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13 Feb 2013, 4:24 am
Here is the letter for foreign private issuers. [read post]
Conference: Forensic Science for the 21st Century: The National Academy of Science Report and Beyond
18 Feb 2009, 9:08 am
To be held on April 3-4, 2009 in Tempe, Arizona. [read post]
SEC Publishes Final Rule that Expands the Definition of ‘Accredited Investor’ for Private Placements
27 Aug 2020, 3:17 pm
[4] Trustees and advisory board members, or persons serving in a similar capacity, of a Section 3(c)(1) or 3(c)(7) fund or an affiliated person of the fund that oversees the fund’s investments, as well as employees of the private fund or the affiliated person of the fund (other than employees performing solely clerical, secretarial, or administrative functions) who in connection with the employees’ regular functions or duties, have participated in the investment… [read post]
26 Jan 2016, 9:16 pm
Registration is here. [read post]
29 Jun 2016, 9:33 am
On June 22, 2016, mobile advertising company InMobi Private Ltd. settled Federal Trade Commission (“FTC” or “Commission”) claims of violations of Section 5 of the FTC Act, and the Children’s Online Privacy Protection Act and Rule (COPPA), for $4 million. [read post]
13 May 2007, 10:26 am
(3) Going private transaction The term “going private transaction” has the meaning given that term under the rules or regulations of the Commission issued pursuant to section 78m (e) of this title [read post]
4 Feb 2011, 9:00 am
Thousands of private equity firms are scrambling to meet the July deadline to register with the SEC. [read post]
27 Apr 2022, 9:11 am
The SEC proposed rules enhancing the regulation of private fund advisers. [read post]
6 Apr 2020, 8:37 pm
Effective immediately, the due dates for the following filings are extended to 45 days after the original due date: (1) Notice of Changes by Broker-Dealers and Investment Advisers (Rule 260.241.4(a)-(f)); (2) Form PF for private fund advisers (Rule 260.204.9(b)(2)(A)-(B)); (3) Annual Report (Rule 260.241.2(a)(4)); and (4) Interim Report (Rule 260.241.2(d)(1)-(3)). [read post]
25 Feb 2013, 1:43 pm
In fact, many private equity funds have compensation arrangements that the Staff believes requires broker dealer registration. [read post]
11 May 2017, 8:33 am
Additionally, the court could not find authority for a private citizen such as Ms. [read post]
30 Jun 2010, 7:36 pm
It is important that private equity fund managers, who will likely be subject to investment adviser registration under the Wall Street Reform and Consumer Protection Act, understand that this will be applicable to their business as well. [read post]
1 Nov 2019, 6:26 pm
Private interest foundations will pay at the time of registration a first single annual fee of three hundred and fifty Balboas (B / .350.00). [read post]
19 Feb 2019, 12:40 pm
These developments could have a profound impact on the rights of IP owners, domain name registrants, and the public, and on the architecture of the internet.1:30 Welcome, Christine Haight Farley, American University Washington College of Law1:40 Trademark Protections in the New gTLDsBrian Beckham, WIPO (invited)Michael Karanicolas, University of Toronto Brian King, MarkMonitor (invited)Rebecca Tushnet, Harvard Law SchoolBrian Winterfeldt, Winterfeldt IP Group (invited)Mary Wong, ICANN… [read post]
10 Aug 2018, 10:34 am
Curl, 1741, private letters published. [read post]
3 Jan 2011, 1:09 pm
In addition, many ERAs will already have to use Form ADV for their state registrations – using Form ADV allows such advisers to satisfy the state requirement and Rule 204-4 in a single filing. [read post]
31 Dec 2012, 7:47 pm
At its January 4, 2013 Conference, the Court will consider petitions seeking review of issues such as the authority of the U.S. [read post]
21 Feb 2011, 6:34 pm
The FDA’s priorities are stated to be: 1) Prevention – mandatory controls, product safety, and intentional contamination; 2) Inspection, compliance, and response – administrative detention, recall, and suspension of registrations; 3) Import safety – foreign supplier verification, third-party certification, and mandatory certification of high-risk foods; and 4) Enhanced partnerships – with other governments, other government entities, and the… [read post]
5 May 2020, 6:00 pm
Code § 1001, the statute which makes it a felony to lie about a matter within the jurisdiction of the executive, legislative, or judicial branch Unsealed documents relating to FBI’s Flynn investigation, 4/29/20 Flynn’s motion to dismiss the case, based on the recently unsealed documents, 4/24/20 Flynn’s motion to withdraw his guilty plea, 1/29/20 Flynn’s apology and admission of guilt, 12/1/17 The information of… [read post]
5 Jul 2021, 4:39 am
The latest issue of the „Praxis des Internationalen Privat- und Verfahrensrechts (IPRax)“ features the following articles: O. [read post]
