Search for: "In Re Adoption of Rule" Results 301 - 320 of 13,392
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20 Oct 2014, 10:36 am by Robert B. Lamm
  So we’re past Dodd-Frank’s fourth birthday and none of the four rules – variously known as the “Four Horsemen of the Apocalypse” (by issuers) and the “Gang of Four” (by the SEC Staff) has been adopted – and three of them have yet to be proposed. [read post]
11 Jul 2012, 11:21 am
In a landmark ruling that rejects bans being placed on medical marijuana dispensaries by municipalities, California's Second District Court of Appeals re-affirmed the legality of dispensaries. [read post]
30 Jul 2022, 6:30 am
Today, the Commission unanimously voted to re-propose amendments to Rule 15b9-1 regarding when broker-dealers are required to register with the Financial Industry Regulatory Authority (FINRA). [read post]
30 Jul 2022, 6:30 am
Today, the Commission unanimously voted to re-propose amendments to Rule 15b9-1 regarding when broker-dealers are required to register with the Financial Industry Regulatory Authority (FINRA). [read post]
27 Jul 2012, 9:05 am
According to the Government Accountability Office, because the Securities and Exchange Commission has not yet adopted a final conflict minerals disclosure rule, the process of developing initiatives to assist the companies that would be affected by this has been delayed. [read post]
1 Jun 2010, 12:10 pm by Massimiliano Di Martino
Terminating transactions or re-routing consumers after they have entered their credit card details showing a foreign address will not be accepted. [read post]
7 Feb 2012, 12:41 pm by Steve Bainbridge
So despite whatever kinky fantasy games to which Goodman and Hutchins may put their new relation, it appears that they're legally okay on this issue. [read post]
5 Oct 2013, 3:38 am by Jim Slaughter
  Even without such guidance, if you follow Robert’s Rules of Order, you’re in luck. [read post]
5 Oct 2013, 3:38 am by Jim Slaughter
  Even without such guidance, if you follow Robert’s Rules of Order, you’re in luck. [read post]
7 Dec 2010, 6:05 pm by Daniel Schwartz
 Even if you're not considering adopting formal rules, sometimes these types of policies can get passed down informally. [read post]
9 Dec 2009, 12:53 am
If they don't adopt the Walsh Act, they could lose millions in grant money for law enforcement. [read post]
18 Jan 2018, 11:59 am by Jeremy T. Rosenblum
Res. 122) to override the CFPB’s final payday/auto title/high-rate installment loan rule. [read post]
19 Dec 2011, 10:57 pm
The proposal would amend the arbitration procedures adopting rules for expunction of consumer complaints for parties that are not named. [read post]
22 Jul 2011, 1:26 pm by J.W. Verret
 I wonder if Chairman Schapiro will look to re-write the rule given all the deadlines she is facing under Dodd-Frank. [read post]
19 Nov 2010, 6:43 am by Carter Wood
Mitch Daniels:HH: You could adopt the English rule. [read post]