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28 Apr 2022, 9:01 pm
For today’s symposium, we are focused on the balance within the public markets, between the two primary paths to becoming a publicly traded company – SPACs and traditional IPOs.[4] However, these questions of balance within the public markets are really a part of a broader debate about the balance between public and private markets. [read post]
28 Apr 2022, 5:04 pm
Proposed Rule, Cybersecurity Risk Management, Strategy, Governance, and Incident Disclosure Public companies subject to the reporting requirements of the Securities Exchange Act of 1934 (which include public financial institutions) SEC Report via Form 8-K material cybersecurity incidents within four (4) business days after the registrant determines that it has experienced a material cybersecurity incident. [read post]
27 Apr 2022, 11:21 am
Far more important, no OLC opinion has ever claimed that a private citizen, subpoenaed in connection with his or her conduct as a private citizen, was totally immune from a congressional subpoena. [read post]
27 Apr 2022, 9:11 am
The SEC proposed rules enhancing the regulation of private fund advisers. [read post]
26 Apr 2022, 9:05 pm
The “ICO” designation is inspired by initial public offering (“IPO”) whereby private firms list shares on a public stock exchange and raise external capital. [read post]
26 Apr 2022, 7:24 am
Right to speak privately to an attorney. [read post]
22 Apr 2022, 7:51 am
§ 812(b)(4), a substance will be placed in schedule IV based on specific findings made by the Administrator that “(A) The drug or other substance has a low potential for abuse relative to the drugs or other substances in schedule III. [read post]
22 Apr 2022, 4:00 am
His work, he maintains, is entirely legal and not subject to public disclosure under the Foreign Agents Registration Act. [read post]
21 Apr 2022, 9:01 pm
For a summary of how the proposed rules would affect foreign private issuers, see our publication here. [read post]
14 Apr 2022, 9:01 pm
(Rule 14-02(b)(2).) 4. [read post]
13 Apr 2022, 12:43 pm
ShareThere is no man in this country to whom the colored race is more indebted. [read post]
12 Apr 2022, 9:01 pm
To the extent that the proposed disclosures would include some forward-looking statements, such as projections of future risks or plans related to targets or transitions, the forward-looking statement safe harbors pursuant to the Private Securities Litigation Reform Act would apply, assuming certain conditions were met. [read post]
11 Apr 2022, 9:01 pm
For example, Section 160 of the Delaware General Corporation Law prohibits a corporation from purchasing its shares of capital stock when the purchase “would cause any impairment of the capital of the corporation”;4 its organizational documents, including its certificate of incorporation and bylaws; any agreements that may restrict or limit its ability to repurchase its securities. [read post]
10 Apr 2022, 9:01 pm
Climate-related disclosures within registration statements, including information filed in annual reports and incorporated by reference, will also be subject to liability provisions under the Securities Act of 1933 and will not be afforded protections under the forward-looking safe harbors pursuant to the Private Securities Litigation Reform Act. [read post]
8 Apr 2022, 5:50 am
Strine, Jr., Wachtell, Lipton, Rosen & Katz, on Thursday, April 7, 2022 Tags: Board composition, California, Diversity, ESG, Listing standards, Management, NASDAQ, Private ordering, Stakeholders, State law The Limits of SPAC Sponsor Earnouts Posted by Michael Klausner (Stanford University) and Michael Ohlrogge (NYU), on Thursday, April 7, 2022 Tags: Agency costs, Earnouts, Executive… [read post]
8 Apr 2022, 5:50 am
Strine, Jr., Wachtell, Lipton, Rosen & Katz, on Thursday, April 7, 2022 Tags: Board composition, California, Diversity, ESG, Listing standards, Management, NASDAQ, Private ordering, Stakeholders, State law The Limits of SPAC Sponsor Earnouts Posted by Michael Klausner (Stanford University) and Michael Ohlrogge (NYU), on Thursday, April 7, 2022 Tags: Agency costs, Earnouts, Executive… [read post]
8 Apr 2022, 4:00 am
House Judiciary Delves into FARA in First Dedicated Hearing in 30 Years Politico – Caitlin Oprysko | Published: 4/5/2022 Lawmakers, a legal scholar, government watchdogs, and a nonprofit advocate debated whether the Foreign Agents Registration Act (FARA) should be expanded or reined in during a recent hearing, the first such session dedicated to FARA held by the House Judiciary Committee since 1991. [read post]
6 Apr 2022, 11:22 pm
Professor of Law, McGill Faculty of Law, Canada 4. [read post]
3 Apr 2022, 5:13 am
On March 9, 2022, the SEC voted to propose rules mandating sweeping cybersecurity measures for public companies and foreign private issuers. [1] Most notably, the rules would impose a 4-day reporting requirement for domestic issuers who have experienced a “material cybersecurity incident. [read post]
1 Apr 2022, 4:00 am
National/Federal Anita Dunn and SKDK: Power and influence in Biden’s Washington MSN – Tyler Pager, Sean Sullivan, and Michael Scherer (Washington Post) | Published: 3/28/2022 SKDK, a public relations and political strategy firm, is a unique force in Washington, straddling the line between the private sector and the Biden administration to quietly affect change. [read post]
