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2 May 2016, 4:00 am
Rev. 129 (2015)).Mark L. [read post]
28 Apr 2016, 7:00 am
---Mark Astarita is a New York securities lawyer who represents investors and financial professionals across the country in securities arbitrations and investigations, and has been doing so for over 25 years. [read post]
11 Apr 2016, 11:28 am
· Morgan Stanley Investment Management and one of its portfolio managers who paid nearly $9 million for unlawfully conducting “parking” trades that favored certain advisory client accounts over others that included an investment company. [read post]
4 Mar 2016, 4:00 am
Its history up to 1974 has been recorded in a book, Then and Now published to celebrate the company’s 175th year, with Now and Then, published in 1999, marking two centuries of the core business. [read post]
2 Mar 2016, 4:26 pm
John Reed Stark Many of us have been following the continuing battle between Apple and the U.S. government on whether the government can required the company to unlock the iPhone of the San Bernardino terrorist, Syed Rizwan Farook, with a combination of confusion and concern. [read post]
29 Feb 2016, 4:43 pm
This past year was an eventful one in the corporate and securities litigation arena, with the U.S. [read post]
29 Feb 2016, 9:37 am
" Stanley then describes a Wall Street Journal oped by Mark Yudof and Ken Waltzer, in which they accuse Puar of reviving a “blood libel. [read post]
24 Feb 2016, 9:05 am
” Would live tweets capture the intensity, emotion, and spirit of a Stanley Cup Hockey game? [read post]
14 Jan 2016, 11:13 pm
(The double standard of liberals -- "one rule for me, another for thee" -- marks them every time.)So what will come of the Primates Meeting 2016, and of the Anglican Communion as a whole? [read post]
10 Jan 2016, 4:59 am
In varying contexts, the Court or individual Justices have, indeed, found at least the roots of that right in the First Amendment, Stanley v. [read post]
30 Dec 2015, 1:18 pm
FCC, 395 U.S. 367, 390 (1969); Stanley v. [read post]
17 Dec 2015, 5:51 am
The securities lawyers of Gana LLP are investigating customer complaints against broker Clarence Mark Tingle (Tingle). [read post]
9 Dec 2015, 5:00 am
After the Morgan Stanley takeover, his loans were moved to another part of the operation, costing him millions of dollars in revenue.I see this far too often. [read post]
25 Nov 2015, 5:00 am
Today's defection goes to Morgan Stanley, as a team managing 5 billion dollars at Credit Suisse has joined Morgan Stanley in New York.Related Posts:Transition Agreements are Negotiable - Even for Credit Suisse BrokersCredit Suisse Brokers Losing Deferred Compensation---Mark Astarita is a nationally known securities lawyer who has represented brokers and advisers in their transitions, loans and compensation issues for decades. [read post]
19 Nov 2015, 5:00 am
Merrill Lynch lost a team managing more than $2.9 billion to Raymond James & Associates,According to press reports, the move set a new recruiting record for Raymond James, surpassing a $2.4 billion team that left Morgan Stanley to join Raymond James in Florida.Advisors Chris Mahoney, his brother Kevin Mahoney, Mark C. [read post]
12 Nov 2015, 6:28 am
You are getting screwed.Call me - 212-509-6544 Related Articles:Transition Agreements are Negotiable - Even for Credit Suisse BrokersTime to Ban Mandatory Deferred Compensation - Morgan Stanley Admits It Uses Employee Funds For Its Own Benefit------Mark Astarita is a nationally recognized securities lawyer who has spent the past 25 years representing brokers and financial advisers across the country in their disputes with their firms. [read post]
11 Nov 2015, 10:18 am
Brokers complained, and since firms like Merrill Lynch, Morgan Stanley and UBS do not impose such caps. [read post]
9 Nov 2015, 7:09 am
., 587 A.2d 702, 704 (Pa. 1991) (emphasis added) (citation and quotation marks omitted).Another equivalent standard for punitive damages is that the plaintiff is “substantially certain” to be injured. [read post]
7 Nov 2015, 10:01 pm
“The people in charge are not really, at this point, ready to embrace a free market economy,” said Mark Simmons, chairman of Simmons Foods. [read post]
29 Oct 2015, 10:03 pm
“The very point of the cowshare program is to conceal what is truly occurring, namely, the sale of unpasteurized milk to the public as a commercial undertaking,” said Justice Tim Stanley. [read post]
