Search for: "INSTITUTIONAL TRADING CORPORATION"
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1 Feb 2010, 6:33 am
We identify an important trade-off for how banks choose their corporate structure between the stronger limited liability protection offered by a subsidiary structure and the greater protection against property right infringements offered by the branch structure. [read post]
30 Mar 2008, 2:11 am
If true, the scamsters perpetrated one of the more sophisticated corporate con jobs since Enron set up a fake trading floor to impress analysts. [read post]
16 Jan 2023, 9:05 pm
If, as I think, the corporate and securities laws should lower transaction costs so that sophisticated parties may more easily obtain the results they seek, then the insider trading laws should be interpreted as embodying the awareness rule, not the use rule. [read post]
7 Dec 2017, 2:13 pm
This webinar also included practical steps financial institutions can implement to protect trade secrets and client relationships; tips on what to do if your trade secrets are improperly removed or disclosed or if a former employee is violating his/her restrictive covenant agreements; how to prosecute a case against a former employee who is a FINRA member; and the impact of the Protocol for Broker Recruiting on trade secrets and client relationships. [read post]
26 May 2015, 12:09 pm
In addition to the high risks, non-traded REITs, like Corporate Property Associates 18 Global often lack liquidity. [read post]
20 Dec 2013, 6:36 am
Stiefel Center for Trade Policy Studies, Cato Institute. [read post]
1 Apr 2010, 10:47 am
MACEY, Jonathan R., “Insider Trading: Economics, Politics, Policy’ (American Enterprise Institute Press 1991). [read post]
9 Nov 2020, 12:59 pm
While the leadership and priorities of the Consumer Financial Protection Bureau, Office of the Comptroller of the Currency, Federal Deposit Insurance Corporation, and Federal Trade Commission have changed under the Trump Administration, these agencies have remained active in enforcing consumer financial services laws. [read post]
23 Jan 2008, 4:31 am
It is also a test for the standard-bearer of corporate governance, Institutional Shareholder Services. [read post]
10 Feb 2007, 9:01 pm
CORPORATE CRIMINALITY: LEGAL, ETHICAL, AND MANAGERIAL IMPLICATIONS Hosted by the Georgetown Business Ethics Institute, in partnership with the National Association of Criminal Defense Lawyers, the Heritage Foundation, the US Chamber of Commerce's Institute for Legal Reform, and the American Criminal... [read post]
18 Apr 2013, 6:05 am
The research and teaching thrusts of the Mandela Institute are dynamic, have an African focus, and currently include International Trade, International Investment, Competition Law, International Business Transactions, Corporate Law, Environmental Law, Natural Resources (including Mining) Law, Financial Services Law (including Banking and Pensions), Intellectual Property Law and Information Law (including Privacy). [read post]
24 Mar 2010, 12:23 pm
. - Law) has posted Transnational Litigation and Institutional Choice (Boston College Law Review, forthcoming). [read post]
18 Aug 2016, 1:55 pm
Once again I cite her recent economic policy speech in Detroit: Right now, when a corporation outsources jobs and production, it can write off the costs. [read post]
26 Dec 2013, 1:27 pm
Those changes are irrelevant as long as the institution remains unchanged. [read post]
6 Sep 2017, 1:57 am
In United States v Martoma the insider was a corporate investor relations employee who shared information with an analyst employed by an institutional investor. [read post]
4 Mar 2010, 6:09 am
The new corporate energy also created the Heritage Foundation and revived the American Enterprise Institute, assuring a consistent and continuing conservative voice. [read post]
20 Oct 2020, 6:27 am
Moreover, Warren cited several other reported incidents—including the Trump administration’s decision to award Kodak an over $750 million loan for pharmaceutical production, suspicious trading related to defense industry stocks or commodities in advance of the administration’s attacks in Iran, and Navient Corporation stock trades in advance of Department of Education announcements—as evidence of a pattern of possible insider trading that… [read post]
17 Apr 2017, 1:26 pm
This article considers the corporate social responsibilities of financial institutions, including sovereign wealth funds, for the conduct of their borrowers. [read post]
19 Oct 2021, 2:24 pm
The World Trade Center Institute (WTCI) has named three new members to its board of directors — Heather Kiriakou of Northrop Grumman Corporation, Clayton Millis of BD Diagnostics Systems, and Annie Sennet of Saft America. [read post]
3 Feb 2022, 2:45 pm
Trail joined MCB after stints with PNC Realty Investors, an institutional investment manager & Corporate Office Properties Trust, a publicly-traded REIT where he worked on acquisitions ... [read post]
