Search for: "D&A Equities, LLC"
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28 Jun 2017, 3:00 am
Shaw Laminar Portfolios, LLC (“D.E. [read post]
25 Sep 2020, 6:31 am
SEC Expands Definition of “Accredited Investor” Posted by Jessica Forbes, Stacey Song, and Joanna D. [read post]
16 Jun 2021, 4:56 pm
Hldgs., LLC v. [read post]
3 Sep 2021, 5:46 am
Withers (Texas A&M University), Scott D. [read post]
29 Mar 2014, 8:50 am
Bouncing Angels, Inc., No. 13-2745 (D. [read post]
31 Jan 2024, 9:42 am
IAC/Interactivecorp, No. 1:18-cv-00366-WCB, 2020 WL 1043974, at *8 (D. [read post]
16 Jun 2016, 2:48 pm
John Reed Stark As I noted in a recent post, on June 8, 2016, the SEC, in what one commentator called “the most significant SEC cybersecurity-related action to date,” announced that Morgan Stanley Smith Barney LLC had agreed to pay a $1 million penalty to settle charges that as a result of its alleged failure to adopt written policies and procedures reasonably designed to protect customer data, some customer information was hacked and offered for sale online. [read post]
15 Feb 2022, 2:05 pm
GigAcquisitions3, LLC. [read post]
26 Feb 2016, 6:06 am
Atmeh, CamberView Partners, LLC, on Friday, February 19, 2016 Tags: Boards of Directors, Charter & bylaws, Director nominations, Engagement, Institutional Investors, ISS, No-action letters, Proxy access, Rule 14a-8, SEC, Securities Regulation, Shareholder proposals, Shareholder voting Board Decisions in Delaware M&A Transactions Posted by Robert B. [read post]
24 Jul 2019, 3:00 am
Although there have been a boatload of Reg D token offerings, this is the first one that’s cleared SEC review. [read post]
30 Jan 2012, 10:00 pm
After its first bankruptcy in 2001, however, One Equity Partners LLC, JP Morgan's private equity unit, purchased a 53 percent stake in Polaroid for $56 million, helping it come out bankruptcy. [read post]
4 Jan 2023, 8:44 am
In fact, FTX and its subsidiary, Alameda Research, LLC, had none. [read post]
1 May 2010, 7:15 am
In re Charter Communications, LLC. [8] The first lien lenders objected to the reinstatement of the prepetition US$8.2 billion credit facility on the grounds that (a) there had been certain prepetition nonmonetary defaults by the borrower that could not be cured, (b) the equity interests received by the noteholders&rsq [read post]
18 May 2012, 11:09 pm
The relevant entities involved in this matter are The Spangler Private Funds, Equity Investors Group, LLC, Long/Short Equity Investors Group, LLC, Income+ Investors Group, LLC. , Spangler Ventures Seven, LLC, Spangler Ventures Nine, LLC, Spangler Ventures Eleven, LP, and TeraHop Networks Inc., and Tamara Inc. [read post]
11 Jun 2013, 1:12 am
Sentient Jet, LLC, Civil No. 12-cv-11519-LTS (D. [read post]
2 Oct 2015, 9:45 am
The involuntary petition was filed against Cook on August 6, 2015 by (i) Baker Hughes Oilfield Operations, Inc., (ii) M-I, L.L.C. d/b/a MI-SWACO, and (iii) Schlumberger Technologies Corporation. [read post]
30 Oct 2009, 7:51 am
LEXIS 98737 (D. [read post]
27 Jul 2020, 11:20 am
The company, formerly known as KLR Energy Acquisition Corp., filed a Form D to raise capital from investors in 2017. [read post]
14 May 2021, 6:07 am
As Strategic Financial Institutions Mergers Thrive, Lessons from the Boston Private Merger Proxy Contest Posted by Edward D. [read post]
8 Feb 2019, 6:04 am
Potential Changes to Fund of Funds Arrangements Posted by Thomas Hiller, Brian McCabe, and Edward Baer, Ropes & Gray LLP, on Friday, February 1, 2019 Tags: Exchange-traded funds, Investment advisers, Investment Advisers Act, Investor protection, Risk management, SEC, SEC rulemaking, Section 12(d), Securities regulation The Latest on Proxy Access Posted by Holly J. [read post]
