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4 Aug 2015, 12:05 am
“Number two, try to reduce the retail risk factors: Those things we try to do right at retail: Cold-holding, hot-holding, cross-contamination. [read post]
16 Feb 2012, 2:49 am
The 2012 PLUS D&O Symposium concluded with a roundtable discussion, where brokers and carrier representatives offered their frank opinions on a host of topics confronting the industry. [read post]
7 Apr 2011, 1:53 am
"Addressing defendants' cross motion for partial summary judgment, we conclude that Supreme Court properly denied the cross motion with respect to defendant, the sole appellant. [read post]
6 Sep 2009, 6:22 am
Alex Tabarrok, Sally Satel, and Frank Delmonico on Putting A Price On Organ Donation. [read post]
20 Jun 2018, 6:30 am
The CFTC has not given market participants enough detail about how swaps data should be reported, and reform has also been hampered by insufficient cross-border coordination. [read post]
6 Jun 2019, 7:09 am
Tarbert was also questioned about his views on a wider range of topics, including enforcement, cross-border rules, and cybersecurity.Change in leadership expected in July. [read post]
17 Jan 2017, 5:00 am
The proposed revisions to Part 9 would specifically delete numerous cross-references to previously deleted Part 8 regulations during Dodd-Frank implementation and add citations to applicable parallel provisions in Part 37 for SEFs and Part 38 for DCMs. [read post]
19 Dec 2011, 12:15 am
(There are more ferries now, and the crossings more frequent.) [read post]
5 Apr 2015, 10:59 pm
Monday night in Indianapolis, we’ll be starting four kids who played their high school ball within 150 miles of Madison, including Sam Dekker of Sheboygan, Josh Gasser of Port Washington, Bronson Koenig of La Crosse Aquinas (my high school), and Frank Kaminsky of Lisle, Illinois. [read post]
25 Jul 2012, 10:00 am
At a talk given to the Society of Corporate Secretaries and Governance Professionals on July 14, 2012, Meredith Cross, Director of the SEC Division of Corporation Finance, stated that the SEC is working simultaneously on all of the required JOBS Act and Dodd-Frank Act required rules. [read post]
11 Dec 2023, 6:30 am
This post is based on an ISS Corporate Solutions memorandum by Jun Frank, Global Head of Compensation & Governance Advisory; Stephan Stegmueller, Head of Compensation & Governance Advisory, EMEA and APAC; Yan Xu, Senior Adviser, EMEA; and Fredrik Lundin, Senior Sustainability Solutions Product Manager at ISS-Corporate. [read post]
11 Dec 2023, 6:30 am
This post is based on an ISS Corporate Solutions memorandum by Jun Frank, Global Head of Compensation & Governance Advisory; Stephan Stegmueller, Head of Compensation & Governance Advisory, EMEA and APAC; Yan Xu, Senior Adviser, EMEA; and Fredrik Lundin, Senior Sustainability Solutions Product Manager at ISS-Corporate. [read post]
19 May 2011, 10:12 am
Importantly, in light of Congressional concerns for harmonized cross-border regulations, Mr. [read post]
6 Jan 2023, 4:06 pm
§ 1983 whenever they are federally cross-deputized as members of joint state-federal task forces. [read post]
1 Jun 2009, 5:00 am
In order to effectively examine or cross-examine this witness, a foreign language translator or a foreign language interpreter is needed. [read post]
9 Sep 2015, 8:23 am
Starting in January, it was widely reported that the SEC had upped its FCPA scrutiny of private equity funds required to register as investment advisers under Dodd-Frank, with requests for information being issued to a number of funds in connection with their courting of sovereign wealth funds. [read post]
20 May 2009, 2:18 am
On the Republican side, Richard Hughes took the top spot and the cross-filed William Amesbury came in second. [read post]
14 Jul 2010, 2:04 pm
Now that the Dodd Frank Act is expected to be enacted, attention turns to how this legislation will affect the financial services industry. [read post]
15 Jul 2010, 1:25 pm
After the passage of the Dodd-Frank financial reform bill, managers and service providers will be preparing to go through the registration process. [read post]
3 Sep 2014, 9:18 am
The driver, Frank Orocho, 39, also of Lowell, was injured in the crash. [read post]
