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7 Feb 2018, 11:18 am by Hunton & Williams LLP
  At the same time, in speeches and congressional testimony, SEC Chairman Jay Clayton has begun advocating in favor of “Mr. and Mrs. 401(k)” and similarly situated “Main Street” investors, implying that they have been overlooked in recent years. [read post]
3 Nov 2020, 9:06 pm by Veena Ramani
Securities and Exchange Commission (SEC) Chair Jay Clayton, urging the agency to mandate climate risk disclosure. [read post]
11 Sep 2007, 3:05 am
Corporate, Military and Civil Service Plans David Clayton Carrad QDRO Solutions, Inc. [read post]
22 Feb 2018, 6:23 am
” But in recent Senate testimony, Clayton reportedly put the kibosh on these signals. [read post]
6 Nov 2020, 7:39 am by John Jascob
The SEC should seek input from issuers, transfer agents, broker-dealers, clearing corporations, banks, investors, regulators, exchanges, underwriters, and industry experts at this dematerialization roundtable.Discussion. [read post]
9 Jan 2020, 7:04 am by John Jascob
"It is worth evaluating the extent to which the structure of the three existing equity data plans is in need of modernization, Clayton said. [read post]
24 Aug 2018, 6:06 am
Posted by Harvard Law School Forum on Corporate Governance & Financial Regulation, on Friday, August 24, 2018 Editor's Note: This roundup contains a collection of the posts published on the Forum during the week of August 17-23, 2018. [read post]
4 Dec 2020, 6:15 am
Posted by the Harvard Law School Forum on Corporate Governance, on Friday, December 4, 2020 Editor's Note: This roundup contains a collection of the posts published on the Forum during the week of November 27–December 3, 2020. [read post]
16 Mar 2018, 6:08 am
Delaware’s Retreat: Exploring Developing Fissures and Tectonic Shifts in Delaware Corporate Law Posted by James D. [read post]
20 Dec 2019, 6:10 am
Koors, Pearl Meyer & Partners, LLC, on Thursday, December 19, 2019 Tags: Boards of Directors, Compensation committees, Corporate culture, Executive Compensation, Executive turnover, Human capital, Management, Succession Statement by Chairman Jay Clayton at Open Meeting Posted by Jay Clayton, U.S. [read post]
27 Apr 2018, 6:01 am
Posted by Harvard Law School Forum on Corporate Governance & Financial Regulation, on Friday, April 27, 2018 Editor's Note: This roundup contains a collection of the posts published on the Forum during the week of April 20-26. [read post]
26 Jan 2018, 6:32 am
Larcker and Brian Tayan (Stanford University), on Saturday, January 20, 2018 Tags: Boards of Directors, Compliance & ethics, Corporate culture, Cybersecurity, Incentives, Management, Misconduct, Reputation, Risk management, Risk oversight, Tech companies, Uber Remarks on Shareholder Engagement Posted by Jay Clayton, U.S. [read post]
26 Jun 2020, 3:03 am by Lynn Jokela
  SEC Chairman Jay Clayton is moderating the roundtable and it will include Gary Cohn, Former Director of the National Economic Council; Glenn Hutchins, Co-Founder of Silver Lake Partners; Tracy Maitland, President of Advent Capital Management; and Barbara Novick, Vice Chairman of BlackRock. [read post]
24 Nov 2020, 3:04 am by Liz Dunshee
In August, I blogged about recommendations from the “President’s Working Group on Financial Markets” – a regulatory council whose members include SEC Chair Jay Clayton and Treasury Secretary Steven Mnuchin. [read post]
19 Jul 2017, 2:44 am by John Jascob
Maloney suggested that even with reforms the corporate bond market will still remain relatively illiquid, and we should not fool ourselves into thinking that corporate bonds will ever approach the liquidity of stocks or even Treasury bonds.While the market for U.S. [read post]
9 Feb 2018, 5:06 am
Vermeulen (Tilburg University), on Wednesday, February 7, 2018 Tags: Boards of Directors, Engagement, Institutional Investors, Securities regulation, Shareholder voting, Stewardship Top Universities for Corporate Directors Posted by Dan Marcec, Equilar Inc., on Wednesday, February 7, 2018 Tags: Board composition, Boards of Directors, Director nominations, Director qualifications, Diversity, Social… [read post]
28 Jan 2014, 10:52 am by Robert Magielnicki
Higher Thresholds For the Prohibition Against Interlocking Directorates Higher thresholds for the prohibition in Section 8 of the Clayton Act against interlocking directorates became effective on January 23, 2014. [read post]