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How Far Can I Advertise My Company In New York Before It Is Considered To Be A Pump-And-Dump Scheme?
16 Jun 2011, 2:44 pm
Federal and New York State law generally permit advertising or soliciting for patronage for your company. [read post]
18 May 2012, 2:00 am
” Accretive Health, which is traded on the New York Stock Exchange under the stock symbol AH, saw its stock price plummet. [read post]
23 Apr 2008, 6:29 am
Explosives-sniffing dogs and two truckloads of cops wearing military-style body armor and waving M-4 machine guns surround the flag- draped stock exchange. [read post]
12 Jun 2012, 9:22 am
Litigation, case number 1:10-cv-04095,Judge Scheindlin of the Southern District of New York threw her hat into the Morrison ring. [read post]
19 May 2011, 5:52 am
Nasdaq and Intercontinental Exchange this week withdrew their joint $11 billion bid for the parent of the New York Stock Exchange after the U.S. [read post]
24 Feb 2009, 12:57 pm
Ketchum currently serves as CEO of New York Stock Exchange (NYSE) Regulation and as Chairman of FINRA's Board of Governors,... [read post]
25 Jun 2008, 3:45 pm
"NY's top court affirms dropping 4 claims against Grasso": The Associated Press provides a report that begins, "New York's top court has affirmed dropping four claims against former chairman New York Stock Exchange Chairman Richard Grasso, dealing a major setback to the legacy of former state Attorney General Eliot Spitzer. [read post]
22 Mar 2010, 1:00 pm
STS-125 Crew Visits the Stock Exchange NASA astronauts Scott Altman and Mike Massimino of the STS-125 mission visit the New York Stock Exchange to support the release of Hubble 3D, the newest IMAX film, which documents the mission to repair the Hubble Space Telescope and features never-before-seen 3D flights through Hubble imagery such as the Orion Nebula. [read post]
20 Sep 2017, 7:32 am
Traditional stock exchanges like the New York Stock Exchange and Nasdaq do have their own listing standards, but they are less far-reaching than those proposed by LTSE and don’t specifically address the short-term orientation problem. [read post]
15 Apr 2018, 6:10 am
In the Matter of Instinet, LLC, Respondent, (FINRAAWC 2013036836015, April 12, 2018)http://www.finra.org/sites/default/files/instinet_awc_041218.pdf The Financial Industry Regulatory Authority, BOX Options Exchange LLC; the CBOE BZX Exchange, Inc.; Investors Exchange LLC; the NASDAQ Stock Market LLC; and the New York Stock Exchange; and certain of their affiliated Exchanges censured and imposed a $1.575 million fine… [read post]
4 Apr 2010, 6:22 am
In the press release, Black & Decker stated “[p]ersonal business relationships between individuals (as opposed to relationships with the company) generally are not relevant to the independence tests under the New York Stock Exchange rules because they do not create a material relationship between a director and the company. [read post]
12 Nov 2013, 8:32 am
JGWPT is now listed on the New York Stock Exchange under the symbol JGW. [read post]
10 Nov 2007, 10:00 pm
Regular readers of this blog know that former New York attorney general and current NY governor Eliot Spitzer's abuses of power have been a frequent topic for a long time, particularly Spitzer's dubious prosecution of former New York Stock Exchange chairman, Richard Grasso. [read post]
23 Feb 2023, 11:35 am
Call New York Securities Lawyers at 212-509-6544. [read post]
18 Sep 2023, 6:18 am
Call New York Securities Lawyers at 212-509-6544. [read post]
28 Sep 2011, 5:00 am
This morning, the Ethisphere Institute is ringing The Opening Bell at the New York Stock Exchange with some of the NYSE-listed 2011 World’s Most Ethical Companies. [read post]
6 Feb 2011, 6:05 pm
Computer hackers have breached the systems of the company that runs the Nasdaq stock exchange in New York but did not penetrate the part of the system that handles trades, Nasdaq said. [read post]
31 Oct 2016, 5:11 pm
If you are looking to take your New York private business public, consider the benefits and drawbacks of a reverse merger.Often, executives and owners of successful New York businesses may wish to capitalize on that success by making shares of the business’s stock available to the public. [read post]
13 Jun 2023, 9:01 pm
The SEC has approved the clawback listing standards of the New York Stock Exchange and Nasdaq. [read post]
23 Feb 2009, 8:05 am
(NYSE:PPD), a New York Stock Exchange, publicly traded company. [read post]
