Search for: "Corporate Funding & Investments LLC"
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2 Aug 2022, 6:40 am
(Agri Control) and the president of Kingsley Livestock LLC (Kingsley). [read post]
29 Jun 2020, 3:26 am
FGLS Equity LLC was one of many feeder funds caught up in the maelstrom that followed the exposure and meltdown in 2008 of the Bernie Madoff Ponzi scheme. [read post]
9 Dec 2010, 11:00 am
Specifically: In July 2003, Lynch, through consulting firm LW Strategies, LLC, met with pension fund staff for the purpose of persuading the pension fund to retain an investment with a LW Strategies client. [read post]
After the Hulk Hogan Lawsuit Funding Flap, Is it Time for a Look at Litigation Financing Regulation?
5 Jun 2016, 5:15 pm
For example, the article cites the experience of litigation funding firm Burford Capital, LLC, which at its founding invested 100% of its funds in individual cases, in 2015 invested just 13% in individual cases. [read post]
10 Feb 2023, 7:04 am
Posted by the Harvard Law School Forum on Corporate Governance, on Friday, February 10, 2023 Editor's Note: This roundup contains a collection of the posts published on the Forum during the week of February 3-9, 2023 Investing in Influence: Investors, Portfolio Firms, and Political Giving Posted by Raymond Fisman (Boston University), on Friday, February 3, 2023 Tags: Corporate governance, Institutional Investors, PAC, Russell 2000, S&P 500, Shareholders … [read post]
10 Feb 2023, 7:04 am
Posted by the Harvard Law School Forum on Corporate Governance, on Friday, February 10, 2023 Editor's Note: This roundup contains a collection of the posts published on the Forum during the week of February 3-9, 2023 Investing in Influence: Investors, Portfolio Firms, and Political Giving Posted by Raymond Fisman (Boston University), on Friday, February 3, 2023 Tags: Corporate governance, Institutional Investors, PAC, Russell 2000, S&P 500, Shareholders … [read post]
5 Feb 2010, 6:51 am
By 2007, however, the fund was almost entirely invested in subprime securities. [read post]
8 Dec 2020, 3:48 pm
To fund its $1,925,000 contribution, Grayslake Investments had borrowed $1,500,000 from Founders Bank. [read post]
6 Sep 2018, 6:11 am
From January 1994 to October 1994, Schneider was involved in National City Investments Corporation. [read post]
18 Jan 2021, 2:11 am
In 2014, LMEG’s three members agreed to market LMEG for sale through an investment banking firm. [read post]
11 Dec 2020, 7:31 am
William Friedman (William Sidney Friedman CRD#: 2475502) is a former registered broker and investment advisor whose last known employer was Pinnacle Investments, LLC (CRD#:142910) of Boca Raton, FL. [read post]
8 Dec 2023, 10:38 am
WHO FILES: Most typical forms of business must file: corporations, LLCs, limited partnerships. [read post]
12 Jan 2011, 5:00 am
One of those wholly-owned subsidiaries, Janus Capital Management, LLC (“JCM”) was the “investment adviser” to the assorted Janus mutual funds. [read post]
7 Jul 2008, 11:30 am
The court also found that Tal removed another $10,000 from a company safe deposit box, even though Tal denied taking the funds. [read post]
9 Aug 2012, 9:57 am
We all understand that if you form a corporation, LLC or partnership and sell profit-sharing interests in that entity, that is a security, and you have to either register it or qualify for an exemption before selling it. [read post]
28 Apr 2008, 4:30 am
Schindler moved to preliminarily enjoin the CEO from using LLC funds to pay his legal fees in defense of the action. [read post]
27 Nov 2011, 12:18 pm
WK then used the funds to purchase securities through LPL. [read post]
20 Sep 2018, 2:27 pm
Also facing SEC charges are Jezierski, Merrill, and Ledford’s numerous entities, including: Delmarva Capital, LLC LLC Rhino Capital Group, LLC Global Credit Recovery, LLC Riverwalk Financial Corporation Rhino Capital Holdings, DeVille Asset Management LTD The SEC wants disgorgement, prejudgment interest, and financial penalties. [read post]
17 May 2013, 10:56 am
True North Finance Corporation, f/k/a CS Financing Corporation, Capital Solutions Monthly Income Fund, LP, f/k/a Hennessey Financial Monthly Income Fund, LP, Capital Solutions Distributors, LLC, Capital Solutions Management, LP, Transactional Finance Fund Management, LLC, Todd A. [read post]
24 May 2022, 5:00 am
(BNYMIA), a wholly-owned subsidiary of The Bank of New York Mellon Corporation, is a registered investment adviser with over $380 billion in regulatory assets under management, including over $350 billion in mutual funds or other investment companies. [read post]
