Search for: "First Financial Asset Management, Inc."
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16 Jul 2021, 6:18 am
Apps, Adam Fee, and Matthew Laroche, Milbank LLP, on Wednesday, July 14, 2021 Tags: Bitcoin, Cryptocurrency, Cybersecurity, Privacy, Ransomware, Risk, Risk management Don’t Take Their Word For It: The Misclassification of Bond Mutual Funds Posted by Huazhi Chen (University of Notre Dame), Lauren Cohen (Harvard Business School), and Umit Gurun (University of Texas at Dallas), on Wednesday, July 14, 2021 Tags: Asset… [read post]
13 Jul 2021, 5:54 am
In December 2020, the SEC filed an action against Ripple Labs Inc. [read post]
9 Jul 2021, 10:11 am
It also helps them start selling online, and manage sales, inventory, reporting and payments across channels, all in one place. [read post]
7 Jul 2021, 2:01 pm
Morgan Securities LLC Amanda Berry MML Investors Services, LLC NYLife Securities LLC Tiffany Burgess James Carpenter II Simplified Wealth Management LPL Financial LLC Jinnie Chean Allstate Financial Services, LLC Paul Furusho AWA Capital, Inc Comprehensive Asset Management & Servicing, Inc. [read post]
6 Jul 2021, 4:23 am
The Issue of Partnership Formation The first issue the appeals court considered was whether CIP sufficiently alleged the existence of a general partnership. [read post]
3 Jul 2021, 4:37 am
(Merger) (Combined Company Now Rampiva Global LLC) 29-Sep-20Acuity ELMMitratech 28-Sep-20GlobanetVeritas 8-Sep-20HaiveAyfie 3-Sep-20IntegroInnovative Discovery 19-Aug-20Venio Systems (Investee)Software Growth Partners (Investor) 13-Aug-20CaseLinesThomson Reuters 11-Aug-20NexLPReveal 5-Aug-20AnexsysXact Data Discovery 4-Aug-20NightOwl Global (Merger)HaystackID (Merger) 31-Jul-20Tracker CorpMitratech 14-Jul-20LightSpeedXact Data Discovery 8-Jul-20RVMXact Data Discovery 7-Jul-20NetGovernIpro… [read post]
29 Jun 2021, 6:30 am
The post Griffin-American Healthcare REITs Merge to become American Healthcare REIT Inc. appeared first on The White Law Group. [read post]
20 Jun 2021, 6:40 am
The company also authorized a limited share repurchase program, equal to $5.28, which represents the Company’s net asset value per share as of March 31, 2021 Failed Merger Plans Last May, the company announced that its Board of Directors terminated its previously announced mergers with Medley Capital Corporation (“MCC”) and Medley Management Inc. [read post]
18 Jun 2021, 8:16 am
Was this the first line of an obituary? [read post]
18 Jun 2021, 5:55 am
Turner, Hemming Morse LLP, on Thursday, June 17, 2021 Tags: Accounting, Accounting standards, Enron, FASB, PCAOB, Sarbanes–Oxley Act, SEC, SEC enforcement, Securities enforcement, Securities regulation Trust: A Critical Asset Posted by Don Fancher, Jennifer Lee, and Debbie McCormack, Deloitte, on Thursday, June 17, 2021 Tags: Board oversight, Boards of Directors, Compliance & ethics, Corporate… [read post]
11 Jun 2021, 9:20 am
Her comments expose a split at the top of the SEC just as Gary Gensler, its chair, spearheads an effort to bring the fast-growing cryptocurrency market more in line with other types of financial assets. [read post]
9 Jun 2021, 8:28 am
In its most recent manifestations one sees the imposition of public pressure on the National Basketball Association and on Apple Inc. respecting their entanglement in Xinjiang that increasingly serves as the defining point for the difference between US and Chinese normative approaches to public governance; here and here). [read post]
8 Jun 2021, 1:13 pm
FINRA has barred former SagePoint Financial, Inc. broker Grant Birkley from the securities industry for failing to cooperate with a FINRA investigation of the Form U5 filed by SagePoint Financial, which stated that the firm had discharged Birkley after he admitted making referrals to an outside asset manager without the firm’s approval. [read post]
8 Jun 2021, 12:56 pm
FINRA has barred former SagePoint Financial, Inc. broker Cynthia Komarek from the securities industry for failing to cooperate with a FINRA investigation of the Form U5 filed by SagePoint Financial, which stated that the firm had discharged Komarek after she admitted making referrals to an outside asset manager without the firm’s approval. [read post]
7 Jun 2021, 9:29 am
Wednesday, June 9, 2021, at 3:00 p.m.: The House Appropriations Subcommittee on Financial Services and General Government will hold a hearing on the Office of Management and Budget fiscal 2022 budget request. [read post]
7 Jun 2021, 4:38 am
The Kagan Case In Kagan v HMC-New York, Inc., 94 AD3d 67 [1st Dept 2012], a member of two financial investment firm LLCs sued the managers for breach of the implied covenant of good faith and fair dealing. [read post]
6 Jun 2021, 7:01 am
For example, the SEC commented to Maxlinear, Inc. [read post]
3 Jun 2021, 11:27 am
In Verizon Communications Inc. v. [read post]
1 Jun 2021, 12:14 pm
Management. [read post]
14 May 2021, 8:01 am
Nelson, J.D.The House Financial Services Committee concluded its second markup of the 117th Congress’s first session by reporting three securities bills focused on the "E" and "G" components of environmental, social, and governance (ESG) investing along party lines. [read post]
