Search for: "MARY SCHAPIRO"
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15 Aug 2012, 3:30 pm
In a letter to SEC Chair Mary Schapiro, the Congressional Steel Caucus urged the SEC to recognize the inherent impossibility of tracking and tracing the conflict minerals in scrap steel and to incorporate in the regulations implementing the conflict minerals disclosure provisions of the Dodd-Frank Act the classification of product produced from scrap as a conflict-free mineral. [read post]
6 Dec 2011, 12:12 pm
In a letter to SEC Chair Mary Schapiro and federal banking regulators, securities and banking trade associations requested that the agencies extend the deadline for comments on their proposed regulations under the Volcker Rule. [read post]
13 Feb 2011, 7:19 am
In a letter to SEC Chair Mary Schapiro and CFTC Chair Gary Gensler, House Financial Services Committee Chair Spencer Bachus (R-ALA) requested information regarding the protocols in place to ensure the integrity of the equity and commodity trading systems at various exchanges. [read post]
4 Jul 2011, 2:59 pm
In a letter to SEC Chair Mary Schapiro, the banking associations said the proposal goes well beyond what is required either by the Dodd-Frank Act or the problems that it was written to solve. [read post]
7 Sep 2011, 5:29 am
SEC Chairman Mary L. [read post]
9 Feb 2011, 2:35 pm
Schapiro. [read post]
7 Jul 2010, 11:10 am
To Securities and Exchange Commission Chairperson Mary Schapiro: On June 30, 2010, Amedisys (NASDAQ: AMED) announced that it "received notice of a formal investigation from the Securities and Exchange Commission (SEC) pertaining to the company, and received a subpoena for documents relating to the matters under review by the Senate Finance Committee. [read post]
23 Sep 2011, 7:50 pm
Securities and Exchange Commission Chairman Mary Schapiro has been taking some heat because the agency allowed David Becker, a former SEC general counsel, to help develop policy regarding compensation for the victims of the Bernard Madoff Ponzi scam should be compensated even though Becker was someone who benefited from the scheme. [read post]
25 May 2011, 9:59 am
SEC Chair Mary Schapiro said that the final regulations strike the correct balance between encouraging whistleblowers to pursue the route of internal compliance when appropriate, while providing them the option of heading directly to the SEC. [read post]
6 Sep 2012, 8:58 am
On June 25, 2012, 33 members of Congress wrote to Secretary of Labor Hilda Solis and SEC Chair Mary Schapiro, urging the Department of Labor and the SEC to coordinate closely on their respective fiduciary rulemaking initiatives and arrive at a workable, consistent set of regulations. [read post]
13 Apr 2011, 8:43 am
SEC Chair Mary Schapiro said that the SEC and CFTC are very focused on joint rulemaking. [read post]
29 Jun 2012, 3:47 am
TweetYesterday Securities and Exchange Commission Chairman Mary Schapiro gave testimony before the U.S. [read post]
27 Jun 2010, 4:05 am
To SEC Chairperson Mary Schapiro: In August 2009, I wrote my first Open Letter to the Securities and Exchange Commission detailing how Overstock.com deliberately violated Generally Accepted Accounting Principles (GAAP) in recognizing income for recoveries from underbilled fulfillment partners by improperly claiming that a “gain contingency” existed under accounting rules. [read post]
26 Dec 2010, 11:22 am
In a letter to SEC Chair Mary Schapiro, Rep. [read post]
20 Aug 2012, 4:37 pm
In a letter to SEC Chair Mary Schapiro, Rep. [read post]
29 Aug 2011, 2:43 pm
Schapiro and a major victory for the U.S. [read post]
30 Sep 2009, 5:00 am
All of the heads of the SEC's operating divisions have changed either shortly before or shortly after the arrival of Mary Schapiro. [read post]
31 Aug 2011, 3:57 pm
In a letter to SEC Chair Mary Schapiro, House Financial Services Committee Chair Spencer Bachus (R-ALA) said that any SEC action to implement Section 913 of Dodd-Frank on a uniform fiduciary duty for brokers and advisers is premature until the Commission can demonstrate that investors are being harmed by the current regulatory standard of care and that harmonization would enhance investor protection. [read post]
24 Nov 2009, 8:00 am
Self funding has long been sought by the SEC, with Mary Schapiro most recently calling for the authority. [read post]
19 Dec 2011, 7:13 am
SEC Chair Discusses the Coming Beneficial Ownership Rules Overhaul In this speech last week, SEC Chair Mary Schapiro gave us a few broad parameters of what the agency's overhaul of the beneficial ownership reporting rules might look like (the speech also addresses proxy plumbing, proxy access, say-on-pay, etc.). [read post]
