Search for: "Ontario Securities Commission"
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16 Jun 2010, 11:00 am
Securities and Exchange Commission (SEC), Quebec's Autorité des marchés financiers and the Ontario Securities Commission (OSC) announced the signing of a memorandum of understanding to facilitate the supervision of regulated entities that operate on a cross-border basis. [read post]
23 Aug 2023, 6:00 am
Upon review, the Ontario Labour Relations Board (the “Board”) lowered the amount owing to the employees on the basis that the “regular rates” were calculable based on commissions earned before any overtime hours worked in a week, as opposed to being inclusive of commissions earned during overtime work. [read post]
23 Aug 2023, 6:00 am
Upon review, the Ontario Labour Relations Board (the “Board”) lowered the amount owing to the employees on the basis that the “regular rates” were calculable based on commissions earned before any overtime hours worked in a week, as opposed to being inclusive of commissions earned during overtime work. [read post]
11 Apr 2019, 2:03 pm
The process was heavily supervised by CCU’s regulators, the Deposit Insurance Corporation of Ontario (DICO) and the Financial Services Commission of Ontario (FSCO). [read post]
20 Mar 2016, 5:55 am
The Securities and Exchange Commission (SEC) recently filed a complaint alleging that Oregon-based investment firm Aequitas Management, LLC (Aequitas Management) and its subsidiaries operated a Ponzi-like scheme that defrauded its 1,500 customers of approximately $350 million. [read post]
1 Oct 2018, 4:00 am
… Official Clio Blog9 Security Tips for Mac-Using Attorneys For modern law firms, data security is paramount. [read post]
23 Mar 2012, 3:06 pm
This includes incorporating substantive privacy protections -- such as data security and retention practices -- into business processes (such as is touted in the Privacy by Design model developed by the Privacy Commissioner of Ontario, Dr. [read post]
20 Sep 2007, 3:02 pm
Denise Crawford of the Texas Securities Commission said: "Baby boomer judges really don't like securities fraud. [read post]
14 Dec 2020, 4:00 am
… Risk Management & Crisis ResponseOSC seeks input on priorities for 2021-2022 The Ontario Securities Commission (“OSC”) recently issued its 2021-2022 Draft Statement of Priorities for comment (the “Draft Statement”). [read post]
11 May 2012, 7:00 am
(See my blogs posts here and here on the privacy law gap for Ontario employee information.) [read post]
10 Jan 2020, 6:10 am
Securities and Exchange Commission, on Thursday, January 9, 2020 Tags: Disclosure, Equity capital, Equity securities, Financial technology, Regulation NMS, SEC, Securities regulation [read post]
22 Jul 2011, 4:17 am
According to a written endorsement, he informed the panel, chaired by Bencher Jack Braithwaite, that he would not be contesting the charges.He was convicted of fraud and insider trading in Ontario and New York following a joint investigation by the RCMP, the Ontario Securities Commission, the United States Securities and Exchange Commission, and the FBI, and was sentenced to 39 months in jail by an Ontario judge in January 2010.Grmovsek… [read post]
19 Aug 2011, 6:06 pm
The case moved to the appeal court after Ontario Superior Court justice Archie Campbell denied the Ontario Securities Commission’s application to have Justice Peter Hryn removed from the trial.Echoing the sentiments of criminal defence lawyer Brian Greenspan from a day earlier, Fisher said the focus of Felderhof’s counsel was to resume the trial in front of Hryn rather than directly deal with all of the accusations the OSC leveled against Groia’s… [read post]
13 Mar 2016, 6:26 pm
Our understanding of creed under the Code has also evolved, and the Ontario Human Rights Commission released a new policy document which helps explain creed for the purposes of preventing discrimination. [read post]
2 Jul 2019, 12:39 pm
When the Alberta Securities Commission (ASC) required Can-Am to appoint a single provincial trading officer (PTO) to conduct audits of the enrollment directors, Can-Am appointed Mr. [read post]
23 Apr 2012, 3:09 am
K 5001 A6 G68 2010 Governing security under the rule of law? [read post]
26 Jan 2010, 6:35 am
Canada next On December 18, 2009, the Ontario Securities Commission ("OSC") issued Staff Notice 51-717 to notify stakeholders of its plans regarding disclosure of corporate governance and environmental matters during 2010. [read post]
20 Oct 2014, 11:04 am
She chaired an inquiry commission that investigated certain events at the Prison for Women in Kingston, Ontario, and has also served as a member of the Global Commission on Elections, Democracy and Security. [read post]
9 Feb 2010, 10:46 am
Meanwhile, in a Canadian report published in March 2009, the Ontario Privacy Commissioner, Dr. [read post]
10 Apr 2012, 1:13 am
Indeed, the possibility of this type of conflict was one of the specific concerns that an Ontario court raised while considering a litigation funding arrangement in Manulife Financial Corporation securities class action lawsuit pending in the court (about which refer here). [read post]
