Search for: "Financial Service"
Results 301 - 320
of 83,233
Sorted by Relevance
|
Sort by Date
19 Oct 2012, 7:00 am
FINRA regulators have entered into a settlement with EKN Financial Services, Anthony Ottimo, Sr. and Thomas Giugliano resulting in the expulsion of EKN from FINRA. [read post]
17 Jul 2022, 3:16 pm
ASIC released further industry guidance for its expectations regarding sustainability disclosure and has released the remade instruments on disclosure relief for product disclosure statements, Financial Service Guides and superannuation dashboards. [read post]
8 Aug 2022, 9:45 am
In the latest episodes of our Regulation Tomorrow podcasts: Jonathan Herbst and Hannah Meakin provide a high-level overview of the Financial Services and Markets Bill which was introduced on the 20 July 2022 (Apple podcasts / Spotify). [read post]
19 Oct 2012, 7:00 am
FINRA regulators have entered into a settlement with EKN Financial Services, Anthony Ottimo, Sr. and Thomas Giugliano resulting in the expulsion of EKN from FINRA. [read post]
19 Feb 2010, 11:10 am
I agree with the WTO Secretariat that WTO financial services commitments played little, if any, role in the financial crisis. [read post]
30 Apr 2015, 3:23 pm
An employee of a financial services firm, whose compensation consists of fees and commissions, asks whether it is legal for his employer to require him to reimburse a client directly for any losses the client suffers because of a trading error. [read post]
5 Sep 2023, 9:26 am
On 5 September 2023, the Financial Services Consumer Panel (FSCP) published a final report on financial services firms’ personal data use, in which it considers whether that use is leading to bias and detriment for consumers with protected characteristics. [read post]
28 Feb 2019, 7:44 am
The US Securities and Exchange Commission (SEC) has filed fraud charges against Castleberry Financial Services, its president T. [read post]
6 May 2009, 4:05 pm
The new regime will provide authority under Commonwealth law for trustee companies to perform their traditional functions, deem such services to be "financial services" and require them to hold an Australian Financial Services Licence when selling such services. [read post]
6 Nov 2019, 9:24 am
The named plaintiff is a 54-year-old woman living in Washington D.C. who alleges that Facebook and associated financial services companies prevented her and other similarly situated individuals from viewing advertising and information about financial services opportunities by targeting advertisements to men and those under 40. [read post]
8 Jun 2015, 12:00 am
Bryane Michael (University of Hong Kong), Mark Williams (University of Melbourne), and Susila Munisamy (University of Malaya) examine The Cost of Antitrust Law to Malaysia’s Financial Services Sector. [read post]
1 Nov 2020, 10:00 pm
Members of the US Senate Banking Committee recently introduced a bill to create the Fair Access Financial Services Act of 2020, which is aimed to make any practice of discrimination by a financial institution on the grounds of the consumer’s race, color, religion, national origin, or sex (including sexual orientation and gender identity) expressly illegal. [read post]
1 Nov 2020, 10:00 pm
Members of the US Senate Banking Committee recently introduced a bill to create the Fair Access Financial Services Act of 2020, which is aimed to make any practice of discrimination by a financial institution on the grounds of the consumer’s race, color, religion, national origin, or sex (including sexual orientation and gender identity) expressly illegal. [read post]
24 Jun 2019, 2:50 pm
Financial Conduct Authority to work in certain positions in the financial services industry. [read post]
1 Nov 2020, 10:00 pm
Members of the US Senate Banking Committee recently introduced a bill to create the Fair Access Financial Services Act of 2020, which is aimed to make any practice of discrimination by a financial institution on the grounds of the consumer’s race, color, religion, national origin, or sex (including sexual orientation and gender identity) expressly illegal. [read post]
1 Nov 2020, 10:00 pm
Members of the US Senate Banking Committee recently introduced a bill to create the Fair Access Financial Services Act of 2020, which is aimed to make any practice of discrimination by a financial institution on the grounds of the consumer’s race, color, religion, national origin, or sex (including sexual orientation and gender identity) expressly illegal. [read post]
1 Nov 2020, 10:00 pm
Members of the US Senate Banking Committee recently introduced a bill to create the Fair Access Financial Services Act of 2020, which is aimed to make any practice of discrimination by a financial institution on the grounds of the consumer’s race, color, religion, national origin, or sex (including sexual orientation and gender identity) expressly illegal. [read post]
1 Nov 2020, 10:00 pm
Members of the US Senate Banking Committee recently introduced a bill to create the Fair Access Financial Services Act of 2020, which is aimed to make any practice of discrimination by a financial institution on the grounds of the consumer’s race, color, religion, national origin, or sex (including sexual orientation and gender identity) expressly illegal. [read post]
1 Nov 2020, 10:00 pm
Members of the US Senate Banking Committee recently introduced a bill to create the Fair Access Financial Services Act of 2020, which is aimed to make any practice of discrimination by a financial institution on the grounds of the consumer’s race, color, religion, national origin, or sex (including sexual orientation and gender identity) expressly illegal. [read post]
1 Nov 2020, 10:00 pm
Members of the US Senate Banking Committee recently introduced a bill to create the Fair Access Financial Services Act of 2020, which is aimed to make any practice of discrimination by a financial institution on the grounds of the consumer’s race, color, religion, national origin, or sex (including sexual orientation and gender identity) expressly illegal. [read post]
