Search for: "International Securities Exchange"
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23 Sep 2013, 7:55 am
Last week, the Securities and Exchange Commission (SEC) released a rule requiring companies to disclose the CEO-to-worker pay ratio. [read post]
9 Mar 2007, 5:52 am
Applebee’s International said that the activist hedge fund run by a former Securities and Exchange Commission chairman that has hounded it for months has rejected an offer of two board seats. [read post]
16 Jun 2009, 9:25 am
Kanjorski, the Pennsylvania Democrat, has strongly urged the Securities and Exchange Commission to release its internal investigation into how the agency missed the Bernard L. [read post]
16 Nov 2018, 1:07 pm
On October 31, 2018, the United States Securities and Exchange Commission (the “SEC”) announced that it adopted rules to modernize mining property disclosure in order to harmonize SEC disclosure requirements with international standards. [read post]
13 May 2011, 10:29 am
In a report released Friday, the Project on Government Oversight analyzes hundreds of internal Securities and Exchange Commission documents and questions the agency's ability to remain independent given the frequency with which its employees jump between the public and private sectors. [read post]
11 Mar 2009, 8:34 am
Merrill Lynch will pay $7 million as part of a settlement with the Securities and Exchange Commission over the use of squawk boxes, the intercom systems that sit on the desks of traders, brokers and salespeople and are commonly used to bark out orders and other internal communications. [read post]
8 Feb 2013, 9:00 pm
Wall Street Journal: A federal judge castigated the Securities and Exchange Commission and International Business Machines Corp. on Thursday, warning he wouldn’t “rubber stamp” their pending $10 million settlement over violations of an antibribery law. [read post]
20 Nov 2006, 4:59 am
A.I.G. received the subpoenas from the antitrust division of the Justice Department and the Securities and Exchange Commission. [read post]
1 Jun 2008, 5:25 pm
DOJ Press Release - Florida Businessman Charged with Forging Correspondence Purportedly From Securities and Exchange Commission Attorney International Herald (AP) - Former Credit Suisse banker gets 10-year sentence DOJ Press Release - Lawyer Indicted on Wire Fraud and Money Laundering... [read post]
6 Apr 2011, 11:28 am
The United States Securities and Exchange Commission announced that Wells Fargo Securities LLC consented to an $11.2 million fine in connection with the sale of collateralized debt obligations (CDOs) in late 2006 and early 2007. [read post]
28 May 2010, 1:55 pm
One-time special prosecutor who uncovered the dirty details of the former President's affair with intern Monica Lewinsky has been engaged in some bad behavior of his own, according to the Justice Department and Securities and Exchange Commission. [read post]
28 May 2010, 1:55 pm
One-time special prosecutor who uncovered the dirty details of the former President's affair with intern Monica Lewinsky has been engaged in some bad behavior of his own, according to the Justice Department and Securities and Exchange Commission. [read post]
3 Nov 2009, 3:01 am
We welcome and celebrate the creation of a new Interest Group in International Refugee Law, launched through the American Society of International Law. [read post]
20 Dec 2012, 3:24 am
We awake this morning to confirmation that the IntercontinentalExchange is seeking to acquire NYSE Euronext as part of some grand design to merge the commodities and securities exchanges. [read post]
10 Jul 2012, 10:10 am
Securities and Exchange Commission's Office of Compliance and Inspections, where she'll serve as chief counsel and chief compliance and ethics officer. [read post]
13 Dec 2021, 10:13 am
With international aid on hold and the central bank’s foreign exchange reserves frozen, demand for the dollar in Afghanistan’s markets is increasing day by day. [read post]
29 Jun 2023, 6:31 am
The US Securities and Exchange Commission (SEC) is expected to adopt final rules requiring detailed disclosure by companies of climate-related risks and opportunities by the end of 2023. [read post]
29 Jun 2023, 6:31 am
The US Securities and Exchange Commission (SEC) is expected to adopt final rules requiring detailed disclosure by companies of climate-related risks and opportunities by the end of 2023. [read post]
28 Mar 2012, 8:46 pm
• Except in circumstances where collection, use or disclosure of personally identifiable information is required by law, or for tax return information that is covered by Section 6103 of the Internal Revenue Code, exchanges are required to hold contractors – such as Navigators, agents and brokers – and others accessing personally identifiable information through an exchange to the privacy and security requirements. [read post]
23 Mar 2008, 9:31 am
Currently, disclosure in English is allowed only for foreign exchange-traded funds. [read post]
