Search for: "Custom Estates, LLC"
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31 Mar 2021, 1:21 pm
New Jersey Resident Charged with Perpetrating Real Estate Fraud Scheme The SEC charged a New Jersey resident with perpetrating a real estate fraud scheme that targeted mostly members of the Orthodox Jewish community. [read post]
9 Mar 2023, 2:16 pm
While Craffy’s employment was to offer advice on estate and financial planning, he went a step farther and recruited these military families as new customers for Monmouth. [read post]
1 Jun 2020, 9:57 am
Martinsen previously worked for AXA Advisors, LLC (CRD# 6627) and The Equitable Life Assurance Society Of The United States (CRD# 4039), in New York, NY. [read post]
6 May 2020, 6:29 am
According to a BrokerCheck report one of the customer complaints concern alternative investments such as direct participation products (DPPs) like business development companies (BDCs), non-traded real estate investment trusts (REITs), oil & gas programs, annuities, and private placements. [read post]
7 Oct 2021, 12:18 pm
Most brokerage firms have policy and procedures in place to protect a customer account after a customer is deceased and to assist in the distribution of the estate. [read post]
12 Dec 2017, 9:02 pm
Managers Hire and train management personnel and employees, manage the day-to-day activities and decision-making and provide custom services[vii] Real Estate Investment Trusts (REITs) Own, operate or finance self-storage facilities. [read post]
28 Mar 2011, 7:02 pm
The customers’ motion filed in February alleges that “stunning” facts came to light last month indicating the Madoff trustee settled too cheaply when he took $220 million from the estate of deceased New York real estate investor Norman F. [read post]
3 May 2021, 1:54 pm
In the Complaint, FINRA alleged that from 2013 through 2017, Patatian recommended non-traded real estate investment trusts, or REITs, to dozens of customers. [read post]
28 Jul 2011, 10:06 am
TLA handles personal injury, real estate, estate planning, divorce, bankruptcy, criminal law. [read post]
5 Jun 2023, 10:13 am
FINRA found that when questioned by his member firm about the customer’s policies and loans, the broker submitted two letters regarding the customer’s reasons for taking out the policies and loans, one purportedly from the customer’s estate attorney and the other purportedly from the customer’s accountant. [read post]
7 Mar 2022, 7:24 am
One client was also his family member and became an investor in a pooled real estate investment fund. [read post]
12 Apr 2011, 6:37 pm
TLA handles personal injury, real estate, estate planning, divorce, bankruptcy, criminal law. [read post]
1 Jul 2011, 9:11 am
TLA handles personal injury, real estate, estate planning, divorce, bankruptcy, criminal law. [read post]
10 Apr 2009, 12:27 pm
Madoff Investment Securities LLC. [read post]
24 Mar 2011, 7:15 am
TLA handles personal injury, real estate, estate planning, divorce, bankruptcy, criminal law. [read post]
18 Oct 2016, 6:50 am
According to brokercheck records Farrow has disclosed OBAs listed as including MonsterShares LLC – an investment related business, Mad Farmaceuticals, DBF Properties, LLC, Adviceware, and MM Herndon LLC. [read post]
21 Mar 2011, 5:55 pm
We now include closing costs such as recording fees, MLC fee, survey affidavit fee, etc… When you use Tomassi Law Associates, LLC as your real estate attorney, you will have NO surprises at the closing table. [read post]
15 Mar 2019, 10:01 am
Rubric Legal LLC is excited to announce the addition of our newest partner, Jennie Clarke! [read post]
12 Jul 2018, 6:04 am
From 1995 to 2015, Varma was registered with LPL Financial LLC. [read post]
26 Dec 2011, 3:00 am
Although the promoter defendants describe plaintiffs as "sophisticated prospective investors," the complaint paints a different picture, stating that they were "overseas investors who had little or limited knowledge of New York real estate or United States laws, customs or business practices with respect to real estate or investments. [read post]
