Search for: "Morgan Stanley & Co. Inc."
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11 Aug 2010, 7:24 am
After being caught, Morgan Stanley quickly and quietly settled a proposed FINRA enforcement action by entering into an Acceptance Waiver andamp; Consent, paying a small fine ($800,000), and without admitting or denying the allegations, through a deal with FINRA (formerly the National Association of Securities Dealers, Inc.), a andquot;self-regulatory organizationandquot; which Morgan Stanley is a member, allows Morgan Stanley to keep… [read post]
8 Jul 2010, 9:00 am
Kidder has been a director for Morgan Stanley since 1993 and also sits on the Board of Merck & Co., Inc. and Chrysler Group LLC as a Non-Executive Chairman. [read post]
25 Jun 2010, 8:30 am
Gorman, President and CEO, Morgan Stanley; one of the world's foremost financial institutions. [read post]
2 Jun 2010, 8:50 am
Morgan 7 Walt Disney Company 8 Nike 9 Johnson & Johnson 10 Amazon 11 Deloitte 12 The Blackstone Group 13 Morgan Stanley 14 Microsoft 15 General Electric 16 Procter & Gamble 17 IDEO 18 The Coca-Cola Co. 19 Credit Suisse 20 Barclays Capital 21 American Express 22 PepsiCo 23 Starbucks 24 Bank of America 25 Sony 26 BMW 27 LVMH 28 Nestlé USA 29 IBM 30 Booz & Company 31 Starwood Hotels & Resorts 32 3M 33 Deutsche Bank 34 Unilever 35 Genentech 36… [read post]
25 May 2010, 8:47 am
Morgan Securities Inc. and his $10 billion book of high-net-worth clients. [read post]
28 Feb 2010, 2:12 pm
John Anthony Marrone, a broker with Nexcore Capital, Inc. in San Diego, California, and Morgan Stanley & Co. in Santa Monica, California, was suspended from August 18, 2009 to December 10, 2009, for noncompliance with an award in an arbitration filed against him by Morgan Stanley. [read post]
19 Feb 2010, 2:29 pm
Morgan Chase Co. in 2008. [read post]
5 Feb 2010, 9:19 pm
(MSDWI), MS & Co, the Technology Fund, the Information Fund, Morgan Stanley Investment Management Inc. [read post]
5 Feb 2010, 1:17 am
Co. [read post]
1 Feb 2010, 6:36 am
Editor’s Note: Eduardo Gallardo is a partner focusing on mergers and acquisitions at Gibson, Dunn & Crutcher LLP. [read post]
15 Jan 2010, 1:29 pm
The banks are Citigroup, Inc., Bank of America Corp., Bank of New York Mellon Corp., Goldman Sachs Group Inc., JPMorgan Chase & Co., Morgan Stanley, State Street Corp., and Wells Fargo & Co. [read post]
14 Jan 2010, 11:42 am
We are not gods.'' Companies with in-house legal departments in India include Wilmington, Delaware-based DuPont Co., San Jose, California-based Cisco Systems Inc., and New York-based Morgan Stanley, according to ValueNotes Database Pvt. [read post]
4 Jan 2010, 2:22 pm
Stanley Marcus' caution was: It's just as wrong to be too early to market as too late. [read post]
26 Dec 2009, 11:44 am
Morgan Stanley & Co. [read post]
9 Dec 2009, 8:22 pm
(post available here) Perhaps the most significant case decided this year by the Texas Supreme Court was In re Morgan Stanley & Co., Inc. [read post]
9 Dec 2009, 6:55 am
History of the Prime Broker Case On February 2, 2007, Overstock.com, along with five shareholder plaintiffs, filed a lawsuit in San Francisco against Morgan Stanley & Co. [read post]
16 Nov 2009, 1:11 pm
Bancorp $29.23B Morgan Stanley $28.00B American Express Company $26.62B Citigroup Inc [read post]
16 Nov 2009, 1:11 pm
Bancorp $29.23B Morgan Stanley $28.00B American Express Company $26.62B Citigroup Inc [read post]
2 Nov 2009, 2:55 pm
Sierra Pacific Power Co. (1956), as interpreted in Morgan Stanley Capital Group v. [read post]
31 Oct 2009, 10:59 am
The press is certainly changing their view of what's going on with loan modifications, no question about that. [read post]
