Search for: "Securities Investor Protection Corporation"
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23 Jun 2023, 9:39 am
” She added that “The Dodd-Frank Act has provided fantastic tools to protect investors. [read post]
22 Jun 2023, 9:54 am
FOOTNOTES [1] Securities issuers are entities that are already required to register with the SEC under the Securities Exchange Act of 1934 (i.e. public companies) [read post]
22 Jun 2023, 7:35 am
The White Law Group, LLC is a well-established law firm specializing in national securities fraud, securities arbitration, investor protection, and securities regulation/compliance. [read post]
19 Jun 2023, 9:05 pm
These concepts were imported into UK law in the mid-1800s to serve investor protection goals, some decades later into the regulation of rates in railroads and other natural monopolies, and by the early 1900s into American tax and banking law. [read post]
16 Jun 2023, 12:42 pm
(And, I sure do hope the portal for receiving this information is secure!) [read post]
16 Jun 2023, 6:11 am
It forms a network of Microsoft 365 services and features that manage, protect, and extract data to support a wide range of scenarios including Enterprise Mobility + Security services like Azure Active Directory. [read post]
15 Jun 2023, 1:54 pm
Earlier this week, the Securities and Exchange Commission (SEC) unveiled a public service campaign to help older investors protect themselves against securities fraud. [read post]
14 Jun 2023, 9:01 pm
At the SEC, we work every day to protect investors and facilitate capital formation across the spectrum of communities that make America strong, including underserved communities. [read post]
13 Jun 2023, 6:30 am
This approach helps investors secure insight into issues that are important to their capital allocation strategies but are not always fully or consistently disclosed in corporate reporting. [read post]
13 Jun 2023, 6:30 am
This approach helps investors secure insight into issues that are important to their capital allocation strategies but are not always fully or consistently disclosed in corporate reporting. [read post]
9 Jun 2023, 12:25 pm
A number of Chinese manufacturers are owned by Taiwanese, Singaporean or Hong Kong companies, and sometimes it is possible to secure guarantees from the foreign parent. [read post]
7 Jun 2023, 9:01 pm
Protecting the independence of these CCOs’ work protects investors and benefits market integrity. [read post]
7 Jun 2023, 7:29 am
Members of an LLC benefit from liability protection that keeps their personal assets, like homes, secure even if the business faces debt or other financial obligations. [read post]
5 Jun 2023, 9:30 pm
“Modern conditions have become so complex that it is not only impracticable but even impossible for the investor to investigate the merits if any” of many securities, a treatise writer claimed. [read post]
5 Jun 2023, 9:01 pm
The SEC believes that periodic disclosure of daily repurchases will enable investors “to evaluate the efficiency of share repurchases or determine a pattern of when repurchases could be timed to affect compensation or to benefit from material nonpublic information,” which will increase “investor confidence. [read post]
5 Jun 2023, 6:30 am
The SEC regulates, and enforces laws concerning, public companies, with a mission that includes “protecting investors, maintaining fair, orderly, and efficient markets, and facilitating capital formation“. [read post]
5 Jun 2023, 6:30 am
The SEC regulates, and enforces laws concerning, public companies, with a mission that includes “protecting investors, maintaining fair, orderly, and efficient markets, and facilitating capital formation“. [read post]
2 Jun 2023, 4:00 am
But he said he also hoped the payments might help him secure a job. [read post]
31 May 2023, 9:01 pm
News also broke that it had charged hundreds-of-thousands of borrowers for unneeded and unrequested auto-protection insurance. [read post]
27 May 2023, 9:05 pm
TRR: Beyond ESG investments and disclosure issues, what do you see as the most important regulatory issues facing corporate governance and securities law in the coming years? [read post]
