Search for: "Mitchell Stevens"
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7 Jun 2019, 6:09 am
Mitchell, and Brett Atanasio, WilmerHale, on Sunday, June 2, 2019 Tags: Inside information, Insider trading, Liability standards, Section 10(b), Securities enforcement, U.S. federal courts Proposed Amendments to Delaware’s LLC and Partnership Acts Posted by John D. [read post]
21 Sep 2018, 5:57 am
The findings also stated that by mismarking the trades, Irving caused his member firm to keep inaccurate books and records.Eric Steven Korhut (CRD #3199787, Johnstown, Pennsylvania) Without admitting or denying the findings, Korhut consented to the sanctions and to the entry of findings that he executed 10 unauthorized trades totaling $40,004 in the accounts of customers at his member firm. [read post]
24 Aug 2023, 6:32 am
I’d like to thank the members of the SEC staff who worked on these final rules, including: William Birdthistle, Sarah ten Siethoff, Melissa Harke, Adele Murray, Marc Mehrespand, Tom Strumpf, Tim Dulaney, Trevor Tatum, Shane Cox, Robert Holowka, and Neema Nassiri in the Division of Investment Management; Meridith Mitchell, Natalie Shioji, Jeff Berger, Robert Bagnall, and Amy Scully in the Office of the General Counsel; Jessica Wachter, Ross Askanazi, Alexander Schiller, Charles… [read post]
6 May 2009, 8:00 am
Steven Jones** 0 0 (13,742) (13,742) 0 (13,742) Monica C. [read post]
12 Feb 2024, 9:01 pm
Stevens Professor of Law at Cornell University and co-author, most recently, of Beating Hearts: Abortion and Animal Rights. [read post]
3 May 2023, 9:01 pm
Thomas, Jill Pritzker, Timothy Husson, David Stevens, Holly H. [read post]
14 Jun 2016, 7:08 pm
Mitchell, 2016 BCSC 810 Niemela v. [read post]
20 May 2015, 3:20 pm
The credibility determinations of the Supreme Court, which saw and heard the witnesses at the suppression hearing, are entitled to great weight on appeal, and will not be disturbed unless they are unsupported by the record (see People v Prochilo, 41 NY2d 759, 761 [1977]; People v Stevens, 44 AD3d 882 [2007]). [read post]
17 Jun 2015, 8:05 am
Mitchell, former U.S. [read post]
10 Jun 2008, 12:09 am
Justice O'Connor's concurrence in Mitchell v. [read post]
1 Nov 2023, 5:54 pm
Along with Professor Mitchell Stevens from the Graduate School of Education, and Hoang Pham and Dan Sutton from the Racial Justice Center, Banks is leading a Stanford Law & Policy practicum this quarter that is addressing some of these issues. [read post]
1 Oct 2018, 9:11 am
SB 1412 by Senator Steven Bradford (D-Gardena) – Applicants for employment: criminal history. [read post]
10 Sep 2010, 1:00 pm
Very truly yours, Erin Mitchell Featured Session--Owner / Operator Secrets: Maximize cash flow and minimize vacancy Violations, permits, renovation, tenant buy outs, rent-stabilization laws, leasing up, rental brokers, cost segregation, energy retrofit, and headaches. [read post]
30 Apr 2012, 12:31 pm
Mitchell Oakley (Harrod, Allen County) pleaded guilty to one count of workers comp fraud for filing a false claim. [read post]
20 Dec 2010, 8:19 am
” DA Tracey Cline—Nifong’s would-be second chair if the lacrosse case went to trial—has dismissed ADA Mitchell Garrell, after previously cutting his pay. [read post]
31 Oct 2015, 2:06 am
Freakonomics Freakonomics, the successful book by Steven Levitt and Stephen Dubner, always divides opinion. [read post]
8 Feb 2024, 9:01 pm
I’d like to thank members of the SEC staff for their work on these final rules, including: William Birdthistle, Sarah ten Siethoff, Melissa Harke, Adele Murray, Tom Strumpf, Jill Pritzker, Neema Nassiri, Timothy Husson, David Stevens, Jon Hertzke, Michelle Beck, Holly Miller, Timothy Dulaney, Kevin Treharne, Trevor Tatum, Steve Flantsbaum, and Kolby Quass in the Division of Investment Management; Jessica Wachter, Charles Woodworth, Ross Askanazi, Caroline Schulte, Dan Hiltgen, Michael… [read post]
26 Mar 2021, 6:09 am
Liu, Dechert LLP, on Tuesday, March 23, 2021 Tags: Class actions, Financial technology, Going private, Incorporations, International governance, Jurisdiction, Mergers & acquisitions, Section 10(b), Securities fraud, Securities litigation, Securities regulation Activist Shareholder Proposals and HCM Disclosures in 2021 Posted by Mike Delikat, Jessica James, and Alex Mitchell, Orrick, Herrington & Sutcliffe LLP,… [read post]
15 Nov 2010, 12:48 pm
Mary's University College and the Library Yellowhead Tribal College and the Library Possible Exclusions The Board is of the preliminary opinion that the participation of the following persons would not be of assistance: Aburto, Juan Akrigg, Mark Bannerman, Sara Bouchard, Paul Caswell, James Cooper, Alan Creighton, Angus de Alwis, Brian Donovan, Pat Finney, Nik Gilbert, David Guy, David Harris, Sandy Heesen, Erika Humphries, Graeme Kittredge, Rob Koblovsky, Jason Konefal, Tomasz… [read post]
27 Oct 2013, 9:09 pm
Ann Tyson Mitchell, 62, Charlotte, is charged with racketeering conspiracy, mortgage fraud, and money laundering. [read post]
