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19 Jul 2023, 7:56 am
(Ripple) and two of its executives (collectively the defendants) constituted the sale of an unregistered security in violation of Section 5 of the Securities Act of 1933 (the Securities Act), holding on cross-motions for summary judgment that some were and some were not. [read post]
20 Feb 2019, 2:08 pm
Shopoff Securities, Inc. [read post]
22 May 2019, 1:09 pm
He was previously employed by The Advisors Group, Inc. [read post]
26 Jan 2015, 10:30 pm
Perhaps Sharon Nelson, a lawyer and President of Sensi Enterprises Inc, a digital forensics, information security and information technology firm in Fairfax Virginia, put it best when she said: “Cybersecurity is now universally the chief worry of large firms. [read post]
6 Jan 2020, 11:24 am
Aurora Cannabis Inc. [read post]
21 Jan 2021, 1:15 pm
Inventor advocacy group US Inventor has filed an amicus brief in support of a petition to the U.S. [read post]
6 Apr 2010, 5:22 pm
In addition, please contact us directly to learn more about special free trial and payment options for mid-size and large law firms. [read post]
10 Apr 2014, 11:18 am
On the other hand, Bray also notes that spy agencies like the NSA or China's Ministry of State Security could have been using Heartbleed as a backdoor for some time and nobody would know. [read post]
18 Nov 2021, 1:46 pm
In the latest example of this type of lawsuit, a plaintiff shareholder has filed a securities class action complaint against Owlet, Inc., a company that sells baby health products and that was in July 2021 merged with a SPAC. [read post]
24 Jul 2011, 11:36 pm
Wall Street Journal | July 22, 2011; Goldman Sachs Group Inc. scored a victory in one of the highest-profile lawsuits that accuses it of duping investors on mortgage securities that were sold during the buildup to the financial crisis. [read post]
12 Nov 2019, 2:12 pm
Inc. was sole book-running manager for the offering, and National Securities Corporation was lead manager. [read post]
16 Nov 2018, 4:00 am
Kelly is a registered broker with Center Street Securities Inc. [read post]
28 Apr 2022, 10:52 am
GWG pooled money from bond investors to purchase life insurance policies on the secondary market; then used payouts from the policies when people died to repay investors. [read post]
31 May 2018, 12:21 pm
BRS and its CEO also allegedly used fake invoices in the names of two shell companies Davis controlled, the Blackstone Group, Inc. and Afcon Communications, Inc., to cover their tracks. [read post]
9 Jan 2019, 7:26 am
Palacios is currently employed by Garden State Securities, Inc. [read post]
18 May 2016, 4:18 pm
Up, Inc. v. [read post]
26 Sep 2020, 1:59 am
The complaint goes on to allege that Zabala used close to $2 million of investor money for personal use, and used $1.2 million to make Ponzi-like payments to investors in Concorde Group Inc., the parent company of Concorde Group Holdings. [read post]
26 Sep 2020, 1:59 am
The complaint goes on to allege that Zabala used close to $2 million of investor money for personal use, and used $1.2 million to make Ponzi-like payments to investors in Concorde Group Inc., the parent company of Concorde Group Holdings. [read post]
28 Nov 2023, 7:25 am
Contact us today at (800) 975-4345 and let us know how we can help. [read post]
18 Jun 2020, 8:08 pm
Reuters: “A newly discovered spyware effort attacked users through 32 million downloads of extensions to Google’s market-leading Chrome web browser, researchers at Awake Security told Reuters, highlighting the tech industry’s failure to protect browsers as they are used more for email, payroll and other sensitive functions. [read post]