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8 Jul 2011, 2:00 am
In this post, Sonya Hubbard details the embarrassing controversy and what the agency is doing to fix it. 2) HLS Forum on Corporate Governance & Financial Regulation: If the Delaware Court of Chancery Got Airgas Right, Professor Bebchuk’s Op-Ed Got it Wrong – In this post, Stan Keller, a Partner with Edwards Angell Palmer & Dodge and Practice Center Contributor, provides a rebuttal to Professor Lucian Bebchuk’s WSJ op-ed criticizing the decision, “An… [read post]
25 Apr 2007, 1:45 pm
Note that "banks" includes "investment bankers" such as Merrill Lynch, Morgan Stanley, Smith Barney, etc. [read post]
24 Oct 2011, 8:46 am
JP Morgan) ruled that Section 8(b) prohibits one settlement service provider's from charging undivided unearned fees. [read post]
19 Nov 2008, 8:28 pm
Newman, Bill Clinton, Bill O’Riely, Bill Richardson, Bobby Bowden, Bugs Bunny, May the best man win, Me, Morgan Freeman, Mr. [read post]
16 Aug 2017, 8:27 am
Jones & Co. and Morgan Stanley & Co. [read post]
4 Dec 2008, 8:34 pm
Lindquist & Vennum litigation partners Edward Glennon and Mark Jacobson are serving as local counsel. [read post]
25 Jul 2008, 3:17 am
Since then, Cuomo has sent subpoenas to 100 individuals and 30 entities, including JP Morgan Chase & Co, Citigroup Inc., Goldman Sachs Group, Inc., and Merrill Lynch and Co. [read post]
29 Jun 2019, 1:13 pm
Previous to Spire, Churchville, with 16 years in the industry, was a registered broker with Morgan Stanley (MS), Wachovia Securities, UBS Painewebber, and Oppenheimer and Co. [read post]
25 May 2012, 4:26 am
Former CEO Settles Reg FD Case with SEC: Six Years After the Conduct Last week, the SEC's Enforcement Division announced this litigation settlement with Edward Marino, former Presstek CEO, over previously-filed charges that he aided and abetted Presstek's violations of Regulation FD by agreeing to pay $50k without admitting or denying the allegations. [read post]
15 Nov 2018, 4:00 am
(GS), Deutsche Bank AG (DB), Morgan Stanley (MS), and JPMorgan Case & Co. [read post]
3 Mar 2011, 2:32 pm
Morgan must diligently represent his client. [read post]
2 Oct 2011, 7:23 am
Morgan Securities structured and marketed). [read post]
12 Dec 2011, 3:15 am
JP Morgan Chase Bank N.A. [read post]
12 Dec 2011, 2:45 am
JP Morgan Chase Bank N.A. [read post]
3 Oct 2022, 12:04 pm
In “Cheng’s Proposed Consensus Rule for Expert Witnesses,”[1] I discussed a recent law review article by Professor Edward K. [read post]
31 Oct 2012, 1:37 pm
Shepherd Smith Edwards and Kantas, LTD, LLP is a securities law firm that represents victims of investment fraud throughout the US. [read post]
31 Dec 2023, 6:20 pm
The Psychology of Money by Morgan Housel (2021)6. [read post]
28 Jan 2015, 1:15 pm
Morgan Hill Unified School Dist.. [read post]
19 Jul 2010, 1:32 pm
In Edwards v. [read post]
