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16 Dec 2014, 1:24 pm
FINRA found that “Merrill Lynch purchased MLC Notes at prices that were not fair to its retail customers. [read post]
27 Jan 2020, 12:37 pm
Gierbolini continued to work with the couple when he moved to Merrill Lynch in 2012. [read post]
6 Jul 2021, 7:48 am
Continue Reading › The post Merrill Lynch To Pay $11.6M To Settle FINRA Case Over Unsuitable Unit Investment Trust Rollovers appeared first on Investor Lawyers Blog. [read post]
29 May 2007, 1:24 am
No comment from Merrill. [read post]
22 Jan 2019, 1:08 pm
Continue reading The post Broker Ralph Byer Of Merrill Lynch Has Seven Disclosures appeared first on Securities Arbitration Lawyers Blog. [read post]
15 Oct 2009, 11:41 am
Law firm Wachtell, Lipton, Rosen & Katz was the main advisor for the Merrill Lynch deal. [read post]
21 Nov 2007, 10:56 am
This is painful news for Merrill’s shareholders. [read post]
5 Sep 2008, 2:48 pm
Tanona cited concerns that Merrill, led by John Thain, would have to take further write-downs on the [...] [read post]
9 Jul 2008, 11:34 am
The talks are still underway and a deal could still fall apart as Merrill looks to monetize [...] [read post]
7 Oct 2011, 9:01 am
He was fired by Merrill Lynch in June 2008. [read post]
11 Jun 2020, 7:29 am
Merrill Lynch, 2020 WL 2907676 (SDNY June 3, 2020). [read post]
24 Jun 2016, 1:12 pm
News media outlets have reported that Merrill Lynch clients have lost most of their investments in a $150 million fund. [read post]
2 Mar 2009, 11:38 am
Lewis, the chief executive of Bank of America, said Monday that the bank made a "tactical mistake" in requesting $20 billion in government aid to bolster its acquisition of Merrill Lynch. [read post]
30 Oct 2007, 4:41 am
Whoever takes over as chief executive of Merrill Lynch will assume control of what is essentially two companies: a thriving wealth management operation growing at 70 percent a year and a beaten-down bond business that could end the year with over $10 billion in credit losses. [read post]
12 Oct 2009, 5:06 pm
In a surprising reversal, Bank of America has reportedly agreed to waive attorney-client privilege and give federal and state investigators access to its communications with in-house and outside lawyers who advised on the bank's acquisition of Merrill Lynch. [read post]
22 Jul 2008, 12:24 pm
Merrill Lynch may be grounding some of its top executives. [read post]
23 Feb 2009, 9:27 am
Thain, the former chief of Merrill Lynch, faced six hours of questioning last week with the attorney general of New York. [read post]
20 May 2011, 11:37 am
The most recent issue of Marquette's alumni magazine has a fascinating article by Tom Merrill (Columbia) on Melms v. [read post]
13 Jun 2012, 7:37 am
Merrill (Columbia) have posted Private Rights in Public Lands: The Chicago Lakefront, Montgomery Ward, and the Public Dedication Doctrine, 105 Northwestern University Law Review (2011). [read post]
23 Feb 2009, 1:58 am
Merrill (PricewaterhouseCoopers, Washington, D.C.) has published Competititve Tax Rates for U.S. [read post]
