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15 Apr 2019, 6:26 am by John Jascob
By Brad Rosen, J.D.The New York State Department of Financial Services (DFS) has denied the applications of Bittrex, Inc., to engage in a virtual currency business and money transmission activities in the state of New York due to its failure to meet DFS licensing requirements. [read post]
11 Dec 2007, 12:59 am
CT Summation CaseVault 5.0 - CT SummationLaw 50 Pre Discovery - LexisNexis Electronic Data Discovery Systems ServiceApplied Discovery - LexisNexisCT Summation CaseVault 5.0 - CT SummationFindLaw Electronic Discovery Rule Wizard - Thomson FindLawOntrack Discovery Customer Portal - Kroll Ontrack Knowledge Management SystemCaseMap 7 - LexisNexisTotal Search - LexisNexisWestKM - Thomson West Litigation Support ConsultantCase Analysis and Consulting Group - LexisNexisFTI Consulting Inc. -… [read post]
4 Jun 2018, 6:26 am by Silver Law Group
According to FINRA Disciplinary actions for May 2018, the following individuals were suspended from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS   Fernando Enrique Acosta     Paul Anthony Bustamante   Empire Asset Management Company   Bishop, Rosen & Co, Inc   Janna L. [read post]
12 Sep 2022, 8:35 am by Matthew Dochnal
On July 11th, 2022, Twitter, Inc. hired Wachtell, Lipton, Rosen & Katz to file suit against Musk in the Delaware Court of Chancery to force the merger to take place. [read post]
26 Jan 2018, 6:32 am
Klingsberg, Cleary Gottlieb Steen & Hamilton LLP, on Friday, January 19, 2018 Tags: Boards of Directors, CalSTRS, Corporate Social Responsibility, ESG, Hedge funds, Institutional Investors, Pension funds, Shareholder activism, Shareholder proposals, Shareholder voting Letter from JANA Partners & CalSTRS to Apple, Inc. [read post]
8 Nov 2019, 5:55 am
Katz and Laura McIntosh, Wachtell, Lipton, Rosen & Katz, on Friday, November 1, 2019 Tags: Boards of Directors, Diversity, Engagement, ESG, Institutional Investors, Long-Term value, Proxy season, Proxy voting, Retail investors, Shareholder proposals Stewardship: The 2020 Vision Posted by Saker Nusseibeh, Hermes Investment Management, on Friday, November 1, 2019 Tags: Asset management, ESG, Fiduciary… [read post]
5 Nov 2021, 5:49 am
Securities and Exchange Commission, on Monday, November 1, 2021 Tags: Capital formation, Investor protection, IPOs, Mergers & acquisitions, Public firms, SEC, SEC rulemaking, Securities regulation, SPACs, Special purpose vehicles ISS’ Annual Policy Survey Results Posted by Shaun Bisman and Han Wen Zhang, Compensation Advisory Partners, on Tuesday, November 2, 2021 Tags: ESG, Institutional… [read post]
3 May 2019, 6:38 am
The SEC’s Current End Game on Proxy Advisory Firms Posted by Cydney Posner, Cooley LLP, on Friday, April 26, 2019 Tags: Institutional Investors, Proxy advisors, Proxy voting, SEC, SEC rulemaking, Securities regulation, Shareholder voting 2019 Compensation Committee Guide Posted by Jeannemarie O’Brien, David Kahan, and Michael Schobel, Wachtell, Lipton, Rosen & Katz, on Friday, April 26, 2019 Tags: Boards of… [read post]
23 Mar 2021, 6:24 am by John Jascob
By Brad Rosen, J.D.At 4:46 pm this past Friday afternoon, the CFTC issued an order filing and settling charges against Coinbase Inc., a digital asset exchange operator, finding reckless false, misleading, or inaccurate reporting as well as wash trading by a former employee in the cash cryptocurrency markets. [read post]