Search for: "Estate of Dodds"
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15 Aug 2011, 2:32 am
SEC Releases New Rule on Family Offices for IA Registration Exclusion The Dodd-Frank Act created a new “family office” exclusion from the definition of investment adviser because the private advisor exemption was repealed. [read post]
14 Aug 2011, 10:14 am
Acting on a Dodd-Frank mandate, the SEC adopted regulations requiring that hedge fund and private fund advisers with $150 million assets under management register with the Commission. [read post]
12 Aug 2011, 2:18 pm
Anti-regulatory roadblocks to prevent "costly new mandates and burdens associated with Dodd-Frank and ObamaCare. [read post]
12 Aug 2011, 5:36 am
For example, in Dodd v. [read post]
9 Aug 2011, 2:00 am
DISCUSSION Section 939A of the Dodd-Frank Wall Street Reform and Consumer Protection Act (the “Dodd-Frank Act”) requires each federal agency to modify its regulations to replace references to credit ratings with alternative standards of credit-worthiness. [read post]
3 Aug 2011, 12:52 pm
The real estate bubble disguised the gap between those in the executive suites and ordinary Americans by encouraging Americans to buy and live beyond their means. [read post]
3 Aug 2011, 5:00 am
There is an exception to the risk retention requirements for commercial real estate loans with a laundry list of requirements: Secured by a first lien on the commercial real estate. [read post]
24 Jul 2011, 12:00 pm
First, can Dodd-Frank prevent another similar crisis? [read post]
21 Jul 2011, 7:32 pm
Small banks were especially burdened by the moribund real estate market and later by small business defaults. [read post]
18 Jul 2011, 2:00 am
Non-Enforcement Matters New Investment Adviser Rules On June 22, 2011, the SEC adopted certain rules and amendments that implement various federal securities initiatives focusing on investment advisers under the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank). [read post]
13 Jul 2011, 6:36 pm
The Dodd-Frank Act did not change this analysis. [read post]
8 Jul 2011, 12:56 pm
Annaly Capital Management, a New York-based real estate investment trust, and American Reprographics, a California-based document-management firm, both have said they will hold triennial votes, even though investors gave majority support for annual votes. [read post]
7 Jul 2011, 2:14 pm
Nowhere is this more starkly illustrated than in the residential real estate context. [read post]
7 Jul 2011, 7:59 am
But she did set certain parameters including that the new space be within walking distance of the SEC’s existing headquarters near Union Station, which is primo real estate in D.C. [read post]
7 Jul 2011, 7:00 am
Institutions are still trying to understand the scope of Dodd-Frank. [read post]
7 Jul 2011, 5:21 am
One thing to realize is that the definition of “private fund” actually comes from Section 402 of Dodd-Frank, not from the wishes of the SEC. [read post]
6 Jul 2011, 5:00 am
Many real estate fund managers, used to the lack of regulatory oversight, are wrestling with the implications of Dodd-Frank. [read post]
2 Jul 2011, 8:01 am
When seen on this level, the changes wrought by Dodd-Frank all look somewhat irrelevant. [read post]
30 Jun 2011, 2:44 pm
The idea that you cannot reimpose a decent estate tax on the estates of the wealthiest 2% in the country, to assist with meeting the heartfelt needs of the struggling middle and lower classes, is pathetic. [read post]
30 Jun 2011, 6:51 am
Institutions are still trying to understand the scope of Dodd-Frank. [read post]
