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28 May 2021, 7:21 am by Silver Law Group
According to FINRA Disciplinary actions for March 2021, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules: NAME FORMER EMPLOYERS   Jason Allen   Wells Fargo Clearing Services, LLC   Morgan Stanley   Carl Birkelbach   Birkelbach Investment Securities, Inc. [read post]
28 May 2021, 6:56 am by Silver Law Group
  Rodney Repko   Lincoln Financial Advisors Corporation   Valic Financial Advisors, Inc. [read post]
14 May 2021, 7:51 am by Kristian Soltes
Reducing the merchant service fees that New Zealand businesses are being charged is a priority for this government, and critical to the recovery of the economy. [read post]
29 Apr 2021, 8:26 am by Kristian Soltes
Tech Giants Risk Squeezing Out Banks, French Watchdog WarnsBloomberg – April 29, 2021 Payment services run by Apple Inc., Google and Amazon.com Inc. may need monitoring as the tech giants’ largely unregulated financial products squeeze out those of banks, France’s competition authority warned. [read post]
22 Apr 2021, 9:41 am by John Jascob
Nelson, J.D.The House Financial Services Committee reported four securities bills, including bills on environmental, social, and governance (ESG) metrics, diversity and inclusion, and corporate political spending disclosure. [read post]
22 Apr 2021, 8:58 am by Kristian Soltes
Whether deliberately or coincidentally pushing government agendas, the financial incentives to banks and financial technology companies (fintechs) around financial inclusion are bigger than ever. [read post]
16 Apr 2021, 8:43 am by Kristian Soltes
Divergences in access to vaccines, in recoveries from the pandemic and access to a digital future are challenges the world must address, Ms Georgieva said at a virtual workshop on how digital money can facilitate remittances. [read post]
1 Apr 2021, 7:35 am by Alan Rosca
Kazmi is currently registered as a broker with Berthel, Fisher & Company Financial Services, Inc. [read post]
1 Apr 2021, 7:35 am by Alan Rosca
Kazmi is currently registered as a broker with Berthel, Fisher & Company Financial Services, Inc. [read post]