Search for: "Mutual Fund 7"
Results 301 - 320
of 1,356
Sort by Relevance
|
Sort by Date
Former Commonwealth Financial Advisor Gerald Eaton Barred for Conversion of $3.7 M in Customer Fraud
1 Oct 2020, 3:24 am
Gerald Eaton Was A Registered Broker since October 1992 According to his FINRA brokercheck page, Gerald Eaton was previously registered with John Hancock Distributors, INC., and John Hancock Mutual Life Insurance Company from October 1992 until March 1995. [read post]
Former Commonwealth Financial Advisor Gerald Eaton Barred for Conversion of $3.7 M in Customer Fraud
1 Oct 2020, 3:24 am
Gerald Eaton Was A Registered Broker since October 1992 According to his FINRA brokercheck page, Gerald Eaton was previously registered with John Hancock Distributors, INC., and John Hancock Mutual Life Insurance Company from October 1992 until March 1995. [read post]
28 Sep 2020, 3:00 am
PART 2 In Part 1 of this blog series, I talked about the broader context and scope of the review. [read post]
11 Sep 2020, 6:14 am
Voice Posted by Eleonora Broccardo (University of Trento), Oliver Hart (Harvard University), and Luigi Zingales (University of Chicago), on Friday, September 4, 2020 Tags: Corporate Social Responsibility, Engagement, Environmental disclosure, ESG, Exit, Institutional Investors, Mutual funds, Stakeholders, Sustainability Meaningful Communications with Stakeholders During COVID-19 Posted by Eric Knachel, Deloitte &… [read post]
2 Sep 2020, 5:00 am
Dep’t of Corr., 471 So. 2d 4, 5 (Fla. 1984) (“It is basic hornbook law that a contract which is not mutually enforceable is an illusory contract. [read post]
31 Aug 2020, 1:49 pm
Liberty Mutual Fire Ins. [read post]
17 Aug 2020, 5:53 am
The broad availability of mutual funds has brought lower costs to savers, but there is a flip side to this coin—mutual funds (including index funds) often hold stakes in many competitors within the same industry. [read post]
16 Aug 2020, 12:49 pm
Because of this mutually assured discovery expense, both sides should be in communication regarding what discovery is actually warranted. [read post]
14 Aug 2020, 6:29 am
Securities and Exchange Commission, on Friday, August 7, 2020 Tags: Asset management, Disclosure, Investor protection, Mutual funds, SEC, SEC rulemaking, Securities regulation Initial Perspectives and Implications of SEC Proxy Advisory Reform Posted by Adam O. [read post]
7 Aug 2020, 7:47 pm
After much well curated public and private activity, the Open Ended Inter-Governmental Working Group on TNCs and Other Business Enterprises With Respect to Human Rights has released its Second Draft of a Legally Binding Instrument to Regulate, in International Human Rights Law, the Activities of Transnational Corporations and Other Business Enterprises. [read post]
7 Aug 2020, 5:48 am
More and more, America’s families save for their children’s education, for their own retirement, and for a host of other purposes by investing their money in mutual funds and relying on the asset management industry to put their money to work. [read post]
7 Aug 2020, 5:48 am
Securities and Exchange Commission, on Thursday, August 6, 2020 Tags: Disclosure, Information environment, Mutual funds, Reporting regulation, SEC, Securities regulation, Transparency [read post]
7 Aug 2020, 3:00 am
Full Appeals Court Agrees to Wade into Michael Flynn Case Associated Press News – Eric Tucker | Published: 7/31/2020 The entire Washington, D.C. [read post]
2 Aug 2020, 2:20 pm
In that respect, the Preamble moves down the list of framing principles: (1) the principles and purposes of the UN system from which it necessarily arises; (2) International Bill of Human Rights from which it draws its core normative structure and derived from the UNGP 2nd Pillar; (3) the overarching principle of attaching rights to individuals; (4) the reference to the initial and still contentious legalization of the Universal Declaration of Human Rights to civil, political, economic,… [read post]
24 Jul 2020, 7:07 pm
The first was delivered by Federal Bureau of Investigation Director Christopher Wray, The Threat Posed by the Chinese Government and the Chinese Communist Party to the Economic and National Security of the United States, Remarks delivered at the Hudson Institute (July 7, 2020). [read post]
20 Jul 2020, 7:00 am
BoiseJuly 7, 2009Thirty years ago, one of the world’s largest offshore financial centres was the island of Curaçao in the Netherlands Antilles. [read post]
17 Jul 2020, 7:14 pm
What holds both together, and why it is useful to read each against the other, is the mutual recognition that the Chinese Communist Party stands at the center of the political-economic model of the People's Republic of China.For the Americans, this quite belated recognition (one perhaps resulting from a bizarre wishful thinking away of the CPC by generations of the American intelligentsia and their allies within the American state apparatus who refused to take the CPC at face value)… [read post]
16 Jul 2020, 12:24 pm
On April 24, 2020, the President signed the Paycheck Protection Program and Health Care Enhancement Act which provided additional funding. [read post]
15 Jul 2020, 4:25 am
Effective May 2020, CIMA enacted new rules governing the contents of the offering documents of mutual funds regulated under the Mutual Funds Law (2020 Revision) (“Regulated Mutual Funds”). [read post]
8 Jul 2020, 12:08 am
Workers’ Compensation Insurer Responses to COVID-19Friday, July 10 from 12:30 to 1:30 EasternThis free NIOSH Center for Workers’ Compensation Studies (CWCS) webinar will highlight the ways that many insurers are responding to COVID 19:Communicating prevention programsProviding funding for engineering controls and PPEProviding remote risk control servicesA panel of speakers from several state-based insurers will discuss approaches and conduct a Q/A… [read post]
