Search for: "MORGAN STANLEY SMITH BARNEY"
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11 Dec 2009, 2:07 pm
Other results: • 73% of Morgan Stanley Smith Barney representatives gave their firm the top spot. [read post]
2 Dec 2009, 7:49 am
In the case of the Morgan Stanley Smith Barney offer, the article said, reps need to increase assets and production by 50% over the first five years, with specific growth targets set for each year. [read post]
20 Nov 2009, 1:14 pm
Morgan Stanley Smith Barney LLC and Merrill Lynch are going toe-to-toe by offering top reps a recruiting package of up to 330% of annual production. [read post]
17 Nov 2009, 11:26 am
"The business has "changed dramatically" from transactional to wealth management, said Charles Johnston, president of Morgan Stanley Smith Barney". [read post]
29 Oct 2009, 3:22 pm
The fourteen participating firms with their case limits in parentheses are: Ameriprise Financial Services (18), Charles Schwab (10), Chase Investment Services (10), Citigroup Global Markets (60), Edward Jones (18), Fidelity Brokerage Services (10), LPL Financial (10), Merrill Lynch (60), Morgan Stanley Smith Barney (60), Oppenheimer (15), Raymond James (15), TD Ameritrade (10), UBS Financial Services (60), Wells Fargo Advisors (60). [read post]
26 Oct 2009, 7:50 am
According to Registered Rep Magazine, in an effort to cut costs, some brokerage firms such as UBS and Morgan Stanley Smith Barney are restructuring their branch office organization and changing the rules about which managers must generate production. [read post]
23 Oct 2009, 7:30 am
Morgan Stanley Smith Barney announced the integration of Smith Barney's Citi Family Office into its own ultra-high-net-worth division, which will now be called Morgan Stanley Private Wealth Management. [read post]
14 Oct 2009, 8:08 am
To accomplish this, FINRA has expanded the program to include cases against the following 14 broker-dealers (from 11 broker-dealers): Chase Investment Services (10 cases); Oppenheimer & Co. (15 cases); Raymond James Financial Services/Raymond James & Associates (10 cases); Citigroup Global Markets (60 cases); Merrill Lynch (60 cases); Morgan Stanley Smith Barney (60 cases); UBS Financial Services (60 cases); Wells Fargo Advisors (60 cases); Ameriprise… [read post]
5 Oct 2009, 5:04 pm
Here is a bit of good news for investors with securities arbitration claims against 14 of the largest brokerage firms, including Merrill Lynch, Morgan Stanley Smith Barney and Wells Fargo. [read post]
20 Sep 2009, 7:38 am
• Citigroup has announced its intention to dispose of its 49% interest in the Morgan Stanley Smith Barney joint venture. [read post]
18 Sep 2009, 8:34 am
Financial advisers at firms like LPL Linsco Private Ledger, Merrill Lynch, Citigroup Smith Barney, Raymond James, ING and Morgan Stanley might have sold these non-traded REITS to retail investors. [read post]
18 Sep 2009, 7:27 am
Speaking at the Barclays Capital Global Financial Services Conference on Sept. 15, Citigroup CEO Vikram Pandit for the first time announced publicly that he anticipates the bank to divest its entire 49% stake in Morgan Stanley Smith Barney LLC. [read post]
16 Sep 2009, 12:22 pm
The Street is reporting that Citi CEO Vikram Pandit said the company will eventually sell its remaining stake in the Smith Barney joint venture entered into this summer with Morgan Stanley. [read post]
7 Aug 2009, 2:22 pm
Investors are leaving big, full service firms like Morgan Stanley Smith Barney and Bank of American Merrill Lynch, and investing their money through online discount firms like Schwab and TD Ameritrade, according to a recent CNBC.com article called "Investors Dump Brokers to Go It Alone. [read post]
6 Aug 2009, 1:43 pm
Fidelity Investment has joined Charles Schwab and Morgan Stanley Smith Barney in warning customers about the complexity and risks of Leveraged Exchange Traded Funds (ETFs), reported Daisy Maxey in her article, "Fidelity the Latest to Caution on ETFs," published in the August 4 Wall Street Journal. [read post]
4 Aug 2009, 7:00 am
Firms that have not been subpoenaed, such as Charles Schwab and Morgan Stanley Smith Barney, are sounding cautionary notes, warning of the intricacies of these products, but still selling them to retail investors. [read post]
3 Aug 2009, 8:12 am
Morgan Stanley Smith Barney says its sales of leveraged and inverse ETFs is "under review. [read post]
3 Jul 2009, 11:11 am
" Many anticipate that additional Smith Barney brokers will leave as the dust starts settling from the Morgan Stanley/Smith Barney joint venture. [read post]
12 Jun 2009, 9:43 am
" Will Morgan Stanley Smith Barney really be any different than just Morgan Stanley or Smith Barney? [read post]
1 Jun 2009, 7:49 am
The joint venture between Morgan Stanley and Smith Barney closed today, creating a massive brokerage firm with over 18,000 financial advisors and 1,000 branch offices.According to press reports, the joint venture will handle each firm's retail operations, which each firm's institutional business will remain separate, although institutional will execute is orders through the joint venture.What remains to be seen is the effect of the joint venture, if any,… [read post]
