Search for: "Matter of Trader"
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15 Dec 2014, 6:45 am
We have always taken the position that the accused insider trader has to know that the information he received was illegally obtained. [read post]
7 Aug 2013, 8:21 am
We have decades of experience in securities litigation matters, including the representation of individual and institutional investors who have been defrauded. [read post]
9 Dec 2013, 8:29 am
We have decades of experience in securities employment matters, having represented hundreds of professionals for over 30 years. [read post]
26 Mar 2012, 2:00 am
High-speed firms use direct feeds from exchanges that can give them a leg up on slower traders, critics say. [read post]
16 Aug 2011, 5:08 am
The Commission has had the authority to adopt a large trader regime for 20 years. [read post]
18 Jul 2011, 8:54 am
Douglas McNabb and other members of the U.S. law firm practice and write extensively on matters involving Federal Criminal Defense, INTERPOL Red Notice Removal, International Extradition and OFAC SDN List Removal. [read post]
16 May 2019, 7:03 am
He noted that the judge had dismissed some of the CFTC’s evidence such as expert testimony that the traders had intended to create an artificial price. [read post]
20 Oct 2010, 11:51 am
As a matter of course, we automatically Google someone, something, anything, in search of more information. [read post]
19 Jun 2011, 8:39 pm
It’s been a wild couple of months for Bitcoin traders. [read post]
3 Jul 2019, 9:04 am
Berry, Associate Regional Director for enforcement matters in the Los Angeles Regional Office, is leaving the agency this month after eight years of service.Mr. [read post]
5 Jul 2018, 8:36 am
It necessarily entails balancing the right of traders to freely employ words and images in the signs they wish to register as trademarks against the right of the public not to be confronted with disturbing, abusive, insulting and even threatening trademarks. [read post]
22 May 2018, 1:18 am
The mark has to be assessed in its entirety as a matter of immediate impression to the aforementioned consumer. [read post]
22 May 2018, 1:18 am
The mark has to be assessed in its entirety as a matter of immediate impression to the aforementioned consumer. [read post]
10 May 2022, 8:34 am
My UK lawyer made multiple requests to the Swiss Attorney General to promptly withdraw the warrant and terminate all criminal proceedings against me, noting this is a civil matter, not criminal. [read post]
25 Jun 2015, 3:10 pm
His broad characterisation of the services at issue had been adequate* when a 'subject matter' or 'theme' objection arises, three matters had to be considered. [read post]
1 Mar 2021, 8:30 am
In making this finding, GAO determined the SAM registration a matter of responsibility. [read post]
14 Jul 2008, 3:30 pm
Accepting the facts of the complaint as true, the court considered whether it had subject matter jurisdiction over the case. [read post]
8 Dec 2014, 1:07 am
The consequences of overlap can be severe for traders and inconvenient for their professional representatives. [read post]
12 May 2010, 12:35 pm
Attorney's office and the SEC reportedly declined to comment to the Wall Street Journal, which attributed the facts of the story it ran to traders and people familiar with the matter. [read post]
6 Nov 2011, 12:11 am
Now readers may ask, could the primary field really have changed that much in 2008 within a matter of weeks? [read post]
