Search for: "Jay Stocking"
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24 Oct 2017, 3:00 am
BlackRock recently issued this statement saying that it opposes the exclusion of companies with multi-class stock from major indexes. [read post]
23 Oct 2017, 4:22 pm
Andrew G. [read post]
23 Oct 2017, 4:22 pm
Andrew G. [read post]
18 Oct 2017, 1:33 pm
He started his career at the American Stock Exchange, where he ran Business Strategy and Equity Order Flow. [read post]
18 Oct 2017, 11:38 am
SEC Chairman Jay Clayton, who oversaw the proceedings, explained that the Commission seeks to explore the ways in which Blockchain can promote robust and competitive markets, while ensuring that investors are protected and federal securities laws are applied to transactions in cryptocurrencies made possible by the technology. [read post]
14 Oct 2017, 10:42 am
According to FINRA, Jordan become convinced that an economic crisis or stock market collapse was imminent and recommended concentrated Non-Traditional ETFs so that they clients could benefit from rising oil prices, rising interest rates, and declining equity values. [read post]
6 Oct 2017, 1:41 pm
SEC Chairman Jay Clayton noted that “Rob’s appointment reflects the importance of facilitating capital formation in the United States for non-U.S. issuers and increasing investment opportunities for America’s investors. [read post]
5 Oct 2017, 3:15 pm
Sneddon, Tales from A Form Book: Stock Stories and Transactional Documents, 78 L. [read post]
5 Oct 2017, 3:15 pm
Sneddon, Tales from A Form Book: Stock Stories and Transactional Documents, 78 L. [read post]
3 Oct 2017, 10:24 am
On September 26, 2017, SEC Chairman Jay Clayton testified before the Senate’s Banking, Housing and Urban Affairs Committee regarding the direction of the SEC under his Chairmanship. [read post]
3 Oct 2017, 10:09 am
Dania Jai-Alai Palace, Inc. v. [read post]
2 Oct 2017, 4:50 pm
___________________________________________________ Last week SEC Chairman Jay Clayton announced a data breach into the SEC’s EDGAR system, a vast database that contains information about company earnings, share dealings by top executives and corporate activity such as mergers and acquisitions. [read post]
29 Sep 2017, 6:34 am
Securities and Exchange Commission Posted by Jay Clayton, U.S. [read post]
29 Sep 2017, 3:00 am
This Bloomberg article also reports that Jay suggested that he was open to working with Congress on efforts to enact “legislation to ensure executives don’t profit by buying or selling company stock before the public is told about market-moving news. [read post]
28 Sep 2017, 2:41 pm
Moreover, as the guardian of U.S. capital markets and sworn protector of investors, the SEC may now unwittingly become a securities fraud kingpin, inadvertently sourcing ironclad tips of nonpublic information to an online stock trading ring. [read post]
22 Sep 2017, 6:03 am
Ferris, University of Missouri; Narayanan Jayaraman, Georgia Institute of Technology; and Stella Liao, Illinois State University, on Saturday, September 16, 2017 Tags: Board composition, Board performance, Boards of Directors, Corporate culture, Director compensation, Director nominations, Director qualifications, Diversity, Europe, Firm valuation, International governance, Management, Overboarding, Proxy… [read post]
21 Sep 2017, 11:21 am
Statement on Cybersecurity Chairman Jay Clayton, Sept. 20, 2017 “…Notwithstanding our efforts to protect our systems and manage cybersecurity risk, in certain cases cyber threat actors have managed to access or misuse our systems. [read post]
21 Sep 2017, 7:19 am
Sources: Statement on Cybersecurity by Chairman Jay Clayton SEC reveals it was hacked, information may have been used for illegal stock trades by Renae Merle in the Washington Post The SEC’s Cybersecurity Smackdown against R.T. [read post]
20 Sep 2017, 3:05 am
That, along with an alleged 17% decline in Equifax’s stock price following news of the breach, might provide unusually strong fodder for a securities class action. [read post]
31 Aug 2017, 2:11 pm
He recently served as Chief Economist at the Commodity Futures Trading Commission, with prior experience as Visiting Academic at the Nasdaq Stock Market and at the SEC. [read post]
