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Any investors who invested in these investments may have claims against the brokers and perhaps the broker-dealer PrimeSolutions Securities, Inc., who had affirmative supervision obligations over the branch office at which the brokers worked. [read post]

New York Securities Lawyers Blog - http://www.newyorksecuritieslawyersblog.com/

Jeffrey Soffer, Miami, Florida businessman, and Four Others in Helicopter Crash; One Dead

23 Nov 2012, 4:14 pm

Among the injured was Jeffrey Soffer, a Miami, Florida businessman and luxury hotel owner. [read post]

Florida Injury Attorneys Blog - http://www.florida-injury-attorneys-blog.com/

Advisor Jeffrey Dixson Has Customer Complaint Over Alternative Investments and GPB Capital

30 Dec 2019, 5:47 am by Staff Attorney

Claims may be brought in securities arbitration before FINRA. [read post]

Securities Lawyers Blog - http://www.securitieslawyersblog.com/

Weekly Roundup: May 14–21, 2021

21 May 2021, 5:54 am

Niles, Wachtell, Lipton, Rosen & Katz, on Friday, May 14, 2021 Tags: Cybersecurity, Privacy, Risk, Risk disclosure, Risk oversight Materiality: The Word that Launched a Thousand Debates Posted by Janine Guillot and Jeffrey Hales, Sustainability Accounting Standards Boards (SASB), on Friday, May 14, 2021 Tags: Accounting, Accounting standards, Environmental… [read post]

The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov

Jeffrey P. Gale, P.A. // Wrongful Florida Tortfeasors Do Not Benefit From Negotiated Subrogation Waiver

30 Apr 2022, 12:02 pm by Jeffrey P. Gale, P.A.

Jeffrey P. [read post]

Florida Injury Attorney Blawg - http://www.floridainjuryattorneyblawg.com/

Ameriprise Broker Jeffrey Davis Barred Accused of Converting Client Funds

5 Jun 2014, 8:50 am by Adam Weinstein

FINRA alleged that from May 2012, through June 2013, Davis converted $116,976 from five Ameriprise customers for his personal use and benefit. [read post]

Securities Lawyers Blog - http://www.securitieslawyersblog.com/

JEFFREY P. GALE, P.A. // Improper to Use Inference Upon Inference to Show That Alcohol Caused Accident

30 Jul 2018, 3:40 pm by Jeffrey P. Gale, P.A.

The driver advised the team leader that he may have passed out. [read post]

Florida Injury Attorney Blawg - http://www.floridainjuryattorneyblawg.com/

Jeffrey P. Gale, P.A. // Interesting Holding Regarding “Survivors” Under Florida’s Wrongful Death Act

1 Jun 2018, 2:06 pm by Jeffrey P. Gale, P.A.

Jeffrey P. [read post]

Florida Injury Attorney Blawg - http://www.floridainjuryattorneyblawg.com/

Jeffrey P. Gale, P.A. // Proving Workers’ Compensation PTD in Florida

26 Nov 2015, 7:53 pm by Jeffrey P. Gale, P.A.

For example, their doctors may challenge whether an injury reaches the level of one of those listed in § 440.15(1)(b) (2015) or the extent of permanent work-related physical restrictions, while their vocational experts may differ regarding the results of vocational testing, such as IQ and transferable skills, and the ultimate availability of work. [read post]

Florida Injury Attorney Blawg - http://www.floridainjuryattorneyblawg.com/

Jeffrey P. Gale, P.A. // Florida Workers’ Compensation Law — Estoppel as a Response to Trickery and Neglect

10 Jun 2017, 2:22 pm by Jeffrey P. Gale, P.A.

Jeffrey P. [read post]

Florida Injury Attorney Blawg - http://www.floridainjuryattorneyblawg.com/

Jeffrey P. Gale, P.A. // Florida Workers’ Compensation Statute of Limitations in Repetitive Trauma Cases

3 Sep 2016, 11:43 am by Jeffrey P. Gale, P.A.

Jeffrey P. [read post]

Florida Injury Attorney Blawg - http://www.floridainjuryattorneyblawg.com/

Jeffrey P. Gale, P.A. // Avoiding the PIP Setoff/Offset in Florida Vehicle Crash Cases

15 Mar 2019, 8:52 am by Jeffrey P. Gale, P.A.

Jeffrey P. [read post]