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7 Jan 2011, 8:55 am
Supreme Court issued its long-awaited decision in the Morrison v. [read post]
15 Jun 2012, 2:00 am
Today we continue our bi-weekly installment shining a light on the best of the corporate and securities blogosphere. [read post]
5 Aug 2008, 7:12 pm
In United States v. [read post]
6 Jan 2012, 2:00 am
Highlights include diversifying the financial industry with women and minorities, a controversial appointment to the new consumer watchdog bureau, and the use of social media to commit securities fraud. 1) DealBook: A New Diversity Monitor for the S.E.C. - A provision in Dodd-Frank called for bringing more women and minorities to the world of finance, with a mandate to create diversity-monitoring offices at various regulatory agencies. [read post]
14 Sep 2018, 3:01 am
Bordo and John V. [read post]
12 Feb 2018, 5:00 am
Congress, pursuant to Section 941 of the Dodd-Frank Act, directed the defendant agencies and two other banking agencies to “prescribe regulations to require ‘any securitizer’ of an asset-backed security to retain a portion of the credit risk for any asset that the securitizer ‘transfers, sells, or conveys’ to a third party, specifically ‘not less than 5 percent of the credit risk for any asset,’” reasoning that “when… [read post]
8 Aug 2014, 2:29 am
The post Case Comment: R v Ahmad & Another; R v Fields & Others [2014] UKSC 36 appeared first on UKSCBlog. [read post]
16 Aug 2012, 3:30 am
Payments in contemplation of retirement excluded in determining an individual’s final average salary for purposes of retirement Franks v DiNapoli, 53 AD3d 897 The Employees’ Retirement System member commenced service with the Town and served as its police chief from 1996 until his retirement in 2002. [read post]
7 Mar 2018, 4:06 pm
This is why the Supreme Court has rightly rejected such heightened security fee policies for parades and demonstrations in traditional public fora (see Forsyth County v. [read post]
29 Aug 2011, 11:28 am
” Frank v. [read post]
16 Mar 2012, 2:00 am
1) The Race to the Bottom: Second Circuit Agrees to Stay Decision in SEC v. [read post]
2 Jan 2013, 6:00 am
Frank Howard Allen & Co., 574 F.Supp. 781, 784 (N.D. [read post]
10 Aug 2022, 6:30 am
In SEC v. [read post]
10 Aug 2022, 6:30 am
In SEC v. [read post]
26 Jan 2011, 12:54 am
Are there other aspects of the Dodd-Frank Act that you think will have an important impact on securities litigation? [read post]
12 Sep 2014, 7:41 am
In Boozer v. [read post]
7 Jul 2012, 4:23 pm
In making the ruling, Judge Atlas relied heavily on the Supreme Court’s decision in Morrison v. [read post]
7 Jul 2012, 4:23 pm
In making the ruling, Judge Atlas relied heavily on the Supreme Court’s decision in Morrison v. [read post]
18 Jan 2018, 6:16 am
The use of administrative law judges by the Securities and Exchange Commission has been strained since the jurisdiction was expanded under Dodd-Frank. [read post]
4 Aug 2010, 1:54 am
Supreme Court’s decision in Morrison v. [read post]
