Search for: "Hester"
Results 301 - 320
of 1,031
Sort by Relevance
|
Sort by Date
8 Jun 2021, 5:56 am
Posted by Hester M. [read post]
4 Jun 2021, 6:36 am
Posted by Hester M. [read post]
2 Jun 2021, 3:30 am
Commissioners Hester Peirce and Elad Roisman issued a response to Chair Gensler’s statement yesterday, saying that the 2020 rules were the result of an unassailable process and that there is no data yet to evaluate whether the rules work in practice. [read post]
21 May 2021, 5:54 am
Evidence from Workplace Safety and Productivity Tradeoffs in the Coal Industry Posted by Erik Gilje (The Wharton School) and Michael Wittry (Ohio State University), on Wednesday, May 19, 2021 Tags: Agency costs, Decision making, Human capital, Information asymmetries, Management, Ownership structure, Private firms, Public firms, Risk Statement by Commissioner Peirce on S&P Dow Jones Indices LLC Posted by Hester M. [read post]
14 May 2021, 4:09 am
SEC Charges S&P Dow Jones Indices for Failures Relating to Volatility-Related Index (SEC Release)Statement on S&P Dow Jones Indices LLC by SEC Commissioner Hester M. [read post]
14 May 2021, 4:09 am
Securities Industry Commentator: A legal, regulatory, and compliance feed curated by veteran Wall Street lawyer Bill Singer http://www.rrbdlaw.com/5852/securities-industry-commentator/SEC Charges S&P Dow Jones Indices for Failures Relating to Volatility-Related Index (SEC Release)Statement on S&P Dow Jones Indices LLC by SEC Commissioner Hester M. [read post]
3 May 2021, 7:49 am
Klein, in lastly posing to the panel the question "What recommendations would you make the SEC," remarked that Commissioner Hester Peirce does not support a world-wide standard for ESG disclosures. [read post]
2 May 2021, 9:05 pm
As SEC Commissioner Hester Peirce recognized, regulators must “be open to technological improvements that make the markets work better and encourage and equip more people to participate in them. [read post]
28 Apr 2021, 4:00 am
How much life insurance is intended to secure the payment of child support in most Tennessee parenting plans? [read post]
27 Apr 2021, 6:09 am
The picture the left is by Darren Hester and is licensed under the Creative Commons Attribution-Share Alike 2.5 Generic license. [read post]
23 Apr 2021, 5:50 am
Patti, Jr. and Jason Halper, Cadwalader, Wickersham & Taft LLP, on Friday, April 16, 2021 Tags: Boards of Directors, Capital formation, Merger litigation, Mergers & acquisitions, Proxy disclosure, SEC, SEC enforcement, Securities litigation, SPACs Statement by Commissioner Peirce on Rethinking Global ESG Metrics Posted by Hester M. [read post]
21 Apr 2021, 6:06 am
In particular, Stump highlighted the work of SEC Commissioner Hester Peirce in discussing the application of the Howey test to digital assets. [read post]
21 Apr 2021, 3:46 am
SEC Commissioner Hester Peirce made a statement last week to caution against a move toward global sustainability reporting framework. [read post]
16 Apr 2021, 5:51 am
Saunders, Sullivan & Cromwell LLP, on Wednesday, April 14, 2021 Tags: Climate change, Disclosure, Environmental disclosure, ESG, SEC, SEC rulemaking, Securities regulation, Sustainability Illiberal Governance and the Rise of China’s Public Firms Posted by Tami Groswald Ozery (Harvard Law School), on Wednesday, April 14, 2021 Tags: Alibaba, China, Foreign firms, Globalization, Holding Foreign Companies… [read post]
16 Apr 2021, 5:51 am
Posted by Hester M. [read post]
15 Apr 2021, 8:13 am
By Amy Leisinger, J.D.SEC Commissioner Hester Peirce has released a statement on GitHub providing an updated version of her token safe-harbor proposal from February 2020. [read post]
14 Apr 2021, 6:00 am
Posted by Hester M. [read post]
14 Apr 2021, 3:03 am
Commissioner Hester Peirce released a Public Statement about the ESG risk alert providing some added context. [read post]
9 Apr 2021, 6:00 am
These Foolish Things Remind Me of FINRA (BrokeAndBroker.com Blog)Rhode Island Man Allegedly Swindled Victims Who Thought They Were Investing in Las Vegas Show Based on 'Magic Mike' Films (DOJ Release)Second Managing Partner Of Investment Advisory Firm Pleads Guilty To Defrauding Clients And Investors In Over $100 Million Ponzi-Like Fraud Scheme (DOJ Release)Mob Associate Sentenced to 4+ Years for Real Estate Fraud Scheme / The defendant stole down payments for homes from two different… [read post]
9 Apr 2021, 6:00 am
First Trades, First Dollars, and the NYSE Celebrates Moments (BrokeAndBroker.com Blog)Former Nike Marketing Manager Pleads Guilty to Wire Fraud, Money Laundering, and Making False Statements (DOJ Release)Statement on the Staff ESG Risk Alert by SEC Commissioner Hester M. [read post]
