Search for: "Financial Asset Securities Corporation"
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19 Dec 2011, 2:40 am
It has only been utilized, to date, by small privately held corporations and some financial companies under the Korean Asset-Backed Security Act, Korean Capital Markets Act or the Financial Investment Services Act. [read post]
4 Apr 2019, 6:14 am
The SEC's Strategic Hub for Innovation and Financial Technology (FinHub) and Division of Corporation Finance have issued a framework for market participants to consider in assessing whether a digital asset is offered or sold as an investment contract and, thus, is a security. [read post]
19 Mar 2010, 10:54 pm
According to MPF's website, the firm specializes in "turning discounted illiquid real estate securities into attractive marketable assets. [read post]
19 Mar 2010, 9:54 pm
According to MPF's website, the firm specializes in "turning discounted illiquid real estate securities into attractive marketable assets. [read post]
21 Jul 2009, 8:49 am
("Morgan Keegan") (a wholly-owned subsidiary of Regions Financial Corporation), Morgan Asset Management, Inc. and three employees, each received a "Wells" notice from the Staff of the Atlanta Regional Office of the United States Securities and Exchange Commission (the "SEC") stating that the SEC Staff intends to recommend that the SEC bring enforcement actions for possible violations of the federal securities laws. [read post]
10 Sep 2010, 4:32 pm
The relief includes permanent injunctions prohibiting future violations of financial laws, disgorgement of ill gotten gains, asset freezes and other civil penalties. [read post]
25 Nov 2009, 5:00 am
In the meantime, the bill and a summary are posted at the DU Corporate Governance web site. [read post]
14 Nov 2020, 6:05 pm
Running your business as a corporation or LLC offers you some security. [read post]
3 May 2021, 9:05 pm
Developers of blockchain technology claim that this new asset class will democratize access to finance and liberate markets from the hold of legacy financial institutions. [read post]
18 Aug 2023, 10:05 am
Zaring (University of Pennsylvania), on Tuesday, August 15, 2023 Tags: administrative law, Banks, Capital markets, corporate law, Financial institutions, Financial regulation, Monetary policy 2023 Proxy Season in Review Posted by William D. [read post]
18 Aug 2023, 10:05 am
Zaring (University of Pennsylvania), on Tuesday, August 15, 2023 Tags: administrative law, Banks, Capital markets, corporate law, Financial institutions, Financial regulation, Monetary policy 2023 Proxy Season in Review Posted by William D. [read post]
8 Apr 2024, 10:00 pm
Recent interagency guidance provides a framework for the risk management of climate-related financial risks for large financial institutions with over $100 billion in total consolidated assets. [read post]
27 May 2024, 10:00 pm
Recent interagency guidance provides a framework for the risk management of climate-related financial risks for large financial institutions with over $100 billion in total consolidated assets. [read post]
23 Oct 2017, 2:23 pm
(CRD# 145) (1986-1987), FSC Securities Corporation (CRD# 7461) (1987-1991), Guardian Investor Services Corporation (CRD# 6635) (1991-1992), Linsco/Private Ledger Corp. [read post]
13 Jan 2020, 11:05 am
William Glaser, William Glaser finra suit, FINRA award National Planning, securities fraud attorneys, The post National Planning Corporation to Pay Elderly Investor $2.6 Million appeared first on The White Law Group. [read post]
29 Sep 2011, 12:15 am
The Delphinus CDO at issue here has a pitchbook showing asset makeup (page 11) of only 20% "prime" residential mortgage-backed securities (RMBS), but 48% of "mid-prime" RMBS, 20% subprime RMBS and 7% CDO-squared securities (often the dregs unsalable from prior securitizations); but a ratings expectation that 80% of its securities would be listed as AAA/Aaa notes and an additional 8% listed as AA/a2… [read post]
10 Jun 2015, 3:25 pm
Use the form to report specified foreign financial assets if the aggregate value of those assets exceeds certain thresholds. [read post]
7 Jul 2010, 6:15 am
Among other measures, the Act includes corporate governance and executive compensation reforms, new registration requirements for hedge fund and private equity fund advisers, heightened regulation of over-the-counter derivatives and asset-backed securities and new rules for credit rating agencies. [read post]
27 Aug 2010, 2:35 am
" There seems to be a tension in the analysis between these two academic studies, since if it is the case that D&O insurance substantially protects corporate defendants in securities class action lawsuits, why should there be lingering negative financial effects on the defendants companies? [read post]
31 Oct 2023, 11:41 am
The Securities and Exchange Commission has charged charges against Austin, Texas-based software company SolarWinds Corporation and its chief information security officer, Timothy G. [read post]
