Search for: "Merrill Lynch "
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3 Mar 2009, 1:44 pm
Belski, Merrill Lynch's chief United States strategist, is leaving the brokerage firm to join Oppenheimer as its chief investment strategist. [read post]
23 Jul 2007, 4:39 am
The jockeying for Italy’s Berenice Fondo Uffici continued Monday with Merrill Lynch again raising its bid for the owner of about 50 Italian office buildings from Milan to Palermo. [read post]
14 Aug 2018, 1:32 pm
Merrill Lynch fired Buck, who was the brokerage firm’s leading Indiana financial adviser, in early 2015. [read post]
28 Jan 2009, 7:58 am
" Scott Silvestri of BofAm put it all on Merrill: "John Thain and the Merrill Lynch compensation committee made the decision on the amount and timing of year-end compensation at Merrill Lynch. [read post]
17 Dec 2013, 9:41 pm
On December 17, the Reuters news agency reported that Department of Justice officials knowledgeable about discussions between DOJ and Citigroup and Merrill Lynch are preparing to bring civil fraud charges against banking and investment giants Citigroup and Merrill Lynch. [read post]
2 Mar 2020, 5:56 am
Continue Reading › The post Citigroup, LPL Financial, Morgan Stanley, JP Morgan Securities, and Merrill Lynch Fined $1.4M for Failure to Reasonably Supervise appeared first on Investor Lawyers Blog. [read post]
20 Oct 2021, 7:03 am
Bartman opened in 2016 with Merrill Lynch, Pierce, Fenner & Smith, ... [read post]
16 Jul 2008, 8:43 pm
In an effort to raise some much-needed capital, Merrill Lynch is planning to sell its stake in Bloomberg L.P., the financial data giant founded by Mayor Michael R. [read post]
27 Oct 2009, 7:30 am
McCann, the former head of the brokerage business at Merrill Lynch & Co., left Merrill in January after the acquisition by Bank of America. [read post]
22 Jan 2009, 6:39 am
The controversy over Bank of America's acquisition of Merrill Lynch appeared to grow on Thursday with a report in the Financial Times that Merrill paid out billions of dollars in bonuses to its employees three days before the sale went through -- and well before it has paid out bonuses in previous years. [read post]
2 Nov 2007, 8:05 am
On Friday, The Wall Street Journal reported that Merrill Lynch may have tried to shovel mortgage-backed securities to hedge funds in an effort to delay potential write-downs. [read post]
6 Feb 2008, 4:23 am
Merrill Lynch has reemerged as a lender to BHP Billiton, after the bank was dropped as adviser and financier to Brazilian miner Vale, as the Anglo-Australian miner increased its bid for rival Rio Tinto. [read post]
3 Jan 2008, 4:23 am
Over the weekend, a report claimed that Merrill Lynch was in fresh talks with Middle East and Asian funds about a new investment on top of the $6.2 billion injection it got from an investor group late last year. [read post]
7 Aug 2017, 9:16 am
The post Merrill Lynch, Pierce, Fenner & Smith Incorporated Fined and Censured appeared first on White Securities Law. [read post]
29 Jul 2009, 8:00 am
Without admitting any fault, Merrill Lynch and UBS agreed to pay fines of $150,000 and $100,000, respectively. [read post]
3 Oct 2012, 5:00 am
Merrill Lynch, Pierce, Fenner & Smith, Inc. v. [read post]
8 Sep 2009, 12:12 pm
The securities fraud lawsuit was filed for purchasers of specific Merrill Lynch preferred securities and bonds. [read post]
23 Jun 2014, 10:46 am
The plaintiff-trusts allege that Merrill Lynch violated its contractual obligations to repurchase loans acquired from the now-bankrupt originator ResMae Mortgage Corporation. [read post]
6 Nov 2007, 12:01 pm
Make that a tough month for Merrill Lynch, the U.S. brokerage founded in 1914. [read post]
10 Apr 2015, 2:02 pm
Thomas Buck was terminated last month from Merrill Lynch. [read post]
