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23 Dec 2013, 5:00 am
The real nasty part is that investors are limited to purchasing no more than 10% of an investor’s net worth or annual income. [read post]
23 Dec 2013, 5:00 am
The real nasty part is that investors are limited to purchasing no more than 10% of an investor’s net worth or annual income. [read post]
12 Jan 2018, 3:00 am
What does a 21.83% return get you? [read post]
24 Sep 2008, 10:19 pm
The release does not address the treatment of information on a company web site under the Securities Act. [read post]
24 Sep 2008, 10:19 pm
The release does not address the treatment of information on a company web site under the Securities Act. [read post]
12 Oct 2020, 12:08 pm
[1] Brasseur, K. (2020, September 01). [read post]
10 Apr 2017, 3:09 pm
Securities and Exchange Commission (SEC) denied proposals to list and trade shares of two bitcoin trust exchanges: one denial issued on March 10 and the other on March 28, 2017. [read post]
19 Dec 2013, 10:51 am
Additional Tier 2 Requirements In addition to these basic requirements, companies conducting Tier 2 offerings would be subject to the following requirements: --Investors would be limited to purchasing no more than 10 percent of the greater of the investor’s annual income or net worth. [read post]
6 Jan 2020, 3:46 pm
(online) Dece,ber 10, 219. [read post]
27 Jul 2018, 1:21 pm
The Veronica Mars Kickstarter drive, like most, featured different tiers of investment, with different possible “rewards”: $1 would get you “our eternal gratitude”; $10 would get you a PDF copy of the script; $25 netted a commemorative T-shirt, and so on, all the way up to a $10,000 tier that guaranteed the fan-investor a (very small) speaking role in the film. [read post]
4 Jan 2013, 5:00 am
Question #10 – Immigrant Investor Are any countries excluded from eligibility for the EB-5 Visa program? [read post]
6 Jun 2022, 9:01 pm
They convert this to number of shareholders, ranging from under 50 to over 500, depending on the company size (Table 1): Table 1 Based on SEC analysis of data from a proxy services provider (p. 112, fn 273) Market cap Number of shareholders To reach 67% Percent of accounts Number of accounts under $300 million 3,900 1.0% 46 $300 million – $2 billion 11,000 n/a 88 $2-10 billion 28,300 n/a 147 over $10 billion 279,000 0.2% 529 It seems relatively… [read post]
7 Sep 2022, 9:01 pm
One of the recent central themes of the Office of the Chief Accountant[1] has been that high-quality audits are foundational to the trust that underlies capital markets.[2] High-quality audits protect investors, instill shareholder confidence in the quality of the financial information, and enable public companies to raise capital efficiently.[3] The investor protection afforded by high-quality audits is as important to U.S. investors in foreign companies that… [read post]
25 Dec 2020, 2:48 am
The Court does not however determine at this stage local competence – referring the issue to the court of first instance. [read post]
26 Oct 2011, 10:49 am
Originally, HR 2930 would have provided a crowdfunding exemption to SEC registration requirements for firms raising up to $5 million, with individual investments limited to $10,000 or 10 percent of an investor’s income. [read post]
12 Mar 2023, 1:52 pm
Lying to investors to inflate the value of the NFTs would certainly satisfy the requirements of Section 10(b) and rule 10b-5. [read post]
2 Dec 2011, 11:25 am
Venture Capital: You have heard the term thrown about, but what does it mean? [read post]
5 Jan 2021, 6:13 am
The Commission can invoke the 10-year limitations period in matters that involve scienter-based violations, such as under Securities Act Section 17(a)(1), Exchange Act Section 10(b), Investment Advisers Act Section 206(1), or any other scienter-based provision in the federal securities laws.The NDAA version of the legislation also includes from the original Senate bill a provision stating that any time in which the person against which the action or claim is… [read post]
25 Jul 2018, 12:54 pm
In the event that the California corporation has more than 35 unaccredited investors – or if the issuer does not want to prepare the disclosures required by Rule 506 for unaccredited investors – there are alternatives to R [read post]
2 Jan 2019, 9:04 am
How Much Does a Financial Advisor Cost? [read post]
