Search for: "DOE Corporations 1-10"
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27 Oct 2023, 9:25 pm
If a client does not possess the requisite knowledge, the intermediary may only proceed if it has provided adequate training to the client on the nature and risks of trading in VAs or VA-related products. [read post]
27 Oct 2023, 4:00 am
But their work also underscores how much of the political fight around the nascent war is being done on the fly; and how much is being waged in unconventional theaters: college campuses, corporate boardrooms, K Street offices. and Capitol Hill restaurants. [read post]
25 Oct 2023, 9:01 pm
It does not blame regulatory tailoring for reduced supervisory intensity, except when SVB had assets between $50-$100 billion. [read post]
25 Oct 2023, 7:17 pm
How Does a Corporation Commit a Crime? [read post]
25 Oct 2023, 4:20 am
Companies that grant options should revisit policies regarding the timing of option grants, or consider adopting a policy if the company does not have one, in light of the new disclosure requirements regarding option grants adopted as part of the Rule 10b5-1 and insider trading disclosure rulemaking (see the January-February 2023 issue of The Corporate Counsel). 5. [read post]
24 Oct 2023, 9:01 pm
I’d like to start by returning to a theme that I’ve touched on before, and that is how public trust in our institutions is faltering.[1] No sector is immune from this trend. [read post]
24 Oct 2023, 4:36 pm
What does section 1 of the Defamation Act 2013 say and how can the test be met? [read post]
23 Oct 2023, 6:16 pm
Section 5(1)(g) extends the ACL to the ‘engaging in conduct outside Australia’ by bodies corporate carrying on business in Australia. [read post]
22 Oct 2023, 9:01 pm
”[1] A decision to allow MD&A line-item omissions to serve as a basis for Section 10(b) liability could have a significant impact on private securities fraud litigation. [read post]
19 Oct 2023, 7:06 pm
(NIEO ¶ 1).The Wheel has turned indeed; what was dead has been reanimated; an old spirit long thought quite dead has been reborn. [read post]
18 Oct 2023, 5:01 am
A few thoughts: 1. [read post]
17 Oct 2023, 9:05 pm
Figure 1: Median total compensation by owner type. [read post]
16 Oct 2023, 9:01 pm
The Federal Deposit Insurance Corporation (FDIC) has proposed enforceable guidelines on corporate governance and risk management that would apply to all state non-member banks with assets greater than $10 billion (the Proposed FDIC Guidelines). [read post]
16 Oct 2023, 8:01 pm
Greg Lambert 1:27 Yep. [read post]
16 Oct 2023, 4:24 am
Does the Two-Step Wendel Transaction Trigger SAM’s Right to a Dissolution Premium? [read post]
13 Oct 2023, 4:00 am
New Charges Accuse George Santos of Identity Theft, Credit Card Fraud MSN – Anumita Kaur (Washington Post) | Published: 10/10/2023 A superseding indictment charges U.S. [read post]
13 Oct 2023, 12:23 am
The will first lays out the corporate purpose for the Barnes Foundation: “the promotion of the advancement of education and the appreciation of the fine arts. [read post]
11 Oct 2023, 3:30 pm
The fact that targets of hybrid warfare attacks refuse to negotiate with their attackers does not mean that negotiation, as a process and as a set of skills, does not play a central role in the interaction. [read post]
11 Oct 2023, 9:25 am
Examples of these costs include: (1) property taxes assessed on a contractor’s commercial inventory determined to be allocable to Government contracts because the Government benefited from the contractor meeting its responsibility as a corporate citizen;[30] (2) costs incurred in the unsuccessful pursuit of a commer [read post]
10 Oct 2023, 9:03 pm
”[1] In 1970, Congress lowered the threshold for filing a beneficial ownership report from those who own more than 10 percent of a public company’s equity securities to those who own more than 5 percent. [read post]
