inc., $600,000 and ordered it to pay $648,000 in restitution for excessive markups and markdowns charged to customers on bond transactions. [read post]
20 Mar 2012, 6:56 am
FINRA recently announced that it has fined Citi International Financial Services LLC, a subsidiary of Citigroup, Inc., $600,000 and ordered more than $648,000 in restitution and interest to more than 3,600 customers for charging excessive markups and markdowns on corporate and agency bond transactions, and for related supervisory violations. [read post]
29 Aug 2008, 11:00 am
2008 will be law firms’ worst year since early 1990s, according to the gloomy Dan DiPietro, who oversees law firm client relations at Citigroup Inc.'s Citi Private Bank. [read post]
2 May 2012, 6:29 am
FINRA announced that it has fined Citigroup Global Markets, Inc; Morgan Stanley & Co., LLC; UBS Financial Services; and Wells Fargo Advisors, LLC a total of more than $9.1 million for selling leveraged and inverse exchange-traded funds (ETFs) without reasonable supervision and for not having a reasonable basis for recommending the securities. [read post]
29 Apr 2019, 12:55 pm
The defendants are Bank of America NA, Barclays Capital, Wells Fargo Securities, LLC, Citigroup Global Markets, Inc., BNP Paribas Securities Corp., Deutsche Bank Securities, JPMorgan Securities, HSBS Bank Plc, HSBC Securities, JP Morgan Chase Bank, TD Securities, Nomura Securities International Inc., and Merrill Lynch, Pierce, Fenner & Smith. [read post]
18 Mar 2012, 10:58 am
Citigroup Global Markets Inc., 2d Cir., No. 11-5227, 3/15/12). [read post]
19 Feb 2015, 10:00 pm
Citigroup Inc., 4:14-cv-00183-RLW (E.D. [read post]
9 Sep 2019, 4:54 pm
Citigroup Inc. [read post]
2 Sep 2011, 3:14 pm
The companies being sued are: Ally Financial Inc. f/k/a GMAC, LLC Bank of America Corporation Barclays Bank PLC Citigroup, Inc. [read post]
4 Apr 2014, 3:54 am
Citigroup Inc. v. [read post]
25 Mar 2010, 7:37 am
” Judicial Watch also filed a second lawsuit on March 15, 2010, seeking records related to the FDIC’s decision to guarantee $306 billion of loans and securities held by Citigroup, Inc., and $118 billion held by Bank of America (McKinley v. [read post]
9 Feb 2009, 3:09 pm
Various companies, including Citigroup Global Markets Inc., Wells Fargo Securities, LLC, Bank of America Securities LLC, Merrill Lynch & Co. [read post]
23 Aug 2007, 9:13 pm
Chuckles Schumer interrupted his vacation yesterday to jawbone big banks for money (paid subscription required).The roughly 40 lenders he wrote included Citigroup Inc., Bank of America Corp., JPMorgan Chase & Co., Wells Fargo & Co., Countrywide Financial Corp., and Washington Mutual Inc. [read post]
6 Nov 2009, 7:04 am
Citigroup, Inc. [read post]
4 Jun 2014, 9:04 am
Citigroup Global Markets, Inc., 827 F. [read post]
18 Aug 2015, 6:23 am
Upon leaving from UBS, from May 2007, through June 2009, Honingstock was associated with Citigroup Global Markets Inc. [read post]
3 Sep 2011, 12:52 am
., Citigroup Inc., JP Morgan Chase & Co., and Goldman Sachs Group Inc. were some of the financial firms which were targeted by the lawsuits. [read post]
3 Sep 2011, 12:52 am
., Citigroup Inc., JP Morgan Chase & Co., and Goldman Sachs Group Inc. were some of the financial firms which were targeted by the lawsuits. [read post]
