Search for: "Institutional Investor, LLC"
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15 Nov 2021, 8:16 am
Compared to traditional investments, such as stocks, bonds and mutual funds, REITs are significantly more complex and often better suited for sophisticated and institutional investors. [read post]
9 Nov 2021, 6:32 am
A private placement is similar to an initial public offering (IPO) but with one major difference: the offering is made to financial institutions such as banks, mutual funds, pension funds insurance companies, and wealthy individual investors. [read post]
8 Nov 2021, 2:45 pm
JamesPlease follow us on Twitter @CosLawGroup, on LinkedIn at Cosgrove Law Group, LLC, and on Facebook at Cosgrove Law Group, LLC. [read post]
2 Nov 2021, 6:18 am
Institutional Shareholder Services (ISS) released on October 1st the results of its annual Global Benchmark Policy survey and its new climate survey. [read post]
22 Oct 2021, 6:20 am
Posted by Harry DeAngelo (USC), on Wednesday, October 20, 2021 Tags: Capital structure, Cash flows, Corporate debt, Leverage, Liquidity Sustainability Reporting: A Gap Between Words and Action Posted by Subodh Mishra, Institutional Shareholder Services, Inc., on Wednesday, October 20, 2021 Tags: Climate change, Environmental disclosure, ESG, Institutional Investors, Proxy advisors, Say on… [read post]
21 Oct 2021, 8:18 am
These types of investments are intended for sophisticated and institutional investors. [read post]
14 Oct 2021, 12:32 pm
On September 30, 2021, the SEC filed a civil complaint against Ron Harrison and his company Global Trading Institute, LLC seeking an injunction and to have a restraining order put in place to freeze his assets. [read post]
13 Oct 2021, 8:45 am
Harrison was unregistered, and ran his company, Global Trading Institute (GTI) since 2016 and the now-defunct Trading Advisement Program, LLC (TAP.) [read post]
8 Oct 2021, 6:00 am
DuClos, Sidley Austin LLP, on Tuesday, October 5, 2021 Tags: Capital formation, Institutional Investors, IPOs, Mergers & acquisitions, PIPE, Shareholder activism, SPACs, Special purpose vehicles Director Pay Levels Were Flat Among the 100 Largest US Companies Posted by Dan Laddin, Matt Vnuk, and Whitney Cook, Compensation Advisory Partners, LLC, on Tuesday, October 5, 2021 Tags: Board independence, Boards… [read post]
5 Oct 2021, 6:36 am
Neapco Holdings LLC, 966 F.3d 1347 (Fed. [read post]
1 Oct 2021, 8:47 am
Judge Brodie has approved the challengers’ requests to appoint Hilliard & Shadowen LLP, Grant & Eisenhofer PA, Freed Kanner London & Millen LLC and Nussbaum Law Group PC to serve as co-lead class counsel, according to the docket. . . . [read post]
1 Oct 2021, 8:47 am
Judge Brodie has approved the challengers’ requests to appoint Hilliard & Shadowen LLP, Grant & Eisenhofer PA, Freed Kanner London & Millen LLC and Nussbaum Law Group PC to serve as co-lead class counsel, according to the docket. . . . [read post]
26 Sep 2021, 4:54 pm
ESG has become such a large component of my law practice that I am now collaborating with a fabulous group attorneys in ESG Legal Solutions, LLC, a new non-law consulting firm. [read post]
17 Sep 2021, 1:19 pm
MJ Capital Funding, LLC, MJ Taxes and More Inc. and Johanna Garcia, Case No. 21-61644-CIV-SINGHAL. [read post]
17 Sep 2021, 11:23 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois. [read post]
17 Sep 2021, 6:05 am
The Securities Law Blog is a service of SECLaw.com, and Mark Astarita, a national securities lawyer with the law firm of Sallah Astarita & Cox, LLC [read post]
15 Sep 2021, 1:36 am
Helmle has been registered with Intergity Brokerage, LLC in Monterey Park, CA, between February 2002 and December 2020. [read post]
15 Sep 2021, 1:36 am
Helmle has been registered with Intergity Brokerage, LLC in Monterey Park, CA, between February 2002 and December 2020. [read post]
15 Sep 2021, 1:36 am
Helmle has been registered with Intergity Brokerage, LLC in Monterey Park, CA, between February 2002 and December 2020. [read post]
13 Sep 2021, 12:39 pm
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois. [read post]