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19 Aug 2010, 8:00 am
Schapiro provided a useful example: “That means if I was buying shares of a mutual fund that charged a 4 percent up-front sales charge, then that fund could not deduct more than 4 percent over time. [read post]
17 Jul 2014, 7:18 am
” According to FINRA, Merrill Lynch failed to address or provide any meaningful guidance with respect to mutual fund sales charge waivers. [read post]
4 Jan 2016, 11:23 am
State Farm Mutual Auto Ins. [read post]
1 Mar 2011, 5:58 am
To recap, the mutual waiver of jury trial provides the employer and employee a fair way to resolve employment disputes without some of the disadvantages that other forms of alternative dispute resolution present. [read post]
16 Nov 2008, 6:32 pm
Crowley, Fidelity will keep the employees on the payroll through December, and it will provide a "generous severance package" and job-hunting services. [read post]
2 May 2022, 12:25 pm
Use these scenarios to your advantage and build a contract that is mutually beneficial. [read post]
2 Sep 2020, 3:51 am
Member States shall provide remedies sufficient to ensure effective legal protection in the fields covered by Union law. [read post]
22 Dec 2014, 10:08 am
Also attending the conference was the Director of the SEC's Division of Investment Management ("DIM"), who discussed his views on how to address concerns created by new trends in variable annuities and the recent growth of alternative mutual funds. [read post]
23 Aug 2012, 1:41 pm
The Chairman further observed that while many sponsors supported their money funds during the recent financial crisis, there is no legal requirement to provide support, nor is there a guarantee that sponsors will be able to provided support when it is most needed. [read post]
10 Aug 2010, 2:58 pm
I know that Vivian Persand will follow up with the attorney to provide him the information we have regarding Liberty Mutual. [read post]
31 Mar 2010, 6:18 am
Investment advisers provide portfolio management and other services to mutual funds, for disclosed fees, pursuant to contracts that must be approved by the board of directors of the mutual funds. [read post]
19 Mar 2009, 10:11 pm
Plus, President Obama has just nominated a new Seventh Circuit judge, David Hamilton, who could provide a crucial vote for or against if he is confirmed soon enough. [read post]
24 Jan 2011, 1:25 pm
In California, an employer may not employ an employee for a work period of more than five hours per day without providing the employee with a meal period of not less than thirty minutes. [read post]
24 Jan 2011, 1:25 pm
In California, an employer may not employ an employee for a work period of more than five hours per day without providing the employee with a meal period of not less than thirty minutes. [read post]
31 Mar 2023, 1:34 pm
He failed to provide a timely notice of the loss and proof of loss to the insurance company, Nationwide Mutual Fire Insurance Company (Nationwide), as required by the policy’s provisions. [read post]
8 Aug 2008, 7:16 pm
ISMIE Mutual, Illinois' largest provider of medical liability insurance, just can't leave it alone. [read post]
20 Oct 2016, 1:00 am
Most 401(k) plan sponsors hire service providers to help with plan design and administration. [read post]
30 Mar 2010, 9:49 am
Harris Associates, addressing the standard for when mutual fund fees are too high. [read post]
12 Jan 2024, 6:31 am
The Securities and Exchange Commission (SEC) requires mutual funds to provide the public with detailed information about their portfolio holdings and investment activities so mutual fund investors know how their money is being managed. [read post]
12 Jan 2024, 6:31 am
The Securities and Exchange Commission (SEC) requires mutual funds to provide the public with detailed information about their portfolio holdings and investment activities so mutual fund investors know how their money is being managed. [read post]
