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17 Aug 2011, 2:00 am
and that [Bank of America Merrill Lynch][the Board’s financial advisor] and [its] affiliates have in the past provided, currently are providing, and in the future may provide investment banking, commercial banking and other financial services to Citigroup, Inc. . . . and certain of its affiliate and affiliates of [CVCI] . . . , and have received or in the future may receive compensation for rendering these services . . . [read post]
13 Aug 2011, 12:39 pm
[JURIST] A federal appeals court on Friday upheld [opinion, PDF] the conviction of ex-Merrill Lynch [corporate website] executive James Brown stemming from his role in the Enron fraud scandal [JUIRST news archive]. [read post]
8 Aug 2011, 6:38 am
Merrill Lynch & Company, now a part of Bank of America Corporation, allegedly did not inform investors of its involvement in propping up auctions. [read post]
8 Aug 2011, 1:49 am
The interesting thing is that the Wachovia bondholders’ case was not really on the radar screen as one of the big ones out there (compared, say, to the Citigroup, Lehman Brothers or BofA/Merrill Lynch merger cases). [read post]
8 Aug 2011, 1:49 am
The interesting thing is that the Wachovia bondholders’ case was not really on the radar screen as one of the big ones out there (compared, say, to the Citigroup, Lehman Brothers or BofA/Merrill Lynch merger cases). [read post]
6 Aug 2011, 5:02 pm
OppenheimerFunds Settles Mismanagement Case for $100 Million, Bloomberg Businessweek, July 26, 2011 OppenheimerFunds to pay $100 million to settle mismanagement case, Denver Post, July 27, 2011 More Blog Posts: Mortgage-Backed Securities Lawsuit Against Bank of America’s Merrill Lynch Now a Class Action Case, Stockbroker Fraud Blog, June 25, 2011 Class Members of Charles Schwab Corporation Securities Litigation Can Still Opt Out to File Individual Securities… [read post]
20 Jul 2011, 4:39 am
Merrill Lynch & Co., et al. [read post]
16 Jul 2011, 8:52 pm
Related Web Resources: Wedbush ordered to pay $3.5M for ‘morally reprehensible failure', Investment News, July 11, 2011 FINRA Orders Wedbush to pay trader $3.5 million, OnWallStreet, July 1, 2011 More Blog Posts: FINRA Panel Orders Merrill Lynch Professional Clearing Corporation to Pay $64M Over Losses Sustained by Rosen Capital Institutional LP and Rosen Capital Partners LP, Institutional Investors Securities Blog, July 14, 2011 Raymond James Must Pay… [read post]
14 Jul 2011, 8:43 pm
Merrill Lynch Professional Clearing Corporation must pay hedge funds Rosen Capital Partners LP and Rosen Capital Institutional LP $63,665,202.00 in compensatory damages plus interest (9% from October 7, 2008). [read post]
8 Jul 2011, 2:00 am
Today we continue our weekly installment highlighting the best of the corporate and securities blogosphere for the past week. [read post]
5 Jul 2011, 1:41 am
As reflected in my table of the credit crisis lawsuit resolutions, which can be accessed here, the only three larger settlements are the over $600 million Countrywide settlement (refer here), the $475 million Merrill Lynch settlement (refer here), and the Charles Schwab settlement, which as revised amounted to $235 million.The three larger settlements all involve either solvent companies or at least sovlent successors in interest. [read post]
30 Jun 2011, 8:35 pm
(BAC)’s Merrill Lynch a Defendant of Class-Action Mortgage-Backed Securities Lawsuit Against at Least 1,800 Investors, Institutional Investors Securities Blog, June 25, 2011 Class Members of Charles Schwab Corporation Securities Litigation Can Still Opt Out to File Individual Securities Claim, Stockbroker Fraud Blog, December 6, 2010 Class Action Securities Fraud Lawsuit Accuses SEC of Gross Negligence Related to Bernard Madoff Ponzi Scam, Institutional Investors… [read post]
19 Jun 2011, 10:19 am
Finally, the judgment in Tasaruff Mevduati Sigorta Fonu v Merrill Lynch Bank and Trust Company (Cayman) Limited and others, heard 31 January – 1 February 2011, is due to be handed down by the Privy Council on Tuesday 21 June 2011. [read post]
12 Jun 2011, 12:59 pm
The following Privy Council judgments are awaited: Romeo Cannonier & Ors v The Queen (St Christopher & Nevis) and Romeo Cannonier v The Queen (St Christopher & Nevis), heard 13 May 2010 The Public Service Appeal Board v Omar Maraj (Trinidad & Tobago), heard 5 October 2010 Tasarruf Mevduati Sigorta Fonu v Merrill Lynch Bank and Trust Company (Cayman) Limited & Others, heard 31 January – 1 February 2011 Rhett Allen Fuller v The Attorney General of Belize,… [read post]
7 Jun 2011, 5:00 am
Powell also received a pro-rated share of a $75,000 cash retainer after being named a director of Merrill Lynch International, a Bank of America subsidiary. [read post]
2 Jun 2011, 11:09 pm
Judge Rakoff, after the dust had settled, partially, had no problem turning down the SEC's settlement with BoA, for example, regarding the crisis acquisition of Merrill Lynch. [read post]
1 Jun 2011, 5:00 am
Noski has served on the boards of Merrill Lynch & Co., Air Products and Chemicals, Inc., Automatic Data Processing, Inc., Morgan Stanley, and Northrop Grumman Corporation; Mr. [read post]
22 May 2011, 12:00 pm
The following Privy Council judgments are awaited: Romeo Cannonier & Ors v The Queen (St Christopher & Nevis) and Romeo Cannonier v The Queen (St Christopher & Nevis), heard 13 May 2010 The Public Service Appeal Board v Omar Maraj (Trinidad & Tobago), heard 5 October 2010 Tasarruf Mevduati Sigorta Fonu v Merrill Lynch Bank and Trust Company (Cayman) Limited & Others, heard 31 January – 1 February 2011 Maxo Tido v The Queen (Bahamas), heard 7 March 2011… [read post]
20 May 2011, 9:39 am
MERRILL LYNCH & CO., INC.; Bank of America Corporation; United States Court of Appeals,Third Circuit; No. 09–4676; May 18, 2011 : “[A] defendant can contractually waive his right to remove an action brought in a state court. [read post]
16 May 2011, 1:13 pm
The following Privy Council judgments are awaited: Romeo Cannonier & Ors v The Queen (St Christopher & Nevis) and Romeo Cannonier v The Queen (St Christopher & Nevis), heard 13 May 2010 The Public Service Appeal Board v Omar Maraj (Trinidad & Tobago), heard 5 October 2010 Tasarruf Mevduati Sigorta Fonu v Merrill Lynch Bank and Trust Company (Cayman) Limited & Others, heard 31 January – 1 February 2011 Maxo Tido v The Queen (Bahamas), heard 7 March 2011… [read post]
