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25 Mar 2022, 6:08 am
By Anne Sherry, J.D.The SEC proposed amendments to remove the references to credit rating agencies from Rules 101 and 102 of Regulation M, which prohibits activities that could artificially influence the market for an offered security. [read post]
22 Mar 2022, 9:01 pm
He has the right to his devout Catholicism, but other rights exist too, rights that a religious extremist Court will be unwilling to honor or recognize.Follow @SherryColb Sherry F. [read post]
18 Mar 2022, 7:45 am
By Anne Sherry, J.D.A group of eight U.S. [read post]
16 Mar 2022, 6:14 am
By Anne Sherry, J.D.Continuing the debate over administrative law judge constitutionality, the SEC has asked the Supreme Court to decide whether respondents in administrative proceedings can challenge ALJ validity in district courts, or whether (as the SEC argues) the Exchange Act restricts such challenges to the appellate courts. [read post]
14 Mar 2022, 7:12 am
By Anne Sherry, J.D.In her first in-person address as CorpFin Director, Renee Jones discussed the shareholder proposal rule and specifically the November 2021 Staff Legal Bulletin that rescinded three earlier bulleting. [read post]
10 Mar 2022, 7:16 am
Pallaki, The Federalist Society) Masterpiece Cakeshop Redux and the Homophobia Exemption from Anti-Discrimination Law (Sherry F. [read post]
9 Mar 2022, 2:41 pm
“Masterpiece Cakeshop Redux and the Homophobia Exemption from Anti-Discrimination Law”: Law professor Sherry F. [read post]
9 Mar 2022, 4:30 am
by Sherry F. [read post]
8 Mar 2022, 9:01 pm
All we might have is (additional) evidence of the Court’s parochialism and hypocrisy.Follow @SherryColb Sherry F. [read post]
8 Mar 2022, 6:20 am
By Anne Sherry, J.D.The Supreme Court denied Alphabet’s petition for certiorari to review a Ninth Circuit decision reviving a securities fraud claim against the company. [read post]
1 Mar 2022, 7:47 am
By Anne Sherry, J.D.The Southern District of New York denied requests made by Elon Musk and Tesla meant to hold the SEC accountable for “a pattern of conduct … that has gone beyond the pale. [read post]
1 Mar 2022, 7:32 am
Sherry appealed. [read post]
24 Feb 2022, 12:15 pm
Cited: Sherry Jo Crandall, 52 Charge: Battery (m) ISC 18-903 Troopers will continue to respond to calls for service to the area, remove any unclaimed prohibited items, and check on the welfare of those on-site. [read post]
24 Feb 2022, 9:25 am
By Anne Sherry, J.D.In a comment letter on FINRA’s proposal to amend the current prohibition on borrowing from or lending to customers, NASAA reiterated its position that such borrowing or lending should be prohibited outright. [read post]
22 Feb 2022, 9:01 pm
Last week, the fourth and final part of the outstanding television mini-series, “We Need to Talk About Cosby” aired on Showtime. [read post]
18 Feb 2022, 5:21 pm
By Anne Sherry, J.D.A lawsuit alleging that an underwriter participated in a scheme to subvert Nasdaq’s listing requirements failed to allege scienter. [read post]
16 Feb 2022, 9:40 am
In January 2017, Sherry Dillon, the tax partner there vouched that Trump’s businesses would operate completely separately from the White House. [read post]
11 Feb 2022, 5:06 am
by Sherry F. [read post]
8 Feb 2022, 9:01 pm
Someday, I believe all humans will be vegan, and we will know when we see a fish-shaped entrée on our mayor’s plate that no actual fish was harmed in the making of his dinner.Follow @SherryColb Sherry F. [read post]
7 Feb 2022, 1:00 pm
“The Audacity of Hoping for a 7-2 Majority”: Sherry F. [read post]
